ALBERT

Notes: Abstract Microprobe analyses of feldspars in granite mylonites containing flame perthite give compositions that invariably plot as three distinct clusters on a ternary feldspar diagram: orthoclase (Or92–97), albite and oligoclase-andesine. The albite occurs as grains in the matrix, as flame-shaped lamellae in orthoclase, and in patches within plagioclase grains.We present a metamorphic model for albite flame growth in the K-feldspar in these rocks that is related to reactions in plagioclase, rather than alkali feldspar exsolution. Flame growth is attributed to replacement and results from a combination of two retrograde reactions and one exchange reaction under greenschist facies conditions. Reaction 1 is a continuous or discontinuous (across the peristerite solvus) reaction in plagioclase, in which the An component forms epidote or zoisite. Most of the albite component liberated by Reaction 1 stays to form albite in the host plagioclase, but some Na migrates to form the flames within the K-feldspar. Reaction 2 is the exchange of K for Na in K-feldspar. Reaction 3 is the retrograde formation of muscovite (as ‘sericite’) and has all of the chemical components of a hydration reaction of K-feldspar. The Si and Al made available in the plagioclase from Reaction 1 are combined with the K liberated from the K-feldspar, to produce muscovite in Reaction 3. The muscovite forms in the plagioclase, rather than the K-feldspar, as a result of the greater mobility of K relative to Al. The composition of the albite flames is controlled by both the peristerite and the alkali feldspar miscibility gaps and depends on the position of these solvi at the pressure and temperature that existed during the reaction. Using an initial plagioclase composition of An20, the total reaction can be summarized as:20 oligoclase + 1 K-feldspar + 2 H2O = 2 zoisite + muscovite + 2 quartz + 15 albiteplagioclase+ 1 albiteflame.This model does not require that any additional feldspar framework be accreted at replacement sites: Na and K are the only components that must migrate a significant distance (e.g. from one grain to the next), allowing Al to remain within the altering plagioclase grain. The resulting saussuritization is isovolumetric.The temperature and extent of replacement depends on when, and how much, water infiltrates the rock. The fugacity of the water, and therefore the pressure of the fluid, may have been significantly lower than lithostatic during flame growth.

Notes: Abstract In metapelitic schists of the north-eastern Weekeroo Inliers, Olary Block, Willyama Supergroup, South Australia, syn-S1 and syn-S2 assemblages involving staurolite, garnet, biotite and another mineral, most probably cordierite, were overgrown by large syn-S3 andalusite porphyroblasts, owing to isobaric heating from metamorphic conditions that existed during the development of S2. Conditions during the development of S3 probably just reached the andalusite—sillimanite transition. During the development of S4, at somewhat lower temperatures than those that accompanied the development of S3, the following reaction occurred:staurolite + chlorite + muscovite ± biotite + andalusite + quartz + H2O.The amount of retrogression is controlled primarily by the amount of H2O added by infiltration. As the syn-S3 matrix assemblage was stable during the development of S4, but the andalusite porphyroblasts were no longer stable with the matrix when H2O was added, the retrogression is focused in and around the porphyroblasts. With enough H2O available, and if quartz was consumed before biotite in a porphyroblast, then the following reaction occurred:staurolite + chlorite + muscovite + corundum ± biotite + andalusite + H2O.This reaction allowed corundum inclusions in the andalusite to grow, regardless of the presence of quartz in the matrix assemblage.

Notes: Abstract Effects of post-entrapment fluid-inclusion modification are examined with reference to retrogression-related quartz veins from the Caledonian, Øse Thrust, northern Norway. The inclusions occur in secondary trails, and contain high-density hypersaline aqueous fluids. On morphological characteristics, they are subdivided into, Type A: elongate, ellipsoidal and/or irregular inclusions, and Type B: more equant, regular, and/or negative crystal form. With reference to previous research on post-entrapment modification of inclusions in quartz it is proposed that Type A inclusions experienced little or no post-entrapment modification, whereas Type B inclusions show features characteristic of post-entrapment permanent inelastic stretching and/or leakage. This produces increased homogenization temperatures (Th), associated with increased inclusion volume and lowering of density, whilst maintaining constant salinity. The similarity of data for degree of fill and salinity between Type A and Type B inclusions indicates that Type B inclusions have primarily modified by stretch rather than leakage. However, the spread towards slightly larger volume of vapour in Type B inclusions suggests that some leakage has also occurred. Because stretched and/or partially leaked inclusions have increased Th, isochore projections significantly underestimate trapping pressure (Pt) relative to unmodified inclusions. Therefore, recognition of post-entrapment inclusion modification due to overpressure is crucial to avoid misinterpretation of data, but has considerable potential for constraining the detail of P-T trajectories of individual rocks. On this basis, rocks from the Øse Thrust zone, north Norway, are shown to have experienced rapid uplift on a ‘clockwise’P-T-t path during the final stages of Caledonian (Scandian) orogenesis.

