ALBERT

Description: Well-constrained earthquake depth estimations are important for seismic hazard determination. As local networks of the East-African Rift are usually too sparse for reliable depth estimations, we used detections of pP and sP phase arrivals (the so-called depth phases) at teleseismic distance to constrain earthquake depths in this region. We rely on a fully automatic Cepstral analysis approach, first validated at the global scale using the ISC-EHB catalogue, then applied on the East-African seismicity. We investigated 9575 earthquakes from magnitude 2 since 2005 which allows us to constrain the depth estimation of 584 events with magnitude mainly above 3.5, complemented by 139 reliable depth estimations from previous studies based on teleseismic data as well. To ensure a final catalogue as complete as possible, we also identified from regional catalogues 113 earthquakes assumed to be well constrained, based on network geometry empirical criteria. Thanks to this study, we finally propose new earthquake depth distributions for the seismic source zonation defined by Poggi et al., in order to estimate the seismic hazard of the East African Rift region. Including those new distributions in the source models leads to significant changes of seismic hazard assessments results.

Description: 1-D site response analysis dominates earthquake engineering practice, while local 2-D/3-D models are often required at sites where the site response is complex. For such sites, the 1-D representation of the soil column can account neither for topographic effects or dipping layers nor for locally generated horizontally propagating surface waves. It then remains a crucial task to identify whether the site response can be modelled sufficiently precisely by 1-D analysis. In this study we develop a method to classify sites according to their 1-D or 2-D/3-D nature. This classification scheme is based on the analysis of surface earthquake recordings and the evaluation of the variability and similarity of the horizontal Fourier spectra. The taxonomy is focused on capturing significant directional dependencies and interevent variabilities indicating a more probable 2-D/3-D structure around the site causing the ground motion to be more variable. While no significant correlation of the 1-D/3-D site index with environmental parameters and site proxies seems to exist, a reduction in the within-site (singlestation) variability is found. The reduction is largest (up to 20 per cent) for purely 1-D sites. Although the taxonomy system is developed using surface stations of the KiK-net network in Japan as considerable additional information is available, it can also be applied to any (non-downhole array) site.

Description: Severe droughts caused unprecedented impacts on grasslands in Central Europe in 2018 and 2019. Yet, spatially varying drought impacts on grasslands remain poorly understood as they are driven by complex interactions of environmental conditions and land management. Sentinel-2 time series offer untapped potential for improving grassland monitoring during droughts with the required spatial and temporal detail. In this study, we quantified drought effects in a major Central European grassland region from 2017 to 2020 using a regression-based unmixing framework. The Sentinel-2-based intra-annual time series of photosynthetic vegetation (PV), non-photosynthetic vegetation (NPV), and soil fractional cover provide easily interpretable quantities relevant for understanding drought effects on grasslands. Fractional cover estimates from Sentinel-2 matched in-situ conditions observed during field visits. The comparison to a multitemporal reference dataset showed the best agreement for PV cover (MAE = 7.2%). Agreement was lower for soil and NPV, but we observed positive relationships between fractional cover from Sentinel-2 and the reference data with MAE = 10.1% and MAE = 15.4% for soil and NPV, respectively. Based on the fractional cover estimates, we derived a Normalized Difference Fraction Index (NDFI) time series contrasting NPV and soil cover relative to PV. In line with meteorological and soil moisture drought indices, and with the Normalized Difference Vegetation Index (NDVI), NDFI time series showed the most severe drought impacts in 2018, followed by less severe, but persisting effects in 2019. Drought-specific metrics from NDFI time series revealed a high spatial variability of onset, duration, impact, and end of drought effects on grasslands. Evaluating drought metrics on different soil types, we found that grasslands on less productive, sandy Cambisols were strongly affected by the drought in 2018 and 2019. In comparison, grasslands on Gleysols and Histosols were less severely impacted suggesting a higher drought resistance of these grasslands. Our study emphasizes that the high temporal and spatial detail of Sentinel-2 time series is mandatory for capturing relevant vegetation dynamics in Central European lowland grasslands under drought.

Description: Micellization is one of the most challenging promotion mechanisms of surfactants for gas hydrate formation. Surfactants have been reported as the most efficient promoters for the formation of gas hydrates; however, their mechanism of action is not yet clear. The literature review reveals a major gap in the current knowledge for clarifying the effect of micellization on clathrate hydrate formation. Previous studies have mostly focused on hydrate formation in the presence of a special category of compounds that can form micelles, i.e., surfactants (in most cases, sodium dodecyl sulfate (SDS)). However, structures more complex than SDS have not been extensively studied. In other words, the changes in the surfactants’ molecular structure significantly alter their activity in the hydrate formation process. The current study aims to fill this gap by investigating a novel additive, i.e., waterborne polyurea/urethanes (WPUU), which can generate micelles at the hydrate forming temperature. The experimental results show that WPUUs have a surfactant property and form micelles at the hydrate forming temperature. Nonetheless, no promotion effect on methane hydrate formation was observed. The results of the molecular dynamic simulation confirm that WPUU inhibits gas hydrate formation due to its stronger proton-accepting hydrogen bond compared to water molecules. The results indicate that depending on the molecular structure of the additives, their micelles could have an inhibition effect on methane hydrate formation. Our findings present a molecular foundation to guide the molecular design of efficient hydrate inhibitors and promoters for flow assurance and gas storage applications. Moreover, they provide new insight into the inhibition mechanism of kinetic hydrate inhibitors.

Description: We introduce the effects of self-attraction and loading (SAL) to the momentum equations of a barotropic global ocean tide model as well as a baroclinic general circulation model. We show for the tidal dynamics, that an explicit treatment of SAL is favourable compared to a scalar approximation or even disregarding the effects all together. For the general circulation the influence on the ocean bottom pressure is shown to be about 1 hPa for short time periods along the coasts and about 0.5 hPa for longer periods in resonant basins in the southern ocean. In contrast to previous studies, we additionally examine the effects of surface pressure anomalies over the continents in the computation of SAL which is shown to have an influence of about 0.5 hPa along the coasts. With those results, we demonstrate that the explicit treatment of SAL is important for satellite applications.

Description: This chapter provides a general review of ongoing activities related to the geotechnical applications of the acoustic emission (AE) technique on various rock specimens. Recent and current worldwide AE studies are reviewed. This study highlights some key issues concerning the applications of many methods ranging from simple event counting with few AE sensors to complex focal mechanism investigations using multiple AE sensors.

Description: Since the middle of the 20th century, human society experiences a "Great Acceleration" manifesting in historically remarkable growth rates that create severe sustainability problems. The globally exploding potentials of information and knowledge exchange have been and are vital drivers for this acceleration. Society has now come to the point that it requires a "Great Transformation" towards sustainability to ensure the viability of the planet for a vital society. The energy transition plays a central role for this transformation. In this context, human society has developed a comparably good understanding of the necessary infrastructural changes of this transition. For transforming the patterns of energy production and use in an energy transition as part of the "Great Transformation", this process of change now needs to strengthen its focus on information, communication, and knowledge systems. Human society needs to establish a knowledge system that has the potential to create usable knowledge for sustainability solutions. This requires organizing a communication system that is sufficiently complex, interconnected, and, at the same time, efficient for integrating reflexive, open-ended, inter- and transdisciplinary learning, evaluation, and knowledge co-production processes across multiple levels. This challenge opens a wide field of research. This cumulative dissertation contributes to research in this direction by applying a systemic sustainability perspective on the content and organization of communication in the field of research on sustainable energy and the operational level of municipal climate action as part of the energy transition. Regarding sustainability, this thesis uses strong sustainability and its principles as a frame for evaluating the content of communication. Regarding the systemic perspective, the thesis particularly relies on the following theories: (i) the human-environment system model by R. Scholz as an overarching framework regarding interactions between humans and nature, (ii) social systems theory by N. Luhmann to reflect the complexity of society, (iii) knowledge management to consider the human character of knowledge and a practice-oriented perspective, and (iv) management cybernetics, in particular, the Viable System Model by S. Beer as a framework to analyze and assess organizational structures. Furthermore, the thesis leverages the potential of text mining as a method to identify and visualize patterns in texts that reflect prevalent paradigms in communication. The thesis applies the above conceptual and methodological basis in three case studies. Case Study 1 investigates the measures proposed in 16 municipal climate action plans of regional centers in Lower Saxony, Germany. It uses a text mining approach in the form of an Summary interpretation network analysis. It analyzes how different societal subsystems are connected at the semantic level and to what extent sustainability principles can be recognized. Case Study 2 analyzes and reflects paradigms and discursive network structures in international scientific publications on sustainable energy. The study investigates 26533 abstracts published from 1990 to 2016 using a text mining approach, in particular topic modeling via latent Dirichlet allocation. Case Study 3 turns again to the cases of municipal climate action in Lower Saxony examined in Case Study 1. It examines the involvement of climate action managers of these cities in multilevel knowledge processes. Using design principles for knowledge systems, it evaluates to what extent knowledge is managed in this field across levels for supporting the energy transition and to what extent local innovation potential is leveraged or supported. The three case studies show that international research on sustainable energy and municipal climate action in Germany provide promising contributions to achieve a transformation towards sustainability but do not fully reflect the complexity of society and still support a growth paradigm, in contrast to a holistic sustainability paradigm. Further, the case studies show that research and local action are actively engaging with the diversity of energy technologies but are lagging in dealing with the socio-epistemic (communication) system, especially with regard to achieving cohesion. Using the example of German municipalities, Case Studies 1 and 3 highlight the challenges of achieving coherent local action for sustainability and bottom-up organizational learning due to incomplete or uncoordinated multilevel knowledge exchange. At the same time, the studies also point out opportunities for supporting the required coherent multilevel learning processes based on local knowledge. This can be achieved, for instance, by strengthening the coordinating role of intermediary organizational units or establishing closer interactions between the local operational units and the national level. The thesis interprets and synthesizes the results of the three case studies from its systemic sustainability perspective. On this basis, it provides several generalized recommendations that should be followed for establishing viable communication systems, especially but not exclusively in policy-making: Systemic holism: Consider matter, energy, and information flows as an integrated triplet in the context of scales, structures, and time in the various subsystems. Knowledge society: Focus on the socio-epistemic (communication) system, e.g., using the perspective of knowledge systems and associated design principles considering, for instance, working environments across horizontal and vertical levels, knowledge forms and types, and knowledge processes. Sufficiency communication: Emphasize sufficiency approaches, make it attractive, and find differentiated ways for communicating them. Multilevel cohesion and innovation: Achieve cohesion between the local and higher levels and leverage local innovations while avoiding isolated local action. Organizational interface design: Define the role of organizational units by the interactions they create at the interfaces with and between societal subsystems. Local transdisciplinarity: Support local transdisciplinary approaches integrating various subsystems, especially industry, while coordinating these approaches from a higher level for leveraging local innovation. Digital public system: Exploit existing digital technologies or infrastructures in the public system and recognize the value of data in the public sphere for achieving cohesion. Beyond the above recommendations, this thesis suggests that potential for further research lies in: Advancing nature-inspired systemic frameworks. Understanding the structure and creation of human knowledge. Developing text mining methodologies towards solution-oriented approaches.

Description: Energy poverty is high up on national and European Union policy agendas. A number of possible indicators to measure the issue have been identified in the literature, but comparable data with European coverage is scarce. The EU Commission thus proposes four independent indicators on the "EU Energy Poverty Observatory" based on self-reported items from the pan-European surveys on income and living conditions (SILC) and household budgets (HBS). It is of increasing public interest to analyse social impacts of energy policies, and quantify energy poverty indicators also from modelling. This paper first shortly outlines how the expenditure-based indicators using HBS micro data may be directly linked to existing macroeconomic models through their defining variables (energy expenditure and income). As endogenous modelling based on micro data is difficult, the link may be country-specific elasticities. The main contribution of the paper is a systematic in-depth sensitivity analysis of the two indicators to changes in income and energy expenditure following varying patterns in the underlying distributions of the micro data. The results may be used by future soft links to models. The results display sometimes counterintuitive effects. We find that whether these indicators increase/decrease after a change of income or energy expenditure largely depends on the specific country-wise income and energy expenditure distribution between households on a micro-level. Due to their definition, the examined indicators are especially sensitive, when income changes alter the indicator threshold values, which in these cases are the median values in underlying distributions. We discuss these findings and relate them to several indicator shortcomings and potential remedies through changes in indicator definition.

Description: Roadmaps for India's energy future foresee that coal power will continue to play a considerable role until the middle of the 21st century. Among other options, carbon capture and storage (CCS) is being considered as a potential technology for decarbonising the power sector. Consequently, it is important to quantify the relative benefits and trade-offs of coal-CCS in comparison to its competing renewable power sources from multiple sustainability perspectives. In this paper, we assess coal-CCS pathways in India up to 2050 and compare coal-CCS with conventional coal, solar PV and wind power sources through an integrated assessment approach coupled with a nexus perspective (energy-cost-climate-water nexus). Our levelized costs assessment reveals that coal-CCS is expensive and significant cost reductions would be needed for CCS to compete in the Indian power market. In addition, although carbon pricing could make coal-CCS competitive in relation to conventional coal power plants, it cannot influence the lack of competitiveness of coal-CCS with respect to renewables. From a climate perspective, CCS can significantly reduce the life cycle GHG emissions of conventional coal power plants, but renewables are better positioned than coal-CCS if the goal is ambitious climate change mitigation. Our water footprint assessment reveals that coal-CCS consumes an enormous volume of water resources in comparison to conventional coal and, in particular, to renewables. To conclude, our findings highlight that coal-CCS not only suffers from typical new technology development related challenges - such as a lack of technical potential assessments and necessary support infrastructure, and high costs - but also from severe resource constraints (especially water) in an era of global warming and the competition from outperforming renewable power sources. Our study, therefore, adds a considerable level of techno-economic and environmental nexus specificity to the current debate about coal-based large-scale CCS and the low carbon energy transition in emerging and developing economies in the Global South.

Description: The transdisciplinary research mode has gained prominence in the research on and for sustainability transformations. Yet, solution-oriented research addressing complex sustainability problems has become complex itself, with new transdisciplinary research formats being developed and tested for this purpose. Application of new formats offers learning potentials from experience. To this end, we accompanied fourteen research projects conceptualized as real-world labs (RwLs) from 2015 to 2018. RwLs were part of a funding program on "Science for Sustainability" in the German federal state of Baden-Württemberg. Here, we combine conceptual and empirical work to a structured collection of experiences and provide a comprehensive account of RwLs. First, we outline characteristics of RwLs as transformation oriented, transdisciplinary research approach, using experiments, enabling learning and having a long-term orientation. Second, we outline eleven success factors and concrete design notes we gained through a survey of the 14 RwLs: (1) find the right balance between scientific and societal aims, (2) address the practitioners needs and restrictions, (3) make use of the experimentation concept, (4) actively communicate, (5) develop a "collaboration culture", (6) be attached to concrete sites, (7) create lasting impact and transferability, (8) plan for sufficient time and financial means, (9) adaptability, (10) research-based learning, and (11) recognize dependency on external actors. Characteristics and success factors are combined to illustrate practical challenges in RwLs. Third, we show which methods could be used to cope with challenges in RwLs. We conclude discussing the state of debate on RwLs and outline future avenues of research.

Description: Practices of urban experimentation are currently seen as a promising approach to making planning processes more collaborative and adaptive. The practices develop not only in the context of ideal-type concepts of urban experiments and urban labs but also organically in specific governance contexts. We present such an organic case in the city of Wuppertal, Germany, centred around a so-called change-maker initiative, "Utopiastadt." This initiative joined forces with the city administration and collaborated with a private property owner and the local economic development agency in an unusual planning process for the development of a central brownfield site. Ultimately, the consortium jointly published a framework concept that picked up the vision of the "Utopiastadt Campus" as an open-ended catalyst area for pilot projects and experiments on sustainability and city development. The concept was adopted by the city council and Utopiastadt purchased more than 50% of the land. In order to analyse the wider governance context and power struggles, we apply the social-constructivist theory of Strategic Action Fields (SAFs). We focused on the phases of contention and settlement, the shift in interaction forms, the role of an area development board as an internal governance unit and the influences of proximate fields, strategic action, and state facilitation on the development. We aim to demonstrate the potential of the theory of SAFs to understand a long-term urban development process and how an episode of experimentation evolved within this process. We discuss the theory's shortcomings and reflect critically on whether the process contributed to strengthening collaborative and experimental approaches in the governance of city development.

Description: Water availability plays an important role in the expansion planning of utility-scale solar power plants, especially in the arid regions of the Middle East and North Africa. Although these power plants usually account for only a small fraction of local water demand, competition for water resources between communities, farmers, companies, and power suppliers is already emerging and is likely to intensify in future. Despite this, to date there has been a lack of comprehensive studies analyzing interdependencies and potential conflicts between energy and water at local level. This study addresses this research gap and examines the linkages between water resources and energy technologies at local level based on a case study conducted in Ouarzazate, Morocco, where one of the largest solar power complexes in the world was recently completed. To better understand the challenges faced by the region in light of increased water demand and diminishing water supply, a mixed-method research design was applied to integrate the knowledge of local stakeholders through a series of workshops. In a first step, regional socio-economic water demand scenarios were developed and, in a second step, water saving measures to avoid critical development pathways were systematically evaluated using a participatory multi-criteria evaluation approach. The results are a set of water demand scenarios for the region and a preferential ranking of water saving measures that could be drawn upon to support decision-making relating to energy and water development in the region.

Description: In order to calculate the financial return of energy efficiency measures, a cost-benefit analysis (CBA) is a proven tool for investors. Generally, however, most CBAs for investors have a narrow focus, which is - simply speaking - on investment costs compared with energy cost savings over the life span of the investment. This only provides part of the full picture. Ideally, a comprehensive or extended CBA would take additional benefits as well as additional costs into account. The objective of this paper is to reflect upon integrating into a CBA two important cost components: transaction costs and energy efficiency services - and how they interact. Even though this concept has not been carried out to the knowledge of the authors, we even go a step further to try to apply this idea. In so doing, we carried out a meta-analysis on relevant literature and existing data and interviewed a limited number of energy experts with comprehensive experience in carrying out energy services. Even though data is hardly available, we succeeded in constructing three real-world cases and applied an extended CBA making use of information gathered on transaction costs and energy services costs. We were able to show that, despite these additional cost components, the energy efficiency measures are economically viable. Quantitative data was not available on how energy services reduce transaction costs; more information on this aspect could render our results even more positive. Even though empirical and conceptual research must intensify efforts to design an even more comprehensive CBA, these first-of-its-kind findings can counterargue those that believe energy efficiency is not worth it (in monetary terms) due to transaction costs or energy services costs. In fact, this is good news for energy efficiency and for those that seek to make use of our findings to argue in favor of taking up energy efficiency investments in businesses.

Description: In the Paris Accord to the UN Climate Change Conference COP21 in 2015, the international community agreed to "make every effort" to reach a significant reduction in greenhouse gas (GHG) emissions and to limit global average temperature rise to preferably 1.5°C by 2100 (UNFCC 2018). A transition to a climate-friendly energy supply, however, would come largely at the expense of coal - a fossil fuel with large global reserves that are also widely dispersed regionally. Therefore, especially since the turn of the millennium, the question has been raised as to how coal could be used in a climate-friendly way in the future. So far, the only way to do this is to apply CCS technology or CCU. CCS involves the capture of carbon dioxide (CO2) emissions from fossil fuel-fired power plants or industrial sources and its storage underground, such as in deep saline aquifers or in depleted oil and natural gas fields, or their use for enhanced oil or gas recovery (EOR/EGR). When carbon capture and utilisation (CCU) is applied, the CO2 is further used, for example as feedstock for the production of durable plastics. Due to the relatively low potential of CCU compared to CCS (IPCC 2005), only CCS is considered in this thesis. The majority of studies and roadmaps have discussed CCS as a technology option that could make a significant contribution to achieving the objective of decreasing GHG emissions for many years (IPCC 2014a, 2018). Particularly in the power sector, however, these expectations have not yet been met. As of November 2019, worldwide only two small base-load power plants, capturing a total of 2.4 Mt CO2/year and mainly using it for EOR, are in operation, together with a few pilots in industrial applications and, in particular, natural gas processing (in total 30 Mt CO2/year) (Global CCS Institute 2019). Early on, it became clear that the predicted high deployment targets and their underlying studies should be critically questioned for various reasons. Particularly due to the lack of a systems-analytical evaluation of this technology (which was relatively new at the time), no reliable answers could be given about the ecological, economic, social and structural effects of its large-scale application. Such analyses are, however, a pre-condition for comprehensively classifying the contribution of a new technology as a promising option for a sustainable energy supply system and assessing it in comparison to other technologies. To address these challenges, several studies, most of which initiated by the author, were conducted on this topic between 2004 and 2018. The resulting papers became the basis for this thesis.

Description: This article aims to analyse the potential for international climate governance to promote the decarbonisation of land transport. It first summarises challenges and barriers that impede the transformation of the sector. On this basis, the article discusses how international governance could potentially assist with overcoming these barriers and mobilising potentials. Subsequently, the article analyses to what extent existing international governance institutions deliver on the potential identified. The analysis finds that while there is a large number of international institutions trying to promote the decarbonisation of land transport, none of them emerge saliently as hubs or core institutions. There is a substantial amount of activity to generate and disseminate knowledge and learning, but the potential for providing guidance and signal, setting rules, providing transparency/accountability and means of implementation could be further exploited. The article concludes with suggestions on how international governance may be strengthened.

Description: The ongoing warming of the Earth's atmosphere is projected to cause a northward shift of species' distributions, as they track their climatic optimum. In the rapidly warming Arctic, this has already led to an increase of shrubs in tundra ecosystems. While this northern expansion of woody biomass has been studied relatively extensively over the last decade, little research has been devoted to shrub growth responses at the southern margins of Northern Hemisphere shrubs. Here, we studied shoot length growth, its responses to climate over the period 2010-2017, and differences in leaf C and N content of the evergreen dwarf shrub Empetrum nigrum, as well as the vegetation composition and soil parameters at four sites located along a gradient of increasing dune age on the island Spiekeroog, northern Germany. The sites are located in the tri-national UNESCO world heritage site, the Wadden Sea. E. nigrum has a predominantly circum-arctic-boreal distribution and its southern distribution margin in European lowlands runs through northern Germany, where it is retreating northwards. We found a negative response to autumn (surface) temperatures and previous summer surface temperatures and/or a positive response to summer precipitation of E. nigrum growth, except at the oldest dune with the strongest E. nigrum dominance. Growth rates and plant species diversity declined with dune age. Our results suggest that E. nigrum growth is drought sensitive at its European southern range margin. We hypothesize that this sensitivity may form the basis for its northward retreat, which is supported by recent observations of E. nigrum dieback in Germany after the extreme drought in 2018 and model projections.

Description: Climate change is a transformation challenge. It requires the transformation of a patchwork of independent socio-technical systems. These complex systems have their own specific challenges and path dependencies. Lukas Hermwille introduces a perspective on socio-technical complexity to the study of global climate governance and asks what governance arrangements on the international level, in particular the United Nations Framework Convention of Climate Change (UNFCCC) and its Paris Agreement, can offer to facilitate and foster the required transformational change. His work shows the importance of the discursive power of global climate governance, shifting the expectations and visions of the future of key actors and, as a corollary, changing their investment decisions of today towards a more sustainable future.

Description: Electric mobility is beginning to enter East African cities. This paper aims to investigate what policy-level solutions and stakeholder constellations are established in the context of electric mobility (e-mobility) in Dar es Salaam, Kigali, Kisumu and Nairobi and in which ways they attempt to tackle the implementation of electric mobility solutions. The study employs two key methods including content analysis of policy and programmatic documents and interviews based on a purposive sampling approach with stakeholders involved in mobility transitions. The study findings point out that in spite of the growing number of policies (specifically in Rwanda and Kenya) and on-the-ground developments, a set of financial and technical barriers persists. These include high upfront investment costs in vehicles and infrastructure, as well as perceived lack of competitiveness with fossil fuel vehicles that constrain the uptake of e-mobility initiatives. The study further indicates that transport operators and their representative associations are less recognized as major players in the transition, far behind new e-mobility players (start-ups) and public authorities. This study concludes by identifying current gaps that need to be tackled by policymakers and stakeholders in order to implement inclusive electric mobility in East African cities, considering modalities that include transport providers and address their financial constraints.