Notes: Abstract The Erzgebirge Crystalline Complex (ECC) is a rare example where both‘crustal’eclogites and mantle-derived garnet-bearing ultramafic rocks (GBUs) occur in the same tectonic unit. Thus, the ECC represents a key complex for studying tectonic processes such as crustal thickening or incorporation of mantle-derived material into the continental crust. This study provides the first evidence that high-pressure metamorphism in the ECC is of Variscan age. Sm-Nd isochrons define ages of 333 ± 6 (Grt-WR), 337± 5 (Grt-WR), 360± 7 (Grt-Cpx-WR) (eclogites) and 353 ± 7 Ma (Grt-WR) (garnet-pyroxenite). 40Ar/39Ar spectra of phengite from two eclogite samples give plateau ages of 348 ± 2 and 355 ± 2 Ma. The overlap of ages from isotopic systems with blocking temperatures that differ by about 300 ° C indicates extremely fast tectonic uplift rates. Minimum cooling rates were about 50° C Myr-1. As a consequence, the closure temperature of the specific isotopic system is of minor importance, and the ages correspond to the time of high-pressure metamorphism. Despite textural equilibrium and metamorphic temperatures in excess of 800° C, clinopyroxene, garnet and whole rock do not define a three-point isochron in three of four samples. The metamorphic clinopyroxenes seem to have inherited their isotopic signature from magmatic precursors. Rapid tectonic burial and uplift within only a few million years might be the reason for the observed Sm-Nd disequilibrium. The εNd values of the eclogites (+4.4 to +6.9) suggest the protoliths were derived from a long-term depleted mantle, probably a MORB source, whereas the isotopically enriched garnet-pyroxenite (εNd–2.9) might represent subcontinental mantle material, emplaced into the crust prior to or during collision. The similarity of ages of the two different rock types suggests a shared metamorphic history.

Notes: Abstract The crystalline core of the Himalayan orogen in the Langtang area of Nepal, located between the Annapurna-Manaslu region and the Everest region, contains middle to upper amphibolite grade pelitic gneisses and schists. These rocks are intimately associated with the Main Central Thrust (MCT), one of the major compressional structures in the northern Indian plate, which forms a 3.7-km-wide zone containing rocks of both footwall and hangingwall affinity. An inverted metamorphic gradient is noticeable from upper footwall through hangingwall rocks, where metamorphic conditions increase from garnet grade near the MCT zone to sillimanite + K-feldspar grade in the upper hangingwall. Petrographic data distinguish two metamorphic episodes that have affected the area: a high-pressure, moderate-temperature episode (M1) and a moderate-pressure, high-temperature episode (M2). Comparison with appropriate reaction boundaries suggests that conditions for M1 in the hangingwall were approximately 900–1200 MPa and 425–525°C. Thermobarometric results for 24 samples from the footwall, MCT zone and hangingwall reflect P-T conditions during the M2 phase of 400–1200 MPa and 490–660° C. The decrease in estimated palaeopressures from footwall to hangingwall approximate a lithostatic gradient of 27 MPa km-1, with slight fluctuations in the MCT zone reflecting structural discontinuities. In contrast to the palaeopressures, palaeotemperatures are indistinguishable across the entire area sampled. Although field evidence suggests the presence of the inverted palaeothermal gradient well known in the Himalaya, quantitative thermobarometry indicates that temperatures of final equilibration were all within error of each other across 17 km of section. At Langtang, change in pressure is responsible for the presence of the sequence of index minerals through the section. I interpret these data to reflect diachronous attainment of equilibrium temperature conditions in a lithostatic palaeopressure profile after ductile faulting of the sequence.