Description: Agriculture is an economic sector with massive impact on biodiversity and agrobiodiversity. Sustainable diets represent a critical policy leverage and a realistic opportunity to reduce the environmental impact of the agro-food sector while improving human health at the same time. Eating out is an increasingly common habit for many consumers and, by offering sustainable dishes, catering companies can play a central role. To do this, they need to understand and correctly assess the sustainability of their food portfolio, but assessment tools are not well established yet. The NAHGAST project, of which this study was part, developed and tested a sustainability assessment tool for catering companies based on concrete targets defined per meal. This study addresses the lack of methods to evaluate the impact of food on biodiversity, with a particular focus on agrobiodiversity. The work illustrates a context-specific application of an enhanced DPSIR model to structure information and select indicators, and proposes a transdisciplinary use of existing metrics. Further research is needed in order to define scientifically sound target values or sustainability ranges for each indicator per meal, in order to calculate them. Strengths and limits of the study are discussed.

Description: Non-residential buildings in the European Union consume more than one third of the building sector's total. Many non-residential buildings are owned by municipalities. This paper reports about an energy saving competition that was carried out in 91 municipal buildings in eight EU member states in 2019. For each public building an energy team was formed. The energy teams' activities encompassed motivating changes in the energy use behaviour of employees and small investments. Two challenges added an element of gamification to the energy saving competition. To assess the success of the energy saving competition, an energy performance baseline was calculated using energy consumption data of each public building from previous years. Energy consumption in the competition year was monitored on a monthly base. After the competition the top energy savers from each country were determined by the percentage-based reduction of energy consumption compared to the baseline. On average, the buildings had an electricity and heat consumption in 2019 that was about 8 % and 7 %, respectively, lower than the baseline. As an additional data source for the evaluation, a survey among energy team members was conducted at the beginning and after the energy competition. Support from superiors, employee interest and motivation and behaviour change as assessed by energy team members show a positive, if weak or moderate, correlation with changes in electricity consumption, but not with changes in heat consumption.

Description: Nowadays, high expectations are set for a digitally enabled circular economy (CE), to enhance resource efficiency. Tracing, tracking, and storing information is most important for this. In this paper, the application of Internet of Things (IoT) and Distributed Ledger Technology (Blockchain) are hence discussed by presenting the case of professional Electrical and Electronic Equipment (EEE) in Italy. Within the context of CE, prevention of electronic waste (WEEE) is extremely relevant as it is a fast-growing waste stream, and the products contain environmentally damaging substances as well as valuable and rare materials. The use of a proper combination of IoT and blockchain can help the producers to keep control on products until EEE end-of-life, while promoting CE strategies and supporting decision-making. Based on the outcomes of five interviews conducted in 2019 to companies of the EEE sector, potential improvements in the EEE end-of-use management are discussed. After providing the definition of requirements for both the technical solution and its testing are provided, three solution variations and the related business models are created and presented, as well as considerations on their environmental and economic impacts. The study shows how digital technologies can support the appropriate and circular management of EEE products and WEEE.

Description: Electronics containing growing quantities of high value and critical metals are increasingly used in automobiles. The conventional treatment practice for end-of-life vehicles (ELV) is shredding after de-pollution and partial separation of spare parts. Despite opportunities for resource recovery, the selective separation of components containing relevant amounts of critical metals for the purpose of material recycling is not commonly implemented. This article is aimed to contribute to recycling strategies for future critical metal quantities and the role of extended material recovery from ELVs. The study examines the economic feasibility of dismantling electronic components from ELVs for high value metal recycling. The results illustrate the effects of factors as dismantling time, labour costs and logistics on the economic potential of resource recovery from ELVs. Manual dismantling is profitable for only a few components at the higher labour costs in western/northern parts of Europe and applicable material prices, including the inverter for hybrid vehicles, oxygen sensor, side assistant sensor, distance and near distance sensors. Depending on the vehicle model, labour costs and current material prices, manual dismantling can also be cost-efficient for also some other such as the heating blower, generator, starter, engine and transmission control, start/stop motor, drive control, infotainment and chassis control.

Description: Citizen science is a transdisciplinary approach that responds to the current science policy agenda: in terms of supporting open science, and by using a range of science communication instruments. In particular, it opens up scientific research processes by involving citizens at different phases; this also creates a range of opportunities for science communication to happen This article explores methodological and practical characteristics of citizen science as a form of science communication by examining three case studies that took different approaches to citizens' participation in science. Through these, it becomes clear that communication in citizen science is "always" science communication and an essential part of "doing science".

Description: This article develops a sectoral approach to the analysis of global climate governance. This approach advances the assessment of global climate governance by focusing on complexes of intergovernmental and transnational institutions co-governing key socio-technical sectoral systems. The actual and potential contribution of these sectoral institutional complexes to advancing decarbonization can be assessed according to five key governance functions: (1) providing guidance and signal to actors, (2) setting rules to facilitate collective action, (3) enhancing transparency and accountability, (4) offering support (finance, technology, capacity-building), and (5) promoting knowledge and learning. On this basis, we can assess the potential of international cooperation to address the challenges specific sectoral systems face in the climate transition as well as the extent to which existing sectoral institutional complexes deliver on this potential. This provides a solid starting point for developing options for filling identified gaps and enhancing the effectiveness of global climate governance.

Description: This chapter turns to the measurement of performance in delivering corporate and ecosystem purposes. The metrics are designed to capture the pain points in the ecosystem that need to be addressed and the success of the intervention in addressing them. This requires measures of non-financial as well as financial performance. The chapter provides an overview of measurements of non-financial forms of capital: natural, human, and social. In examining natural capital, it contrasts input measures that record the amount of natural resources that are used in the production process and output measures that examine the impact of the inputs on products, emissions, waste, etc. It notes that measuring inputs is in general more straightforward than outputs and it therefore argues that natural capital metrics should be constructed around inputs rather than outputs.

Description: Cities and urban consumers play a central role in the transition to a decarbonized society. Building on existing studies that identify the significant contributions of lifestyle changes, this study proposes a practical methodology for modeling and exploring city-specific carbon footprint reduction pathways through lifestyle changes to decarbonization. It uses an input-output approach with mixed-unit consumption data and the concept of adoption rates, which is applicable to multiple cities with widely available subnational household consumption data. This paper illustrates the use of this methodology by exploring the consumption-based mitigation pathways of 52 Japanese cities with 65 lifestyle change options covering mobility, housing, food, consumer goods, and leisure domains. The results revealed that city-specific impacts of a variety of lifestyle change options can differ by as much as a factor of five among cities, even in the urban context within the same country. Due to this city-level heterogeneity, the priority options of decarbonized lifestyles, such as among shared mobility, low-carbon diets, and longevity of consumer goods, have shifted between cities. The analysis suggests that ambitious urban lifestyle changes can potentially reduce their carbon footprints to meet the 1.5 ℃ target. However, due to the overlaps of mitigation potentials between multiple lifestyle change options, the necessary levels of adoption and coverage are extensive (i.e., adoption rates of 0.6-0.9). Importantly, adopting lifestyle changes with an efficiency strategy (e.g., the introduction of end-use technologies) or sufficiency strategy (e.g., behavioral changes in consumption amounts and modes) alone is not enough; the only way to succeed is through the combination of both strategies. This paper calls for a target-based exploration and identification of city-specific priorities of lifestyle change options to facilitate consumption-oriented mitigation policies and stakeholder actions to address the climate impacts of urban consumption.

Description: This paper examines the Global Climate Action Agenda (GCAA) and discusses options to improve sub- and non-state involvement in post-2020 climate governance. A framework that stimulates sub- and non-state action is a necessary complement to national governmental action, as the latter falls short of achieving low-carbon and climate-resilient development as envisaged in the Paris Agreement. Applying design principles for an ideal-type orchestration framework, we review literature and gather expert judgements to assess whether the GCAA has been collaborative, comprehensive, evaluative and catalytic. Results show that there has been greater coordination among orchestrators, for instance in the organization of events. However, mobilization efforts remain event-driven and too little effort is invested in understanding the progress of sub- and non-state action. Data collection has improved, although more sophisticated indicators are needed to evaluate climate and sustainable development impacts. Finally, the GCAA has recorded more action, but relatively little by actors in developing countries. As the world seeks to recover from the COVID-19 crisis and enters a new decade of climate action, the GCAA could make a vital contribution in challenging times by helping governments keep and enhance climate commitments; strengthening capacity for sub- and non-state action; enabling accountability; and realizing sustainable development.

Description: Energy sufficiency is one of the three energy sustainability strategies, next to energy efficiency and renewable energies. We analyse to what extent European governments follow this strategy, by conducting a systematic document analysis of all available European National Energy and Climate Plans (NECPs) and Long-Term Strategies (LTSs). We collect and categorise a total of 230 sufficiency-related policy measures, finding large differences between countries. We find most sufficiency policies in the transport sector, when classifying also modal shift policies to change the service quality of transport as sufficiency policies. Types of sufficiency policy instruments vary considerably from sector to sector, for instance the focus on financial incentives and fiscal instruments in the mobility sector, information in the building sector, and financial incentive/tax instruments in cross-sectoral application. Regulatory instruments currently play a minor role for sufficiency policy in the national energy and climate plans of EU member states. Similar to energy efficiency in recent decades, sufficiency still largely referred to as micro-level individual behaviour change or necessary exogenous trends that will need to take place. It is not treated yet as a genuine field of policy action to provide the necessary framework for enabling societal change.

Description: This concluding article derives six major findings from the contributions to this special issue. First, the barriers and challenges to decarbonisation vary significantly across sectoral systems. Second, and similarly, the need and potential for the five functions of international governance institutions to contribute to effective climate protection also vary widely. Third, while the pattern is uneven, there is a general undersupply of international climate governance. Fourth, the sectoral analyses confirm that the UNFCCC and Paris Agreement play an important overarching role but remain limited in advancing effective sectoral governance. Fifth, while non-environmental institutions may present important barriers to decarbonisation, more synergistic effects are possible. Sixth, our sectoral approach provides a sound basis on which to identify sector-specific policy options. The paper then offers reflections on the merits and limitations of the sectoral approach, before identifying avenues for future research to further advance the agenda.

Description: To what extent can designers direct their professional practices towards serving the common good? Design constitutes itself anew with every project. Each project is both conditioned and made possible through a unique constellation of actors, timeframes, objectives, skills, etc. which arise from both social values and political agendas. We discuss the different approaches of two selected design projects by the authors, and the respective strategies and methods. While the designers' ambition in both projects was certainly to change an existing situation into a preferred one - the first by the means of interactive user engagement, the second through the idea of semi-finished product semantics - we emphasize on the challenges and ambiguities arising from the evolutionary process of design, aiming at the common good. Eventually we conclude that design processes can serve as a tool to debate rather than create the common good.

Description: Flexible, system-oriented operating strategies are becoming increasingly important in terms of achieving a climate-neutral energy system transformation. Solid-oxide electrolysis (SOEC) can play an important role in the production of green synthesis gas from renewable energy in the future. Therefore, it is important to investigate the extent to which SOEC can be used flexibly and which feedback effects and constraints must be taken into account. In this study, we derived a specific load profile from an energy turnaround scenario that supports the energy system. SOEC short-stacks were operated and we investigated the impact that the load profile has on electrical stack performance and stack degradation as well as the product gas composition by means of Fourier-transform infrared spectroscopy. The stacks could follow the grid-related requirement profiles of secondary control power and minute reserves very well with transition times of less than two minutes per 25% of relative power. Only short-term disturbances of the H2/CO ratio were observed during transitions due to the adjustment of feed gases. No elevated degradation effects resulting from flexible operation were apparent over 1300 h, although other causes of degradation were present.

Description: Local implementation projects for sector coupling play an important role in the transformation to a more sustainable energy system. Despite various technical possibilities, there are various barriers to the realisation of local projects. Against this backdrop, we introduce an inter- and transdisciplinary approach to identifying and evaluating different power-to-X paths as well as setting up robust local implementation projects, which account for existing drivers and potential hurdles early on. After developing the approach conceptually, we exemplify our elaborations by applying them to a use case in the German city of Wuppertal. It can be shown that a mix of several interlinked interdisciplinary methods as well as several participatory elements is suitable for triggering a collective, local innovation process. However, the timing and extent of end-user integration remain a balancing act. The paper does not focus on a detailed description of power-to-X (PtX) as a central pillar of the sustainable transformation of the energy system. Rather, it focuses on the innovative methodological approach used to select a suitable use path and design a corresponding business model. The research approach was successfully implemented in the specific case study. However, it also becomes clear that the local-specific consideration entails limitations with regard to the transferability of the research design to other spatial contexts.