Notes: Abstract High-pressure-temperature metapelites that occur in close proximity to eclogitized mafic rocks in the southern part of the Gagnon terrane (Parautochthonous Belt, eastern Grenville Province) were investigated in order to constrain depths of burial and P-T paths. Mineral assemblages and partial melting relationships in these metapelites are consistent with peak temperatures in the range between 700 and 800° C. However, growth zoning is apparently well preserved in garnets and only narrow rims (width = 100–500 μm) are obviously affected by diffusional retrograde resetting. Despite uncertainties regarding mineral assemblages and compositions of matrix minerals at early stages of garnet growth, it can be shown that the observed growth zoning profiles of garnets imply increase of both pressure and temperature up to a common maximum at pressures between 1300 and 1600 MPa, and that thermal relaxation did not occur during the initial stages of unloading. On the other hand, calculated retrograde P-T conditions are consistent with steep decompression paths. The inferred ‘hair-pin’-shaped P-T path is consistent with independent evidence of rapid, tectonically driven exhumation, resulting in the preservation of growth zoning in garnets from such a high-temperature regime.

Notes: Abstract A petrogenetic grid and related diagrams derived from KFMASH-system experiments demonstrate that osumilite is stable in relatively magnesian bulk rock compositions (XMg 〉 0.6) at temperatures in excess of 875° C and pressures less than 11 kbar. The experiments, involving the dehydration melting of biotite in synthetic metapelites, were conducted in the range 850–1000° C. Both the mineral assemblages and phase compositions reported from well-documented natural examples of osumilite-bearing rocks are reproduced by the experiments at P-T conditions similar to those previously estimated for these occurrences. Peak metamorphic P-T conditions can be reliably inferred from distinctive osumilite-bearing assemblages identified in the phase diagrams, thereby avoiding the problems of diffusional re-equilibration that often prohibits conventional geothermobarometry from recovering peak conditions. Integration of the experimental data with recent independent experiments, after correcting the latter for an underestimated friction correction, allows extension of the petrogenetic grid to higher temperatures. The extended grid is applied to assess and refine the metamorphic history of the Napier Complex, East Antarctica: the high-P stability limit for osumilite in the Napier Complex is 9–10 kbar, the prograde P-T-t path is not necessarily anticlockwise and isobaric cooling in the Scott and Tula mountains occurred, respectively, at pressures greater and less than reactions in the range 8–9 kbar. The stability range for osumilite predicted by the KFMASH-system petrogenetic grid overlaps many more metamorphic terranes than osumilite is found in. Whilst osumilite is not distinctive in thin section and is prone to retrogression, it is possible that carbon dioxide present in the natural system stabilizes cordierite at the expense of osumilite.

Notes: Abstract Paragonite in textural equilibrium with garnet, omphacite and kyanite is found in two eclogites in the ultrahigh-pressure metamorphic terrane in Dabie Shan, China. Equilibrium reactions between paragonite, omphacite and kyanite indicate a pressure of about 19 kbar at c. 700° C. However, one of the paragonite eclogites also contains clear quartz pseudomorphs after coesite as inclusions in garnet, suggesting minimum pressures of 27 kbar at the same temperature. The disparate pressure estimates from the same rock suggest that the matrix minerals in the ultrahigh-pressure eclogites have recrystallized at lower pressures and do not represent the peak ultrahigh-pressure assemblages. This hypothesis is tested by calibrating a garnet + zoisite/clinozoisite + kyanite + quartz/coesite geobarometer and applying it to the appropriate eclogite facies rocks from ultrahigh- and high-pressure terranes. These four minerals coexist from 10 to 60 kbar and in this wide pressure range the grossular content of garnet reflects the equilibrium pressure on the basis of the reaction zoisite/clinozoisite = grossular + kyanite + quartz/coesite + H2O. The results of the geobarometer agree well with independent pressure estimates from eclogites from other orogenic belts. For the paragonite eclogites in Dabie Shan the geobarometer indicates pressures in the quartz stability field, confirming that the former coesite-bearing paragonite-eclogite has re-equilibrated at lower pressures. On the other hand, garnets from other coesite-bearing but paragonite-free kyanite-zoisite eclogites show a very wide variation in grossular content, corresponding to a pressure variation from coesite into the quartz field. This wide variation, partly due to a rimward decrease in grossular component in garnet, is caused by partial equilibration of the mineral assemblage during the exhumation.