Description: Science and education are central fields and a lever for sustainable development. With the newly developed student teaching and learning format "Transformative Innovation Lab" - TIL for short - students are to be enabled to conduct independent transformative research. To this end, the researchers, under the direction of the Wuppertal Institute, developed and tested the new learning concept in the project "Development, testing and dissemination of new qualification offers for 'change agents' for transformative learning using the real-world laboratory approach" (EEVA). The detailed results and numerous implementation tips have been published in a practical handbook aimed at academic teaching staff and other multipliers.

Description: We conduct a systematic, interdisciplinary review of empirical literature assessing evidence on induced innovation in energy and related technologies. We explore links between demand-drivers (both market-wide and targeted); indicators of innovation (principally, patents); and outcomes (cost reduction, efficiency, and multi-sector/macro consequences). We build on existing reviews in different fields and assess over 200 papers containing original data analysis. Papers linking drivers to patents, and indicators of cumulative capacity to cost reductions (experience curves), dominate the literature. The former does not directly link patents to outcomes; the latter does not directly test for the causal impact of on cost reductions). Diverse other literatures provide additional evidence concerning the links between deployment, innovation activities, and outcomes. We derive three main conclusions. (1) Demand-pull forces enhance patenting; econometric studies find positive impacts in industry, electricity and transport sectors in all but a few specific cases. This applies to all drivers - general energy prices, carbon prices, and targeted interventions that build markets. (2) Technology costs decline with cumulative investment for almost every technology studied across all time periods, when controlled for other factors. Numerous lines of evidence point to dominant causality from at-scale deployment (prior to self-sustaining diffusion) to cost reduction in this relationship. (3) Overall Innovation is cumulative, multi-faceted, and self-reinforcing in its direction (path-dependent). We conclude with brief observations on implications for modeling and policy. In interpreting these results, we suggest distinguishing the economics of active deployment, from more passive diffusion processes, and draw the following implications. There is a role for policy diversity and experimentation, with evaluation of potential gains from innovation in the broadest sense. Consequently, endogenising innovation in large-scale models is important for deriving policy-relevant conclusions. Finally, seeking to relate quantitative economic evaluation to the qualitative socio-technical transitions literatures could be a fruitful area for future research.

Description: The data centre industry (DCI) has grown from zero in the 1980s, to enabling 60% of the global population to be connected in 2021 via 7.2 million data centres. The DCI is based on a linear economy and there is an urgent need to transform to a Circular Economy to establish a secure supply chain and ensure an economically stable and uninterrupted service, which is particularly difficult in an industry that is comprised of ten insular subsectors. This paper describes the CEDaCI project which was established to address the challenge in this unique sector; this ground-breaking project employs a whole systems approach, Design Thinking and the Double Diamond methods, which rely on people/stakeholder engagement throughout. The paper reviews and assesses the impact of these methods and project to date, using quantitative and qualitative research, via an online sectoral survey and interviews with nine data centre and IT industry experts. The results show that the project is creating positive impact and initiating change across the sector and that the innovative output (designs, business models, and a digital tool) will ensure that sectoral transformation continues; the project methods and structure will also serve as an exemplar for other sectors.

Description: Transport is a key economic sector in Europe, it influences the opportunities of production and consumption. By improving access to markets, goods and services, employment, housing, health care, and education, transportation projects can increase economic productivity and development. The ability to be mobile is also a prerequisite for inclusion. At the same time, transport induces a range of negative effects, most notably the emission of greenhouse gases. At the urban level, motorised transport significantly contributes to air pollution. Since 2013, the European Commission has increased EU funding for projects: The "Urban Mobility Package" provided EUR 13 billion for investments into sustainable urban mobility between 2014 and 2020. This has allowed cities across Europe to put in place a range of initiatives. European funding programmes and financing institutions such as the European Investment Bank increasingly insist on a contribution to more sustainable mobility systems in their financing commitments. The impact, however, is mixed. The European Court of Auditors warned that EU cities must shift more traffic to sustainable transport modes. They found that EU-funded projects were not always based on sound urban mobility strategies and were not as effective as intended. In many EU member states, the transfer of EU funds to cities is contingent on the existence of a SUMP. A statistical analysis of the modal split of 396 cities in the European Union revealed that the implementation of Sustainable Urban Mobility Plans positively correlates with a reduction of the share of the private car in the cities. Such plans include strategies and activities to pursue sustainable mobility. This report analyses transport and mobility in Bratislava with a view to providing a clear picture about its current sustainability state. It points to both good practice and areas of improvement. In so doing, it provides recommendations how mobility in the city can be developed increasingly sustainable. Bratislava is the capital and largest city of Slovakia. In 2016, the population of the city was 426,000 inhabitants, the Bratislava region was home to 642,000 inhabitants.

Description: Cross-country evidence on the adoption of energy-efficient retrofit measures (EERMs) in residential buildings is critical to supporting the development of national and pan-European policies aimed at fostering the energy performance upgrade of the building stock. In this light, the aim of this paper is to advance in the understanding of the probability of certain EERMs taking place in eight EU countries, according to a set of parameters, such as building typology, project types, and motivation behind the project. Using these parameters collected via a multi-country online survey, a set of discrete-choice (conditional logit) models are estimated on the probability of selecting a choice of any combination of 33 EERMs across the sampled countries. Results show that actions related to the building envelope are the most often-addressed across countries and single building elements or technology measures have a higher probability of being implemented. The modelling framework developed in this study contributes to the scientific community in three ways: (1) establishing an empirical relationship among EERMs and project (i.e., retrofit and deep retrofit), (2) identifying commonalities and differences across the selected countries, and (3) quantifying the probabilities and market shares of various EERMs.

Description: To which extent do happiness correlates contribute to the stability of life satisfaction? Which method is appropriate to provide a conclusive answer to this question? Based on life satisfaction data of the German SOEP, we show that by Negative Binomial quasi-maximum likelihood estimation statements can be made as to how far correlates of happiness contribute to the stabilisation of life satisfaction. The results show that happiness correlates which are generally associated with a positive change in life satisfaction, also stabilise life satisfaction and destabilise dissatisfaction with life. In such as they lower the probability of leaving positive states of life satisfaction and increase the probability of leaving dissatisfied states. This in particular applies to regular exercise, volunteering and living in a marriage. We further conclude that both patterns in response behaviour and the quality of the measurement instrument, the life satisfaction scale, have a significant effect on the variation and stability of reported life satisfaction.

Description: This paper presents an approach for assessing lifestyle carbon footprints and lifestyle change options aimed at achieving the 1.5 °C climate goal and facilitating the transition to decarbonized lifestyles through stakeholder participatory research. Using data on Finland and Japan it shows potential impacts of reducing carbon footprints through changes in lifestyles for around 30 options covering food, housing, and mobility domains, in comparison with the 2030 and 2050 per-capita targets (2.5-3.2 tCO2e by 2030; 0.7-1.4 tCO2e by 2050). It discusses research opportunities for expanding the footprint-based quantitative analysis to incorporate subnational analysis, living lab, and scenario development aiming at advancing sustainability science on the transition to decarbonized lifestyles.

Description: In Germany, the consumer sector "food" is responsible for around 15% of greenhouse gas emissions (GHG). Due to the high demand for food outside the home, changes in this area have the potential to significantly boost climate-efficient nutrition, and this includes changes in school kitchens. Currently, about 264 kg of GHG emissions per year are attributable to the food served to each school child who has school lunch year-round. Therefore, the project "Climate and Energy Efficient Cooking in Schools" ("Klima- und Energieeffiziente Küche in Schulen” or KEEKS for short) sought to determine the status quo in the kitchens of 22 all-day schools serving a total of 5,000 lunches per day. This was done by taking energy measurements and analyzing the equipment, technology and processes used in the kitchens, and by interviewing kitchen managers using guided interviews. Greenhouse gas emissions arising from menus and kitchen processes were calculated, potential savings were identified, and recommendations for action were developed and tested. The most effective measures - the reduction and substitution of meat and meat products and the establishment of efficient waste management systems - save around 10% of a school kitchen’s greenhouse gas emissions. The recommendations that have been developed can support kitchen staff in designing a climate-friendly, child-friendly, healthy and affordable menu in the school kitchen.

Description: Every diet has an impact on an individual's health status, the environment as well as on social aspects. In particular, ecological and social concerns are usually only vaguely assessed in the daily routines of out-of-home catering and a systematic sustainability assessment of meals is usually not carried out. Since May 2018, the menu calculator presented in this paper has been supporting stakeholders in various catering establishments with their sustainability assessment. The tool was developed within the NAHGAST project (www.nahgast.de) in cooperation with five practice partners and tested and validated by a total of 120 recipes. This article provides an overview of selected recipes' sustainability assessments (meals with fish and meat as well as vegetarian and vegan meals) and highlights the effects on the ecological, health and social dimensions.

Description: The first step of complete transformation will be utilizing digital technologies and applications to improve current procedures, processes, and structures (Improve). Next, complete digitalisation will pave the way for new business models and framework conditions (Convert). Finally, comprehensive transformation of the economy and value creation will ensure the effective reorientation of society and lifestyles towards sustainability (Transform). This last step is critical for a successful ecological transformation, or a "green transformation", must be placed front and centre during international debate. Through this report, we aim to highlight and discuss the opportunities that digitalisation can bring to Germany. In particular, we will discuss three exemplary areas of ecological transformation where action is necessary: 1) A digital and circular economy that uses data to increase resource efficiency. 2) Intelligent, sustainable mobility that connects us in eco-friendly ways. 3) Transparent transitions towards sustainable food chains and agriculture. This report represents the first phase of the Shaping Digital Transformation project. In this report, we will outline the framework of our project to create a starting point for further debates.

Description: The rising popularity and strong increase in the number of electric bicycles make it necessary to consider the built-in resources as well as possible treatments after the use phase. The time lag between the purchase and the occurrence of relevant defects suggests significant increases in defective components. Especially the great dynamics of the market due to regular innovations, product renewals, and the lack of spare parts availability for older models make the long-term use by customers much more difficult than for conventional bicycles. Therefore, it is necessary to analyze circular business models for the electric bicycle market. In this way, the required structures for a sustainable electric bicycle industry can be created so that valuable materials do not go into disposal but undergo a new use phase. Based on the results of "AddRE-Mo-Value Preservation Scenarios for Urban Electromobility of Persons and Loads through Additive Manufacturing and Remanufacturing," a research project funded by the German Federal Ministry of Education and Research, this paper addresses four circular business models, two sales models, and two service models. The guiding research interest of this paper is the combination of remanufacturing and additive manufacturing from a business model perspective, analyzing the extent to which additive remanufacturing can be considered a solution for electric bicycles' circularity. After describing the approach and methods used to develop these four circular business models the business models are described and analyzed using the Business Model Canvas. Based on this analysis, it is shown that the combination of remanufacturing and additive manufacturing can be applied to the electric bicycle market and be integrated into both sales and service models. The description of these business models will help managers design viable business models in the context of sustainable electric bicycles. It also shows that the individual partners within the value chain must collaborate more closely. In the electric bicycle industry, a single company will probably not be able to close the product cycle completely. Further research is needed to develop concepts of the business models and examine their practical feasibility in technical and organizational operations to achieve a circular economy.

Description: This paper develops policy measures for a "just transition" based on a case study conducted in Germany's Rhineland lignite mining district. Semi-structured guided interviews served as the methodological approach. Expert interviews were conducted with representatives of citizen initiatives, trade unions and the Federal State of North Rhine-Westphalia. The results reveal the need for policy measures in different areas: First, employees working for subcontractors of the lignite industry have a high risk of losing their jobs because there are virtually no support policies for them. Second, there needs to be more input by civic initiatives regarding the process of structural change. And last, land needs to be prevented from becoming a scarce resource in the Rhineland area due to current mining legislation. We use an actor-centred institutionalist framework to derive governance approaches in line with the needs of various stakeholders.