Notes: Abstract The hydrothermal metamorphism of a sequence of Pliocene-aged seamount extrusive and volcanoclastic rocks on La Palma includes a relatively complete low-P-T facies series encompassing the zeolite, prehnite-pumpellyite, and greenschist facies. The observed mineral zonations imply metamorphic gradients of 200–300° C km-1.The transition from smectite to chlorite in the La Palma seamount series is characterized by discontinuous steps between discrete smectite, corrensite and chlorite, which occur ubiquitously as vesicles and, to a much lesser extent, vein in-fillings. Trioctahedral smectites [(Mg/(Fe + Mg) = 0.4–0.75] occur with palagonite and Na-Ca zeolites such as analcime and a thompsonite/natrolite solid solution. Corrensite [(Mg/(Fe + Mg) = 0.5–0.65] first appears at stratigraphic depths closely corresponding to the disappearance of analcime and first appearance of pumpellyite. Discrete chlorite [(Mg/(Fe + Mg) = 0.4–0.6] becomes the dominant layer silicate mineral coincident with the appearance of epidote and andraditic garnet.Within the stratigraphic section there is some overlap in the distribution of the three discrete layer silicate phases, although random interstratifications of these phases have not been observed. Although smectite occurs as both low- and high-charge forms, the La Palma corrensite is a compositionally restricted, 1:1 mixture of low-charge, trioctahedral smectite and chlorite. Electron microprobe analyses of coarse-grained corrensite yield structural formulae close to ideal values based on 50 negative charge recalculations. Calcium (average 0.20 cations/formula unit) is the dominant interlayer cation, with lesser Mg, K and Na.The absence of randomly interlayered chlorite/smectite in the La Palma seamount series may reflect high, time-integrated fluid fluxes through the seamount sequence. This is consistent with the ubiquity of high-variance metamorphic mineral assemblages and the general absence of relict igneous minerals in these samples.

Notes: Abstract Quartz-hosted, synthetic CO2-H2O fluid inclusions behave as open systems with respect to diffusional transfer of hydrogen during laboratory-simulated metamorphic re-equilibration at 650, 750 and 825°C and 1.5 kbar total pressure with fO2 defined by the C-CH4 buffer. Microthermometry and Raman spectroscopy show that the initial CO2-H2O inclusions become CO2-CH4-H2-H2Oinclusions after diffusive influx of hydrogen from the reducing confining medium. Measurable changes are observed in inclusion compositions after only 15 days of re-equilibration, implying significant hydrogen mobility at still lower temperatures over geological time spans. Results of synthetic inclusion re-equilibrium experiments have profound implications for the interpretation of natural fluid-inclusion data; failure to account for potential hydrogen migration in inclusions from high-temperature geological environments may lead to erroneous estimates of P-T, and/or the compositions of metamorphic fluids.

Notes: Abstract Fe-Mg carpholite occurs in metasediments of tectonically disrupted basement, shelf and foreland basin units that structurally underlie the Semail ophiolite in NE Oman. In the lower grade, structurally higher units, Fe-rich carpholite coexists with paragonite, quartz, illite, kaolinite and chlorite, whereas in deeper units, Fe-Mg carpholite occurs with pyrophyllite, sudoite, phengite and/or chloritoid. Mineral compositions in these units indicate that chlorite is more magnesian than coexisting Fe-Mg carpholite at low temperatures and pressures but, at higher metamorphic grades, XMg decreases in the order sudoite 〉 carpholite 〉 chlorite 〉 chloritoid. This suggests a reversal in Fe-Mg partitioning between Fe-Mg carpholite and chlorite at temperatures below or close to those of the breakdown of kaolinite + quartz to pyrophyllite and at XMg= 0.35.Phase relations and mineral equilibria indicate that the P-T conditions of formation of the Fe-Mg-carpholite-bearing rocks of NE Oman range from 280–315° C, 3–6 kbar for the structurally highest units to 325–440° C, 6–9.5 kbar for the deepest units, indicating a systematic down-section increase in metamorphic grade. Textural relations in these rocks, interpreted in the context of pertinent equilibria, are consistent with the clockwise P-T paths previously constrained for these units from petrological studies of interlayered isofacial mafic rocks.