Description: On the one hand, a large number of companies have committed to achieve net zero emissions and many of them foresee to offset some remaining emissions with carbon credits, suggesting a surge of future demand. Yet, the supply side of the voluntary carbon market is struggling to align its business model with the new legal architecture of the Paris Agreement. This article juxtaposes these two perspectives. It provides an overview of the plans of 482 major companies with some form of neutrality/net zero pledge and traces the struggle on the supply side of the voluntary carbon market to come up with a viable business model that ensures environmental integrity and contributes to achieving the objectives of the Paris Agreement. Our analysis finds that if carbon credits are used to offset remaining emissions against neutrality objectives, these credits need to be accounted against the host countries' Nationally Determined Contributions (NDCs) to ensure environmental integrity. Yet, operationalizing this approach is challenging and will require innovative solutions and political support. Key policy insights: There is a growing mismatch between the faith placed in carbon credits by private sector companies and the continued quest for a common position of the main suppliers of the voluntary carbon market. The voluntary carbon market has not yet found a way to align itself with the new legal architecture of the Paris Agreement in a credible and legitimate way. Public policy support at the national and international level will be needed to operationalize a robust approach for the market’s future activities.

Description: Reuse is still seen as a "niche phenomenon" and consumers seem to waste economic opportunities linked to buying and selling second-hand products. For this reason, this paper focuses on incentives and barriers to sell and buy second-hand products, as indicated in the literature, and applies a theoretical framework of transaction costs to explain the existing consumption patterns. For this paper, a representative online survey was conducted in which 1023 consumers in Germany participated, age 16 and older. The data were analyzed for statistically significant deviations between different groups of economic actors selling or buying second-hand products. Results show that valuable unused products exist in households, but barriers such as uncertainties about the reliability of the buyer or the quality of the product hinder the transition into sustainable consumption. Different forms of transaction costs are important explanatory variables to explain why consumers nevertheless predominantly buy new products, although they are aware that second-hand would save money and make an individual contribution to climate protection.

Description: This paper argues that, although Japan's and Germany's energy transition paths differ in detail, a trend towards decentralisation is clearly evident in both countries. Based on comprehensive screening, own stocktaking and the results of a stakeholder dialogue, this paper highlights the motivation for different local actors to enter the energy market in both countries. Although there are challenges to success in a market dominated by large energy companies, this paper argues that the benefits to local communities outweigh the efforts. Overall, it is shown that democratisation and the decentralisation of the energy system are suitable to facilitate a successful transformation process in both countries.

Description: The widely recognised Energiewende, ("energy transition") in Germany has lost its original momentum. We therefore address the question of how the transition process to a new energy system can be reignited. To do so, we developed the "5Ds approach", which lays the groundwork for a process analysis and the identification of important catalysts and barriers. Focusing on the five major fields required for the energy transition, we analyse the effects of: (1) Decarbonisation: How can efficiency and renewable energies be expanded successfully? (2) Digitalisation: Which digital solutions facilitate this conversion and would be suitable as sustainable business models? (3) Decentralisation: How can potential decentralised energy and efficiency opportunities be developed? (4) Democratisation: How can participation be strengthened in order to foster acceptance (and prevent "yellow vest" protests, etc.)? (5) Diversification of service: Which services can make significant contributions in the context of flexible power generation, demand-side management, storage and grids? Our paper comes to the conclusion that German policy efforts in the "5D" fields have been implemented very differently. Particularly with regard to democratisation, the opportunities for genuine participation among the different social actors must be further strengthened to get the Energiewende back on track. New market models are needed to meet the challenges of the energy transition and to increase the performance of "5D" through economic incentives.

Description: The article introduces and exemplifies the approach of evidence-based narratives (EBN). The methodology is a product of co-design between policy-making and science, generating robust intelligence for evidence-based policy-making in the Directorate General for Research and Innovation of the European Commission (DG RTD) under the condition of high uncertainty and fragmented evidence. The EBN transdisciplinary approach tackles practical problems of future-oriented policy-making, in this case in the area of programming for research and innovation addressing the Grand Societal Challenge related to climate change and natural resources. Between 2013 and 2018, the EU-funded RECREATE project developed 20 EBNs in a co-development process between scientists and policy-makers. All EBNs are supported with evidence about the underlying innovation system applying the technological innovation systems (TIS) framework. Each TIS analysis features the innovation, its current state of market diffusion and a description of the innovation investment case. Indicators include potential future market sizes, effects on employment and environmental and social benefits. Based on the innovation and TIS function analyses, the EBNs offer policy recommendations. The article ends with a critical discussion of the EBN approach.

Description: The target of zero emissions sets a new standard for industry and industrial policy. Industrial policy in the twenty-first century must aim to achieve zero emissions in the energy and emissions intensive industries. Sectors such as steel, cement, and chemicals have so far largely been sheltered from the effects of climate policy. A major shift is needed, from contemporary industrial policy that mainly protects industry to policy strategies that transform the industry. For this purpose, we draw on a wide range of literatures including engineering, economics, policy, governance, and innovation studies to propose a comprehensive industrial policy framework. The policy framework relies on six pillars: directionality, knowledge creation and innovation, creating and reshaping markets, building capacity for governance and change, international coherence, and sensitivity to socio-economic implications of phase-outs. Complementary solutions relying on technological, organizational, and behavioural change must be pursued in parallel and throughout whole value chains. Current policy is limited to supporting mainly some options, e.g. energy efficiency and recycling, with some regions also adopting carbon pricing, although most often exempting the energy and emissions intensive industries. An extended range of options, such as demand management, materials efficiency, and electrification, must also be pursued to reach zero emissions. New policy research and evaluation approaches are needed to support and assess progress as these industries have hitherto largely been overlooked in domestic climate policy as well as international negotiations.

Description: Cities and municipalities have had to endure a great deal in recent years, including a global coronavirus pandemic, fire disasters in the US and devastating floods like those in Germany. These are also consequences of anthropogenic climate change, and cities have to be better prepared for such events in future. In particular, the cata-strophic flooding Germany experienced in July 2021 demonstrated how ill-equipped municipalities are for this type of incident. In this paper, we look at how cities can become more resilient, sustainable and ready for the future.

Description: Nutrition is one of the most important areas for the great transformation. So how can a shift towards a sustainable food system be achieved? This paper addresses this question - based on more than ten years of research on sustainable nutrition at the Wuppertal Institute. It focuses on public catering, because even small changes - for example in the choice of ingredients - have a huge impact here. With appropriate policy frameworks, public catering can serve as an easily accessible place for consumers to experience sustainable food and at the same time be a reliable buyer of biodiversity and climate-friendly food from farmers. However, other actors are also needed for a transformation of the food system: The "Zukunftsimpuls" addresses politics, (agricultural) industry, science and every individual - because the transformation of the food system is a task for the entire society.

Description: More and more companies are announcing their intention to become climate-neutral and numerous companies already offer climate-neutral products or services: From climate-neutral parcel delivery to air travel. But what exactly do the companies' net-zero targets mean? Is the target set ambitious? And what role does offsetting play, i.e., purchasing carbon credits that are accounted against the company's own climate target? The approaches behind the proclaimed targets are often difficult to understand. Against this background, this Zukunftsimpuls provides ten recommendations for the definition and implementation of neutrality targets. Among other things, the authors advocate the use of a robust database as the basis for net-zero targets, emphasize the importance of transparent communication, and highlight the role that offsetting should play. Purchased carbon credits should make as limited a contribution as possible for meeting climate targets and should only be used to offset emissions that cannot be reduced or avoided. More generally, net-zero targets should not be made the sole criterion for ambitious climate strategies. Rather, they are a building block of a much more comprehensive strategy of corporate climate action.

Description: The expansion of photovoltaics in German cities has so far fallen short of expectations. The concept of "tenant electricity" ("Mieterstrom" in German), in which tenants of a building are supplied with solar power produced on site, offers great potential here. A study on behalf of the German Federal Ministry for Economic Affairs and Energy estimated the number of tenant households with good conditions for solar tenant electricity at 3.8 million. At the same time, the federal tenant electricity promotion scheme has been in place since 2017, but only about 1% of the annual budget has been claimed. The aim of this study is to identify the barriers for and drivers of diffusion of the tenant electricity model. To this end, a qualitative document analysis and a range of semi-structured expert interviews have been conducted. The theoretical framework used to guide the analysis is the multi-level perspective. The main barrier found for tenant electricity diffusion is the legal framework on the regime level, which also leads to high transaction costs of implementing tenant electricity. A social barrier is the inertia of some residents to actively concern themselves with their electricity supply and switch to a tenant electricity contract. Among its drivers are long-term trends such as the increasing electricity demand in urban areas, technical developments like blockchain technology and the increasing deployment of smart meters, and the EU Renewable Energy Directive. As long as the restrictive legal framework prevails, the further diffusion of tenant electricity will remain limited.

Description: Practices and research on measuring traditionally urban sustainability abound, therefore the challenge now is related to how the urban carbon issues are included into current measuring methods, thus there is a need to develop methods for measuring urban low-carbon sustainability. In this paper, a simple method, which is based on low-carbon sustainability index, is developed. The overall urban low-carbon sustainability index is the weighted sum of 11 single indices, and each single index is defined as the indicator assessing the development level against the baseline. The baseline is often the criteria or the minimum requirement of low-carbon sustainability. Case studies in four Chinese cities have put this method into practice, and the results show that all four selected cities fail to pass the testing of sensible low-carbon sustainability rule and they are all in weakly low-carbon sustainable development. Although the four cities have made great progress in their capacity building on pollution control and their capacities on wastewater treatment, main pollutants' removal and household and hazardous wastes treatment are enough to meet the needs of local development, they are all facing the great challenges on using of sustainable energy, offsetting of CO2 emissions and adoptions of nature-based solutions. The method developed by this research is a useful tool for decision makers identifying whether the local development is not on a low-carbon sustainable path.

Description: This study of Lithium (Li) isotopes in surface waters and sediments in the catchment of Lake Bangong and the Upper Indus on the western Tibetan Plateau aims to identify processes that control Li isotope variations during weathering under a cold and hyper-arid climate. Additionally, Li isotope ratios in the Yarlung Tsangpo – Brahmaputra River were investigated. The lake and river sediments of Lake Bangong catchment display remarkable low δ7Li values between −4.7‰ and −0.6‰ relative to L-SVEC. Li isotopes in river bed sediments correlate with weathering intensity tracers such as the chemical index of alteration (CIA), K/(Na + K), or Na/Ti, and δ7Li values decrease continuously within the sediment cascade. These observations cannot be explained by mixing of different lithologies but reflects increasing intensity of weathering. The hyper-arid climate on the western plateau results in considerably long sediment residence times, which allows for overcoming the limitation of water availability on chemical weathering reactions. Samples from the Lake Bangong basins display low δ7Li values between +8.1‰ and +11.1‰. The major inflows have dissolved δ7Li values of +6.1‰ and +8.9‰. High Li/Na ratios in the stream waters indicate some contribution of hydrothermal Li. However, low δ7Li values in surface waters result from impeded silicate weathering processes in the thin soils. The samples from Indus headwaters and Yarlung Tsangpo provide evidence for low δ7Li all over the western and southern Tibetan Plateau. Using data of the Bangong Co, the Indus headwaters, and Yarlung Tsangpo, as well as published data from the northeastern plateau, we explore what controls Li isotope variation across the Tibetan plateau. Mass balance calculations suggest that similar proportions of dissolved Li and particulate Li are exported by river water and sediments on the western plateau. In contrast, high δ7Li values around +17‰ of the dissolved load in rivers on the northeastern Tibetan Plateau reflect a particulate Li export flux that is about five times higher than the export flux of dissolved Li. There is no first-order control by silicate weathering rates. The δ7Li differences largely follow the precipitation gradient across the Tibetan Plateau, which results in high net-incorporation of Li into clays on the northeastern but limits soil formation on the western Tibetan Plateau and, therefore limited, processing of lithium in the weathering zone.

Description: This data set is the part 8 of a series reporting chemical data for accessory minerals from felsic igneous rocks. Compositional data were acquired by electron-probe microanalysis (EPMA) between about 1995 and 2005 on surface rocks and borehole samples. This data set assembles the results of EPMA of fluorapatite from felsic rocks representing three groups of granites in the Erzgebirge−Vogtland metallogenic province of Germany emplaced in the late Carboniferous: F-poor biotite granites, F-poor two-mica granites, and P-F-rich Li-mica granite. In these rocks, fluorapatite is typically omnipresent. It has to be noted that apatite has not yet been in the focus of mineralogical studies of the granites in this province and a comprehensive survey of its compositional signature and variability in space and time is still pending. However, the data listed in this data set provide a valuable glimpse into the similarities and differences in apatite chemistry between geochemically distinct felsic rocks, and into the evolution in composition from early to late crystallizing apatite populations. The data underpin that apatite is a sensitive monitor of the compositional properties of the media (melts and fluids) from which it was deposited or with which it interacted. Apatite from the studied rocks is basically fluorapatite with little or no Cl and OH detected respectively inferred. Elemental variations are observed at various scales, i.e., between granite groups, subsequently crystallized sub-intrusion within composite massifs, grains present in a single thin section, or between the center and the rim of a particular grain. These variations in particular refer to the following elements: Mn, Fe, Na, and the rare-earth elements (REE). For example, measured Mn concentrations range from 0.15 to 8.8 wt% MnO. The data set contains the complete pile of electron-microprobe analyses for fluorapatite (APAT-ERZ-2020). The data are presented as Excel (xlsx) and tab-delimited text (txt) formats. The content of the tables and further information on the granites and regional geology are provided in the data description file.