Notes: Metamorphic Petrology. By Akiho Miyashiro. UCL Press Ltd, London, 1994. ISBN 1-85728-037-7 (HB), 1-85728-038-7 (PB)

Notes: Abstract The Santiago Schists are located in the Basal Unit of the Ordenes Complex, one of the allochthonous complexes outcropping in the inner part of the Hercynian Belt in the north-west of the Iberian Peninsula. Their tectonothermal evolution is characterized by the development of an eo-Hercynian metamorphic episode (c. 374 Ma) of high-P, low- to intermediate-T. The mineral assemblage of the high-P episode is preserved as a very thin Si= S1 foliation included in albite porphyroblasts, being composed of: albite + garnet-I + white mica-1 + chlorite-1 + epidote + quartz + rutile ± ilmenite. The equilibrium conditions for this mineral assemblage have been estimated by means of different thermobarometers at 495 ± 10 °C and 14.7 ± 0.7 kbar (probably minimum pressure). The later evolution (syn-D2) of the schists defines a decompressive and slightly prograde P-T path which reached its thermal peak at c. 525 ± 10 °C and 7 kbar. Decompression of the unit occurred contemporaneously with an inversion of the metamorphic gradient, so that the zones of garnet-II, biotite (with an upper subzone with chloritoid) and staurolite developed from bottom to top of the formation.The estimated P-T path for the Santiago Schists suggests that the Basal Unit, probably a fragment of the Gondwana continental margin, was uplifted immediately after its subduction at the beginning of the Hercynian Orogeny. It also suggests that the greater part of the unroofing history of the unit took place in a context of ductile extension, probably related to the continued subduction of the Gondwana continental margin and the contemporaneous development of compensatory extension above it. The inverted metamorphic gradient seems related to conductive heat transferred from a zone of the mantle wedge above the subducted continental margin, when it came into contact with the upper parts of the schists along a detachment, probably of extensional character.The general metamorphic evolution of the Santiago Schists, with the development of high-P assemblages with garnet prior to decompressive and prograde parageneses with biotite, is unusual in the context of the European Hercynian Belt, and shows a close similarity to the tectonothermal evolution of several high-P, low- to intermediate-T circum-Pacific belts.

Notes: Abstract Low-pressure/high-temperature (low-P/high-T) metamorphic rocks of the Cooma Complex, southeastern Australia, show evidence of an anticlockwise pressure-temperature-time-deformation (P-T-t-D) path, similar to those of some other low-P/high-T metamorphic areas of Australia. Prograde paths are reasonably well constrained in cordierite-andalusite schists, cordierite-K-feldspar gneisses and andalusite-K-feldspar gneisses. These paths are inferred to be convex to the temperature axis, involving increase in pressure with increase in temperature. Evidence of the retrograde path is inconclusive, but is consistent with approximately isobaric cooling, as are available isotopic data on the Cooma Granodiorite, which indicate initially rapid cooling following attainment of peak temperatures. The retrograde path is inconsistent with either a clockwise P-T-t-D path involving rapid or even moderate decompression immediately post-dating the peak of metamorphism, or a path in which the retrograde component simply reverses the prograde component, because both these paths should cross reactions forming cordierite from aluminosilicate, for which no evidence has been observed.Determination of the deformational-metamorphic history of the complex is not straightfoward and depends on careful examination of critical samples. Evidence necessary for successful elucidation of the prograde, and part of the retrograde, deformational-metamorphic history in the Cooma Complex includes: (1) sequentially grown porphyroblasts that can be timed relative to surrounding foliations; (2) partial replacement microstructures providing relative timing of metamorphic reactions that cannot be timed relative to foliation development; (3) a tectonic marker foliation (S4 at Cooma) that allows correlation of foliations from one location to another; and (4) single samples containing all of the foliations and all generations of porphyroblast growth within a single metamorphic zone. The latest two or three foliations involve low strain accumulation, allowing relative timing relationships between foliations and porphyroblasts to be more clearly determined.Sequential porphyroblast growth and foliation development in the cordierite-andalusite schists is examined for situations involving rotation and non-rotation of porphyroblasts relative to geographically fixed coordinates. Although the number of foliations developed varies in the rotational situation, depending on the deformation history proposed, the sequential order of porphyroblast growths does not differ from the non-rotational situation. Thus, whether or not porphyroblasts rotated in the Cooma rocks, the sequence of reactions, and therefore P-T-t paths inferred from the relative timing of porphyroblast growths, remain the same, for the deformational histories evaluated.