Description: New apatite fission track (AFT) and (U–Th)/He (AHe) data from two sections recording Cretaceous-Cenozoic clastic successions (La Flecha - La Troya Sur creeks) in the northern sector of the Central Precordillera of Argentina are presented. The results show that the Ciénaga del Río Huaco, Puesto la Flecha and Vallecito Fms. would have crossed the 60 °C isotherm during burial, while the middle sector of the Vinchina Fm. would not have reached temperatures higher than 55 °C. Multimethod inverse thermal modeling suggests that the AFT ages of all the studied levels would not have been completely reset and allow inferring that the partial retention zone for the AHe system (AHe-PRZ) would have been reached during the Miocene in levels between the Vallecito and Vinchina Fms. Our 1D-modeling results for the Ciénaga del Río Huaco, Puesto la Flecha and Vallecito Fms. show that the maximum temperature would have been reached at ~15 Ma, with a sedimentary thickness of ~2750 m and a heat flow of 65 mW/m2. From these data, a geothermal gradient of ~27 °C/km at this time could be inferred. In turn, the Vinchina and Zapallar Fms. would have reached their maximum temperature at ~2 Ma, under a cooler thermal regime (20 mW/m2) and with an estimated geothermal gradient of 〈15 °C/km. Thus, a complex time-temperature trajectory is proposed. Maximum and cooling temperatures reached by each unit do not correspond in all cases to the maximum burial and exhumation times. Comparison of the thermal modelling from this work with those carried out by other authors for sections immediately to the north allows us to infer that the thermal regime within the Vinchina basin has important lateral variations. Finally, AFT and AHe analyzes carried out in this work constitute a baseline database of the thermal regime, which is necessary for future multiproxies studies that are being done to evaluate the preservation of primary thermal signals, and thus check their reliability for pealeoclimatic and paleoenvironmental interpretations.

Description: Soil Carbon (C) is central to the functioning of ecosystems and climate change mitigation. It represents the largest terrestrial pool and much of it, is stored in forest soils. Soil Organic Carbon (SOC) in a forest varies not only laterally, but also vertically (i.e., with depth). However, the SOC content of forest soil horizons has not been investigated over large scales, despite its importance for framing our understanding of soil function. Visible–Near Infrared (vis–NIR) reflectance spectroscopy enables rapid and cost-effective examination of forest SOC distribution, both laterally and vertically. This study aims to evaluate the potential of vis–NIR spectroscopy for classifying and predicting the SOC concentration of organic and mineral horizons in forests of the Czech Republic. We investigated 1080 forest sites across the country, each with five soil horizons, representing the Litter (L), Fragmented (F), and Humus (H) organic horizons, as well as the A1 (depth of 2–10 cm) and A2 (depth of 10–40 cm) mineral horizons. We, then, used Support Vector Machines (SVMs) to classify the soil horizons based on their spectra and also to model the SOC concentration of (i) the profile (organic and mineral horizons together), (ii) only the organic horizons, (iii) only the mineral horizons, and (iv) each individual horizon separately. The models were validated using 10-repeated 10-fold cross-validation. Results show that the SVM with radial basis kernel could accurately classify the soil horizons (Correct Classification Rate (CCR) of 70% and Kappa coefficient of 0.63). The SOC model developed for the soil profile performed well (R2 = 0.76 and RMSE = 1.63%). The model of the combined organic horizons was considerably more accurate than that of the combined mineral horizons (R2 = 0.78 and R2 = 0.53, respectively). Estimates of SOC in the individual soil horizons had R2 values greater than 0.63 but those of the F and A1 models were better with R2 〉 0.70. The study indicates that vis–NIR spectroscopy can effectively characterize the SOC concentration of the highly variable forest soil horizons in the Czech Republic.

Description: The International Geodynamics and Earth Tide Service (IGETS) was established in 2015 by the International Association of Geodesy (IAG). IGETS continues the activities of the Global Geodynamics Project (GGP, 1997-2015) to provide support to geodetic and geophysical research activities using superconducting gravimeter (SG) data within the context of an international network. The Membach station is located near the river Vesdre. It consists of a 130 m long gallery excavated in the side of the valley that rises to the Hautes Fagnes plateau. At the end of the gallery, there are two rooms, located at ~45 m below the ground surface. Room 1 is dedicated to absolute gravity and seismic measurements; room 2 houses the superconducting gravimeter. The structure of the gallery and the rooms is in reinforced concrete. It was built in the early 1970s to monitor the seismic activity in the vicinity of the Gileppe and Eupen water reservoirs. Works were performed contemporeanously with the raising of the Gileppe dam. The gallery has been excavated in low-porosity argillaceous sandstone with quartzitic beds. As a function of rainfall and seasonal effects, gravity variations up to 40 nms-2 have been observed, and are mostly due to groundwater changes in the vadose zone above the underground laboratory (Van Camp et al., 2006). Strong rainfall induces rapid gravity decreases (Meurers et al 2007; Delobbe et al., 2019). At the surface, a beech forest. Absolute gravity measurements have been performed on average every month since 1996, using the FG5#202 gravimeter and the station is also the reference point for the Belgian gravity network. The SG GWR#C021 has been operating continuously since 1995 August so that, since 2017 September 18, it holds both records for the longest continuous time spent measuring gravity variations in the same place and for the longest superconducting levitation of an artefact (Van Camp et al., 2017). For high precision works like Earth tides analysis on long time series, data should not be used before 1998 June 12, when the original "TIDE" card in the SG electronics was replaced by the "GGP" one. Filters are different, and so are the transfer functions. Moreover, in this early period, the SG suffered from numerous technical issues, causing several changes in the amplitude and phase calibrations and making it difficult to ensure that the data are as reliable as after 1998 June.

Description: This package provides a set of tools to read, manipulate and convert seismic waveforms generated by DAS systems. In particular, the ones saved in TDMs format: - dasconv: This utility lets you convert and manipulate seismic waveforms in TDMs format and export them into MiniSEED. - tdmsws (experimental) - a stand-alone implementation of the FDSN Dataselect web service, which is able to serve miniSEED data extracted from a folder with TDMS files.

Description: Artificial light at night (ALAN) can have negative impacts on the health of humans and ecosystems.1, 2, 3, 4 Marine organisms, including coral reefs in particular, rely on the natural light cycles of sunlight and moonlight to regulate various physiological, biological, and behavioral processes.5, 6, 7, 8 Here, we demonstrate that light pollution caused delayed gametogenesis and unsynchronized gamete release in two coral species, Acropora millepora and Acropora digitifera, from the Indo-Pacific Ocean. Given the urbanization along major coasts, light pollution could thus further threaten coral communities’ populations, which are already under severe degradation. A worldwide-modeled light pollution impact assessment is provided, which can help incorporate an important variable in coral reef conservation planning.

Description: The FOSA (FOgo Seismic Array) project has been carried out from October 2015 to December 2016 to investigate the seismicity of Fogo volcano after its eruption in 2014/2015. Fogo is the only volcano of the Cape Verde archipelago with reported historic eruptions. The eruptions occur frequently with an interval of about 20 years. However, the structure and extent of the related volcanic plumbing system are not well understood. The focus of the FOSA project was on the detection of ongoing magmatic activity and information about the plumbing system, using seismic array techniques. The array of the FOSA study was operated from October 2015 to December 2016, close to the village Achada Furna. From January 2016 we complemented the network with three additional broadband stations for an improved event detection and localization.

Description: This dataset comprises numerical outputs from the thermosphere-ionosphere-electrodynamics general circulation model (TIE-GCM) simulations described in the article "Modeling of planetary wave influences on the pre-reversal enhancement of the equatorial F region vertical plasma drift" (Yamazaki & Diéval, 2021).

Description: This dataset resulted from a parallel monitoring at two lakes, Lake Tiefer See (near Klocksin, TSK; 53° 35.5’ N, 12° 31.8’ E; 62 masl; N Germany) and Lake Czechowskie (Jezioro Czechowskie, JC; 53° 52.4’ N, 18° 14.3’ E; 108 masl; N Poland), and includes four different type of data for both locations: (i) sediment cores microfacies data, (ii) sediment fluxes and composition, (iii) selected water column data, and (iv) selected meteorological information obtained on site. This dual lake monitoring set-up was established in 2012 with the aim to investigate seasonal sedimentation and varve forming processes in detail. The datasets are provided in individual *.csv files, per type of data and per lake. The thin section data from surface sediment cores comprises the thicknesses of the most recent calcite varves’ sub-layers: spring diatom sub-layer, summer calcite sub-layer, and autumn/winter re-suspension sub-layer. The sediment flux data was obtained from sediment traps located in different water depths (epi- and hypolimnion), and the sediment composition is given by the fluxes of total organic carbon (TOC), calcium carbonate (as calculated from total inorganic carbon; TIC), and diatoms & inorganic matter. The water column data comprises water temperature from stationary loggers, and dissolved oxygen measured in ~ 1 meter depth-resolution. The meteorological data includes daily averages of air temperature and mean wind-speed, and summed daily rainfall. Further details about the sampling and analytical methods, data acquisition, and processing are given in Roeser et al. (2021; http://doi.org/10.1111/bor.12506).

Description: The KISS network was installed in the frame of the “Klyuchevskoy Investigation - Seismic Structure of an extraordinary volcanic system” project and recorded data between summer 2015 and summer 2016 in one of the world’s largest clusters of subduction volcanoes - the Klyuchevskoy volcanic group (KVG). It is located in eastern Russia at the northern end of the Kuril-Kamchatka subduction zone close to its intersection with the Aleutian arc and the north-western termination of Hawaii-Emperor seamount chain. Additional to the 4700m high Mount Klyuchevskoy the KVG contains 12 other volcanoes that have together erupted about 1 cubic meter rock per second averaged over the past 10,000 years. Among those Klyuchevskoy, Bezymianny and Tolbachik were the most active ones during the last decades with eruptions styles ranging from explosive to Hawaiian-type. The KISS experiment is designed to investigate the volcanic and seismic processes and its structural setting in the KVG. The network covers a circular region of about 80km diameter with some linear extensions. It includes data from 77 temporary seismic stations with broadband and short period sensors that were installed on concrete plates in about 60cm deep holes. Due to the local conditions the stations were battery powered and could not be serviced during the experiment. GPS reception of the digitizers was not continuous at all stations due to thick snow cover and vegetation. Waveform data are available from the GEOFON data centre, under network code X9, and are embargoed until end of 2019.

Description: Die Industrialisierung der Nordhemisphäre führte zur Verschmutzung und Erwärmung natürlicher Ökosysteme. Bei vielen abgelegenen sibirischen Seen lassen sich weitgehende Folgen für ihre Rollen als Süßwasserressourcen und ökologische Refugien feststellen.

Description: Industrialisation in the Northern Hemisphere has led to the pollution and warming of natural ecosystems. Remote Siberian lakes are now under threat and face big environmental challenges that could have far-reaching consequences for freshwater resources and ecological refuges.