Notes: Abstract Observations and microthermometric data on fluid inclusions from a terrane that underwent deformation following peak metamorphic conditions show that grain-boundary migration recrystallization favours the entrapment of carbonic inclusions whereas microfracturing during brittle deformation favours the infiltration and eventual entrapment of aqueous fluids. Our results imply that pure CO2 fluid inclusions in metamorphic rocks are likely to be the residue of deformation-recrystallization process rather than representing a primary metamorphic fluid.Where the temperature of deformation can be deduced by other means, the densities of fluid inclusions trapped during recrystallization, which we call recrystallization-primary fluid inclusions, can be used to constrain the ambient pressure during deformation. Using these constraints, the data imply that the post-metamorphic Hercynian exhumation in Sardinia brought rocks at 300° C to within 3km of the surface. This conclusion is similar to that described for the rapidly uplifted Southern Alps in New Zealand.

Notes: Abstract Metapelitic and charnockitic granulites exposed around Chilka Lake in the northern sector of the Eastern Ghats, India, preserve a multi-stage P—T record. A high-T decompression from above 10 kbar to 8 kbar around 1100°C has been determined from Mg-rich metapelites (XMg〉0.60) with quartz-cordierite-orthopyroxene-sillimanite and cordierite—orthopyroxene—sapphirine—spinel assemblages. Between this and a second decompression to 6.0 kbar, isobaric cooling from 830 to 670°C at 8 kbar is evident. These changes are registered by the rim compositions of orthopyroxene and garnet in charnockites and metapelites with an orthopyroxene—quartz—garnet—plagioclase—cordierite assemblage, and are further supported by the garnet + quartz ± orthopyroxene + cordierite and biotite-producing reactions in sapphirine-bearing metapelites. Another indication of isobaric cooling from 800 to 650°C at 6.0 kbar is evident from rim compositions of orthopyroxene and garnet in patchy charnockites. Two sets of P—T values are obtained from metapelites with a quartz—plagioclase—garnet—sillimanite—cordierite assemblage: garnet and plagioclase cores yield 6.2 kbar, 700°C and the rims 5 kbar, 650°C, suggesting a third decompression.The earliest deformation (F1) structures are preserved in the larger charnockite bodies and the metapelites which retain the high P—T record. The effects of post-crystalline F2 deformation are observed in garnet megacrysts formed during or prior to F1 in some metapelites. Fold styles indicate a compressional regime during F1 and an extensional regime during F2. These lines of evidence and two phases of cooling at different pressures point to a discontinuity after the first cooling, and imply reworking.Two segments of the present P—T path replicate parts of the P—T paths suggested for four other granulite terranes in the Eastern Ghats, and the sense of all the paths is the same. This, plus the signature of three phases of deformation identified in the Eastern Ghats, suggests that the Chilka Lake granulites could epitomize the metamorphic evolution of the Eastern Ghats.

Notes: Abstract The Chuncheon amphibolite, part of the Gubongsan Group which overlies the Yongduri gneiss complex, is interlayered with calc-silicate rock, marble, quartzite, biotite schist and quartzofeldspathic gneiss in the central Gyeonggi massif, South Korea. Metamorphic pressures and temperatures estimated from the amphibolite are 5.5–10.6 kbar and 615–714°C. These P—T conditions are close to those defined by the reaction curve between kyanite and sillimanite, and suggest medium-pressure-type metamorphism of the Chuncheon amphibolite. For two metapelites intercalated with the amphibolite, temperatures are estimated to be 607–699° C, consistent with those obtained from the amphibolite. On the other hand, pressures estimated from these metapelites are significantly different, 4–6 kbar and 9–13 kbar, when rim and core compositions of garnet are, respectively, used. These P—T estimates obtained from the amphibolite and metapelite suggest a nearly isothermal decompression of 3–7 kbar during denudation. Rapid decompression is likely on the basis of the results of mineral chemistry, phase equilibria and geothermobarometer. Moreover, in conjunction with the occurrence of kyanite in the adjacent Gyeonggi gneiss complex, P—T estimates of the Chuncheon amphibolite and metapelite suggest a clockwise P—T—t path. This evolutionary path may be related to the amalgamation of continents during the late Proterozoic event which corresponds to the Jinningian orogeny in the Qinling belt of China.