Description: Cerro Overo maar and La Albóndiga lava dome are two independent monogenetic volcanoes located in the Central Volcanic Zone of the Andes in northern Chile, close to the active Lascar and Chiliques volcanoes. Cerro Overo maar was formed 〈77 ka ago by explosive-effusive eruptions, including phreatomagmatic activity, while La Albóndiga lava dome (Pleistocene) is the result of magmatic explosive-effusive activity alone. Cerro Overo and La Albóndiga are characterized by deposits composed of pyroclastic rocks and dense coherent lava blocks. At Cerro Overo, these deposits are located around the crater rim, while at La Albóndiga, they form coherent in situ lava dome features. Cerro Overo also displays thin ash- and lapilli-dominated deposit layers presumed to be pyroclastic surge deposits, which include juvenile pyroclasts exhibiting cauliflower textures, numerous exotic accidental lithics, and ballistically transported lapilli, bombs, blocks, and bomb sags. These fragments include recycled, juvenile pyroclasts, as well as material from older volcanic and intrusive rocks from the stratigraphic units immediately below. These small-volume volcanoes represent two of the less silicic volcanoes (~54 wt.% SiO2) in the northern Chilean Pleistocene to Holocene volcanic provinces. They are characterized by a fine grain size (mainly fine lapilli), olivine phenocrysts with skeletal textures, ignimbritic, dioritic, and granitic xenoliths, and quartz xenocrysts, with high concentrations of incompatible trace elements and light rare earth elements. The general magmatic evolution of the Cerro Overo and La Albóndiga systems has been controlled by fast ascent (e.g., skeletal olivine phenocrysts) of mantle-derived magma associated with mixing, fractional crystallization, and a low degree of crustal assimilation during turbulent ascent processes. Such eruptions provide evidence that various factors play an essential role in the transition from explosive-effusive magmatic (Cerro Overo and La Albóndiga) to phreatomagmatic (Cerro Overo) volcanic eruption styles.

Description: The GRACE (Gravity Recovery and Climate Experiment) satellites, which comprises two spacecraft, GRACE-A and GRACE-B, were launched on 17 March 2002 into a near-circular, polar (inclination = 89◦ ) orbit with an initial altitude of about 490 km. The two satellites follow each other at a distance of about 200 km. The primary objective of the GRACE mission is to provide global high-resolution models of the Earth’s gravity field. The instruments supporting our study are the K-Band Ranging System (KBR), and the GPS Space Receiver (GPS). The K-Band Ranging System (KBR) system is the key science instrument of GRACE which measures the dual one-way range change between both satellites with a precision of about 1 μm per second. From the KBR1B data we can get the change of Total Electron Content (TEC). In addition the GPS Navigation Data (GNV1B) can provide us the position of the two satellites. From these data we can derive the average electron density between the two satellites. The data are stored as daily ASCII files using the file naming convention 'KBRNE_YYYY_MM_DD.dat'. Headers in each data file contain a short name for each column. A more detailed description is provided in the readme file.

Description: The software RST Evaluation is a series of scripts to semi-automatically evaluate shear experiments done at the Helmholtz Laboratory for Tectonic Modelling. In principle, it may be used for other measurements done in a similar setup, but it was build with our standardized workflow in mind. The shear experiments are done in a ring shear type shear cell rst.pc01 manufactured by D. Schulze (Details in ASTM standard D-6773). It uses an easy and reproducible workflow to determine yield properties, cohesion and dilational properties of a granular bulk material, such as sand or glass beads.

Description: This data is an high resolution Digital Elevation Model (DEM) generated for the Merapi summit by combining terrestrial laser scanning (TLS) and unmanned aerial vehicles (UAVs) photogrammetry data and TanDEM-X data acquired in the years between 2012 and 2017. The structures of the data are further analysed in Darmawan et al. 2017a (http://doi.org/10.1016/j.jvolgeores.2017.11.006), and a previous DEM was available in Darmawan et al. 2017b (https://doi.org/10.5880/GFZ.2.1.2017.003). The 3D point clouds of the different data were merged and interpolated to a raster format (Geotiff format).

Description: The Proterozoic Carpentaria province in northern Australia is host to several of the world’s largest clastic dominant (CD-type) massive sulphide deposits. These deposits are mostly hosted primarily in dolomitic silt- and mudstones. The hydrothermal alteration footprint of these CD-type systems is not well constrained, which poses challenges for the targeting of future discoveries. One important aspect to developing alteration models relates to defining the composition of the unaltered protolith to mineralization. In this dataset, we provide whole rock lithogeocheochemical data generated from samples obtained from drill-holes that intersected the mineralization in the Teena subbasin. A small number of samples are from 2 drill-holes from an adjoining subbasin (Myrtle) in the area. The samples were selected from stratigraphy of the Barney Creek Formation and are from the hangingwall to the mineralization in either subbasin. This data report includes bulk rock major, minor, and trace element composition. The data were generated using X-ray fluorescence, inductively coupled plasma mass spectrometry, and LECO analyses. Access to drill cores was granted by Teck Australia (Pty Ltd) and the drill core IDs and depths of individual samples are reported in the data table. For further details see: Magnall et al. (2021 - WHEN AVAILABLE)

Description: This dataset collects the results of a series of experiments carried out on air-filled cracks injected into pigskin gelatin blocks between September 2019 and May 2020 at GFZ German Research Centre for Geosciences in Potsdam (Germany). Such experiments were intended to simulate dike propagation in the upper crust, in settings where tectonic and surface unloading stress are dominant in determining the stress field within the medium. The gelatin blocks were laterally strained and rift-like excavations were moulded on their surfaces. These data include pictures of each experimental setup and video records of each injected crack, as well as tables collecting the measured arrival points of the cracks at the surface of the gelatin and relevant elastic and geometric parameters. The data publication is a Supplement to Mantiloni et al. (2020): "Stress inversion in a gelatin box: testing eruptive vent location forecasts with analog models" (Geophys. Res. Lett.), to which the reader is referred for further information.

Description: GFZ acts as a global analysis center of the International GNSS Service (IGS) and provides operationally ultra-rapid (last 24h), rapid (last day), and final (last week) solutions and contributes to the reprocessing activities of the IGS. The GFZ repro3 product solution series covers data from 1994 to 2020 and is published in daily and weekly files. The following satellite systems are contained: GPS (from 1994), GLONASS (from 2012), and Galileo (from 2014).

Description: The ability to constrain the petrogenesis of multiple serpentine generations recorded at the microscale is crucial for estimating the extent and conditions of modern versus fossil serpentinisation in ophiolites. To address matrix bias effects during oxygen isotope analysis by SIMS, we present the first investigation analysing antigorite in the compositional range Mg# = 77.5–99.5 mole %, using a CAMECA IMS‐1280 secondary ion mass spectrometer. Spot‐to‐spot homogeneity is ≤ 0.5‰ (2s) for the new antigorite reference materials. The relative bias between antigorite reference materials with different Mg/Fe ratios is described by a second‐order polynomial, and a maximum difference in bias of ~ 1.8‰ was measured for Mg# ~ 78 to 100. We observed a bias up to ~ 1.0‰ between lizardite and antigorite attributed to their different crystal structures. Orientation effects up to ~ 1‰ were observed in chrysotile. The new analytical protocol allowed the identification of oxygen isotope zoning up to ~ 7‰ in serpentine minerals from two serpentinites recovered from an area of active serpentinisation in the Samail ophiolite. Thus, in situ analysis is capable of resolving isotopic heterogeneity that may directly reflect changes in the physical and chemical conditions of multiple serpentinisation events in the Samail ophiolite.

Description: In the EU-funded project Global Gravity-based Groundwater Product (G3P), we strive to combine data on terrestrial water storage from satellite gravimetry by the GRACE and GRACE-FO missions with existing products on water storage compartments from the Copernicus portfolio to establish a new cross-cutting product on groundwater storage variations with global coverage on a monthly basis. While the focus of G3P lies on incorporating observation-based Copernicus products, some model data has to be added to fill spatial and temporal gaps. This especially applies to water storage variations in surface water bodies, i.e., lakes and rivers, where little observation-based data is available. Altimetry-based data bases such as HYSOPE and the MGB model are available for large surface water bodies. However, to account for smaller water bodies and rivers, and to have a basis for assessing uncertainties of the entire approach, the integration of well-established models is desirable. A model we deem fit to these ends is Lisflood, which underpins the Global Flood Awareness System (GloFAS) of the Copernicus Emergency Management Service, and for which a recent global re-calibration is available. In this study, we evaluate Lisflood’s capability of modeling surface water storage variations in comparison to the above-mentioned observational data sources as well as the WaterGAP Global Hydrology Model (WGHM). As the target output of G3P is a 0.5° grid with monthly resolution,Lisflood’s output data will undergo an upscaling and temporal aggregation procedure which will also be subject of this study.

Description: In this study, the performance of ensemble precipitation forecasts of three numerical weather prediction (NWP) models within the TIGGE database as well as the integrated multi-satellite retrievals for global precipitation measurement (GPM), namely IMERG-RT V05B, for precipitation estimates were evaluated in recent severe floods in Iran over the March–April 2019 period. The evaluations were conducted in two modes: spatial distribution of precipitation and the dichotomous evaluation in four precipitation thresholds (25, 50, 75, and 100 mm per day). The results showed that the United Kingdom Met Office (UKMO) model, in terms of spatial coverage and satellite estimates as well as the precipitation amount, were closer to the observations. Although, generally, the models captured the spatial distribution of heavy precipitation events, the hot spots were not located in the correct area. The National Centers for Environmental Forecast (NCEP) model performed well at low precipitation thresholds, while at high thresholds, its performance decreased significantly. On the contrary, the accuracy of IMERG improved when the precipitation threshold increased. The UKMO had better forecasts than the other models at the 100 mm/day precipitation threshold, whereas the Medium-Range Weather Forecasts (ECMWF) had acceptable forecasts in all thresholds and was able to forecast precipitation events with a lower false alarm ratio and better detection when compared to other models. Although, the models and IMERG product underestimated or overestimated the amount of precipitation, but they were able to detect most extreme precipitation events. Overall, the results of this study show the IMERG precipitation estimates and NWP ensemble forecasts performed well in the three major flood events in spring 2019 in Iran. Given wide spread damages caused by the floods, the necessity of establishing an efficient flood warning system using the best precipitation products is advised.

Description: This study has been run in the context of the European Union research project G3P (Global Gravitybased Groundwater Product) on developing Groundwater storage (GW) as a new product for the EU Copernicus Services. GW variations can be derived on a global scale by subtracting from total water storage (TWS) variations based on the GRACE/GRACE-FO satellite missions variations in other water storage compartments such as soil moisture, snow, surface water bodies, and glaciers. Due to the nature of data acquisition by GRACE and GRACE-FO, the data need filtering in order to reduce North-South-oriented striping errors. However, this also leads to a spatially smoothed TWS signal. For a consistent subtraction of all individual storage compartments from GRACE-based TWS, the individual data sets for all other hydrological compartments need to be filtered in a similar way as GRACE-based TWS. In order to test different filter methods, we used compartmental water storage data of the global hydrological model WGHM. The decorrelation filter known as DDK filter that is routinely used for GRACE and GRACE-FO data introduced striping artifacts in the smoothed model data. Thus, we can conclude that the DDK filter is not suitable for filtering water storage data sets that do not exhibit GRACE-like correlated error patterns. Alternatively, an isotropic Gaussian filter might be used. The best filter width of the Gaussian filter is determined by minimizing the differences between the empirical spatial correlation functions of each water storage and the spatial correlation function of GRACE-based TWS. We also analyzed time variations of correlation lengths such as seasonal effects. Finally, the selected filter widths are applied to each compartmental storage data set to remove them from TWS and to obtain the GW variations.

Description: We estimate vertical rotation rates for 204 earthquakes that were induced by the 2018 stimulation of the Espoo/Helsinki geothermal reservoir from wavefield gradients across geophone arrays. The array-derived rotation rates from seismograms recorded at 6–9 km hypocentral distances vary between 10−9 and 10−7 rad s−1, indicating a comparable sensitivity to portable rotational instruments. Using co-located observations of translational and rotational motion, we estimate the local propagation direction and the apparent phase speed of SH waves, and compare these estimates with those obtained by S wave beamforming. Propagation directions generally align with the earthquake back azimuths, but both techniques show deviations indicative of heterogeneous seismic structure. The rotational method facilitates a station-by-station approach that resolves site specific variations that are controlled by the local geology. We measure apparent S wave speeds larger than 5 km s−1, consistent with steep incidence angles and high propagation velocities in the Fennoscandian Shield.

Description: This data set was taken within the Perturbations of Earth Surface Processes by Large Earthquakes PRESSurE Project (https://www.gfz-potsdam.de/en/section/geomorphology/projects/pressure/) of the GFZ Potsdam. This project aims to better understand the role of earthquakes on earth surface processes. Strong earthquakes cause transient perturbations of the near Earth’s surface system. These include the widespread landsliding and subsequent mass movement and the loading of rivers with sediments. In addition, rock mass is shattered during the event, forming cracks that affect rock strength and hydrological conductivity. Often overlooked in the immediate aftermath of an earthquake, these perturbations can represent a major part of the overall disaster with an impact that can last for years before restoring to background conditions. Thus, the relaxation phase is part of the seismically induced change by an earthquake and needs to be monitored in order to understand the full impact of earthquakes on the Earth system. Early June 2015, shortly after the April 2015 Mw7.9 Gorkha earthquake, 6 automatic compact weather station were installed in the upper Bhotekoshi catchment covering an area ~50km2. The weather station network is centered around the Kahule Khola catchment, a small headwater catchment and is part of a wider data acquisition strategy including hydrological monitoring, seismometers, geophones and high resolution optical (RapidEye) as well as radar imagery (TanDEM TerraSAR-X). https://www.gfz-potsdam.de/sektion/geomorphologie/projekte/pressure/

Description: This data set was taken within the Perturbations of Earth Surface Processes by Large Earthquakes PRESSurE Project (https://www.gfz-potsdam.de/en/section/geomorphology/projects/pressure/) of the GFZ Potsdam. This project aims to better understand the role of earthquakes on earth surface processes. Strong earthquakes cause transient perturbations of the near Earth’s surface system. These include the widespread landsliding and subsequent mass movement and the loading of rivers with sediments. In addition, rock mass is shattered during the event, forming cracks that affect rock strength and hydrological conductivity. Often overlooked in the immediate aftermath of an earthquake, these perturbations can represent a major part of the overall disaster with an impact that can last for years before restoring to background conditions. Thus, the relaxation phase is part of the seismically induced change by an earthquake and needs to be monitored in order to understand the full impact of earthquakes on the Earth system. Early June 2015, shortly after the April 2015 Mw7.9 Gorkha earthquake, 6 automatic compact weather station were installed in the upper Bhotekoshi catchment covering an area ~50km2. The weather station network is centered around the Kahule Khola catchment, a small headwater catchment and is part of a wider data acquisition strategy including hydrological monitoring, seismometers, geophones and high resolution optical (RapidEye) as well as radar imagery (TanDEM TerraSAR-X). https://www.gfz-potsdam.de/sektion/geomorphologie/projekte/pressure/

Description: Minor release to include IGRF13 coefficients, expands the type of allowed inputs into the subsol routine, fixes several bugs in edge cases, expands testing support to include Python 3.6-3.9, updates the documentation, and updates the continuous integration testing environments.

Description: A common challenge for projects with multiple involved research institutes is a well-defined and productive collaboration. All parties measure and analyze different aspects, depend on each other, share common methods, and exchange the latest results, findings, and data. Today this exchange is often impeded by a lack of ready access to shared computing and storage resources. In our talk, we present a new and innovative remote procedure call (RPC) framework. We focus on a distributed setup, where project partners do not necessarily work at the same institute, and do not have access to each others resources. We present an application programming interface (API) developed in Python that enables scientists to collaboratively explore and analyze sets of distributed data. It offers the functionality to request remote data through a comfortable interface, and to share and invoke single computational methods or even entire analytical workflows and their results. The prototype enables researchers to make their methods accessible as a backend module running on their own infrastructure. Hence researchers from other institutes may apply the available methods through a lightweight python or Javascript API. In the end, the overhead for both, the backend developer and the remote user, is very low. The effort of implementing the necessary workflow and API usage equalizes the writing of code in a non-distributed setup. Besides that, data do not have to be downloaded locally, the analysis can be executed "close to the data" while using the institutional infrastructure where the eligible data set is stored. With our prototype, we demonstrate distributed data access and analysis workflows across institutional borders to enable effective scientific collaboration. This framework has been developed in a joint effort of the DataHub and Digitial Earth initiatives within the Research Centers of the Helmholtz Association of German Research Centres, HGF.

Description: The Tulaergen magmatic Ni–Cu deposit is related to mafic‐ultramafic rocks of the Central Asian Orogenic Belt. The ore‐host rocks are lherzolite and websterite and the major ore types are net‐textured and sparsely disseminated ores. The disseminated ores host high‐Fo (82–85) olivine and hornblende with low‐Al contents, high‐rare earth element (REE) abundances and negative Eu anomalies. The net‐textured mineralized lherzolite contains low‐Fo (74–82) olivine and high‐Al hornblende, the latter characterized by low REE concentrations and no Eu anomaly. The contrasting composition of olivine and hornblende suggests two stages of magmatism. In situ analysis of pentlandite, chalcopyrite and pyrrhotite shows that platinum‐group elements contents in sulphides are low. Contrasting Ni, Co, Se, Ag, Cd, and Pb contents in sulphides from net‐textured and in disseminated ores also supports two pulses of magmas, each with a distinct chemical composition. High‐Mg basaltic magma characterized the first stage, followed by a second‐stage less basic magma with a high H2O content. Whole‐rock Sr and Nd isotopic signatures suggest that about 4–6% crustal materials were added to the depleted mantle source. The fractional crystallization of olivine and crustal contamination play important roles in sulphur segregation at Tulaergen based on sulphur content at sulphide saturation modelling. Injection of magma enriched in H2O further enhanced sulphide aggregation and deposit forming. It is proposed that two pulses of magma injections occurred at the Tulaergen deposit, with the products of the first pulse settling at the base, and of the second one with dense mineralization laying at the top of the deposit.

Description: The data set contains VNIR and SWIR raw and reference hyperspectral imaging data of the Apliki mine open cut and of samples from the surface of the mine measured in the laboratory. It is con-nected to the published spectral library and chemical analyses of 37 different surface materials from the copper-gold-pyrite mine Apliki in the Republic of Cyprus (Koerting et al., 2019). The field outcrop scan was acquired in March 2018 in cooperation with the Geological Survey Department of the Republic of Cyprus (GSD) and the German Research Centre for Geosciences (GFZ). The laboratory sample scan presented in this document is a collection of hyperspectral scans compiled in one large dataset. The hyperspectral data in the field and the lab were acquired with the HySpex sys-tem in a range of 414 – 2498 nm. The field data is shared as one VNIR and one SWIR radiance and reflectance data cube each. The laboratory data is shared as one full VNIR-SWIR (414 – 2450nm) reflectance data cube that was processed and corrected for the detector jump, data spikes and the last 8 SWIR bands were clipped due to a low signal to noise ratio (SNR). The data and the samples originate from fieldwork in the Republic of Cyprus and laboratory work at the GFZ Potsdam. A detailed description of the data acquisition and processing can be found in Koerting (2021).

Description: China has been said to have the largest putative shale gas resources in the world. The highest potential occurs in the Sichuan Basin, with the overmature Qiongzhusi (Cambrian) and Longmaxi (Silurian) Formations as prime exploration targets. Here the likelihood of late gas formation is examined using less mature equivalents from the Georgina Basin (Australia), and the Baltic Basin (Lithuania). We consider the respective roles played by kerogen and polar bitumen in gas generation with reference to the Eagle Ford, Yanchang, Niobrara, and Vaca Muerta Formations. Both of the lower Paleozoic shales are bitumen-poor in a geochemical sense, this being in stark contrast to the Mesozoic shales which are bitumen-rich. Kerogen is, therefore, the major gas precursor in the Cambrian and Silurian of the Sichuan Basin. Graptolites and solid bitumen are petrographically dominant. The solid bitumen exhibits flow structures and is deduced to be highly polar because it is insoluble in dichloromethane. Secondary cracking kinetics determined for the Arthur Creek using the GORfit Model are closely similar to source rocks containing predominantly paraffinic oil. Late gas generation from very stable refractory kerogen structures via alpha-cleavage reactions at maturities above 2% equivalent vitrinite reflectance was verified, and importantly, the upper ceiling for late gas generation in Paleozoic shales of the Sichuan Basin is set at 3% Ro. As far as the Qiongzhusi shale is concerned, raising the prospective acreage to a 3% Ro limit brings an additional contribution of 40 mg HC/g total organic carbon of late gas charge. The same is true for the extensive fairway of the Longmaxi shale along the western flank of the basin, close to the subcropping erosional edge.

Description: Background: Studies of the impact of environmental pollutants on health outcomes can be compromised by mismeasured exposures or unmeasured confounding with other environmental exposures. Both problems can be exacerbated by measuring exposure from data sources with low spatial resolution. Artificial light at night, for example, is often estimated from low-resolution satellite images, which may result in substantial measurement error and increased correlation with air or noise pollution. Methods: Light at night exposure was considered in simulated epidemiologic studies in Vancouver, British Columbia. First, we assessed statistical power and bias for hypothetical studies that replaced true light exposure with estimates from sources with low resolution. Next, health status was simulated based on pollutants other than light exposure, and we assessed the frequency with which studies might incorrectly attribute negative health impacts to light exposure as a result of unmeasured confounding by the other environmental exposures. Results: When light was simulated to be the causal agent, studies relying on low-resolution data suffered from lower statistical power and biased estimates. Additionally, correlations between light and other pollutants increased as the spatial resolution of the light exposure map decreased, so studies estimating light exposure from images with lower spatial resolution were more prone to confounding. Conclusions: Studies estimating exposure to pollutants from data with lower spatial resolution are prone to increased bias, increased confounding, and reduced power. Studies examining effects of light at night should avoid using exposure estimates based on low-resolution maps, and should consider potential confounding with other environmental pollutants. What this study adds

Description: Understanding the mechanical behaviors of granite after thermal treatment under loading and unloading conditions is of utmost relevance to deep geothermal energy recovery. In the present study, a series of loading and unloading triaxial compression tests (20, 40 and 60 MPa) on granite specimens after exposure to different temperatures (20, 200, 300, 400, 500 and 600 °C) was carried out to quantify the combined effects of thermal treatment and loading/unloading stress conditions on granite strength and deformation. Changes in the microstructure of granite exposed to high temperatures were revealed by optical microscopy. The experimental results indicate that both, thermal treatment and loading/unloading stress conditions, degrade the mechanical behaviors and further decrease the carrying capacity of granite. The gradual degradation of the mechanical characteristics of granite after thermal treatment is mainly associated with the evolution of thermal micro-cracks based on optical microscopy observations. The unloading stress state induces the extension of tension cracks parallel to the axial direction, and thus, the mechanical properties are degraded. Temperatures above 400 °C have a more significant influence on the mechanical characteristics of granite than the unloading treatment, whereby 400 °C can be treated as a threshold temperature for the delineation of significant deterioration. This study is expected to support feasibility and risk assessments by means of providing data for analytical calculations and numerical simulations on granite exposed to high temperatures during geothermal energy extraction.

Description: Soil erosion is generally recognized as the dominant process of land degradation. The formation and expansion of gullies is often a highly significant process of soil erosion. However, our ability to assess and simulate gully erosion and its impacts remains very limited. This is especially so at regional to continental scales. As a result, gullying is often overlooked in policies and land and catchment management strategies. Nevertheless, significant progress has been made over the past decades. Based on a review of 〉590 scientific articles and policy documents, we provide a state-of-the-art on our ability to monitor, model and manage gully erosion at regional to continental scales. In this review we discuss the relevance and need of assessing gully erosion at regional to continental scales (Section 1); current methods to monitor gully erosion as well as pitfalls and opportunities to apply them at larger scales (section 2); field-based gully erosion research conducted in Europe and European Russia (section 3); model approaches to simulate gully erosion and its contribution to catchment sediment yields at large scales (section 4); data products that can be used for such simulations (section 5); and currently existing policy tools and needs to address the problem of gully erosion (section 6). Section 7 formulates a series of recommendations for further research and policy development, based on this review. While several of these sections have a strong focus on Europe, most of our findings and recommendations are of global significance.

Description: GRACE-FO carries a magnetometer as part of its attitude orbit control system (AOCS). The magnetometer does not belong to the scientific payload of the mission. However, after postprocessing of the data, information on the geomagnetic field and on electric currents in near Earth space are derived. Each GRACE-FO satellite (GF1 and GF2) carries two fluxgate magnetometers (FGM), an active one, FGM A, and a redundant one, FGM B. So far, the redundant magnetometers were not switched and are not included in the data set. The provided data consists of raw magnetic field data as provided by L1b (RAW), Magnetic field data aligned, calibrated and corrected (ACAL_CORR), CHAOS7 magnetic model predictions for core, crustal and large-scale magnetospheric field (CHAOS7), Magnetic coordinates (APEX) and Radial and field-aligned currents derived from magnetic data in ACAL_CORR (FAC). The data are provided in NASA CDF format (https://cdf.gsfc.nasa.gov/).