Notes: Abstract The Ruby terrane is an elongate fragment of continental crustal rocks that is structurally overlain by thrust slices of oceanic crust. Our results from the Kokrines Hills, in the south-central part of the Ruby terrane, demonstrate that the low-angle schistose fabric formed under high-P/low-T conditions, at peak conditions of 10.8-13.2 kbar and 425-550° C, consistent with the rare occurrence of glaucophane. White mica 40Ar/39Ar cooling ages from these blueschists indicate that the metamorphism occurred prior to 144 ± 1 Ma. The blueschist facies assemblages are partially replaced by greenschist facies assemblages in the eastern Kokrines Hills. In contrast, in the central and western Kokrines Hills, upper amphibolite to lower granulite facies metamorphism associated with extensive late Early Cretaceous plutonism has completely overprinted any evidence of an earlier high-P/T metamorphic history. Deformation accompanying the plutonism produced recumbent isoclinal folds in the plutonic rocks and pelitic gneisses of the wallrock; decompression reactions in the pelitic gneisses suggest that the deformation occurred during exhumation. Thermochronological data bracket the time of intrusion and cooling below 500° C between 118 ± 3 and 109 ± 1 Ma.Our data from the schists of the Ruby terrane support the general assumption of many authors that the Ruby terrane was subducted beneath an oceanic island arc. This tectonic history is similar to that described for other large continental crustal blocks in northern and central Alaska, in the Brooks Range, Seward Peninsula and Yukon-Tanana Upland. The current orientation of the Ruby terrane at an oblique angle to these other crustal blocks and to the Cordilleran trend is due to post-collisional tectonic processes that have greatly modified the original continental margin.

Notes: Abstract Metagreywackes in the Eastern Belt of the Franciscan Complex contain the assemblage: Qtz + Ab + Lws + Chl + Ph + Pmp + Fgl + Hem ° Cal/Arg or compatible subassemblages. Blue amphibole first appears in the westernmost part of the belt and pumpellyite is absent in the eastern part. The compositions of the coexisting minerals and the nature of the continuous reactions in these low-grade blueschists suggest that the distribution of blue amphibole and pumpellyite in the Eastern Belt of the Franciscan Complex reflects differences of effective bulk composition rather than differences in physical conditions of metamorphism. In rocks lacking pumpellyite, white mica may be essential to the growth of blue amphibole, but carbonate plays only a limited role. The continuous reaction that limits the appearance of blue amphibole and the disappearance of coexisting pumpellyite has the general form: Pmp + Chl + Ab + Qtz + Hem + H2O + FeMg-1= Fgl + Lws. This reaction requires significant hydration as pressure increases in order to produce blue amphibole. Most of the Eastern Belt of the Franciscan Complex formed in limited ranges of temperature and pressure, which are estimated to be 240—280° C, 6.5-7.5 kbar. Pressures in the westernmost part of the area were about 1 kbar lower than in the east. Pressures of about 8.5-10 kbar are estimated for tectonic blocks that contain sodic clinopyroxene.

Notes: Abstract Petrological study of highly strained carbonate and pelitic rocks within the contact aureole surrounding the western part of the Papoose Flat pluton yields thermal profiles (plots of metamorphic temperature versus distance) across the aureole that show temperature gradients which are relatively flat and narrow (〈100m). The gradients occur close to the contact and indicate a slight decrease in temperature from 500–550°C at the pluton/wall rock contact to 450–500°C at the outer margin of the aureole. One thermal profile across low-strain metasedimentary rocks located in the southern part of the aureole shows that thermal effects from emplacement extend no further than 600 m from the contact. Coexistence of andalusite and cordierite in pelitic rocks of the aureole constrain pressures to 〈4 kbar. Thermal modelling using an analytical solution of the conductive heat flow equation for a rectangular-shaped pluton reproduces the observed thermal maxima and profile shape. Conductive rather than convective cooling also is supported by isotopic and field evidence for limited fluid flow along the strongly deformed margin of the pluton. Simple thermal models coupled with observed high-temperature deformation features and a measured 90% attenuation of stratigraphic units in the plastically deformed western part of the pluton's aureole indicate that strain rates may have been of the order of 10-12s-1. Evidence for episodic heating, such as two distinct generations of andalusite growth in pelites from the aureole, alternatively may indicate a longer heating event and, therefore, slower strain rates. Thermal models also indicate that parts of the pluton still may have been above the solidus during deformation of the pluton margin and aureole.

Notes: Abstract The Protogine Zone comprises a system of anastomosing deformation zones which approximately parallel the eastern boundary of the Sveconorwegian (1200–900 Ma) province in south-west Sweden. Ages of granulite facies metamorphism in the Sveconorwegian province require exhumation from c. 30 to 35 km crustal depths after 920–880 Ma. 40Ar/39 Ar cooling ages are presented for muscovite from high-alumina rocks formed by hydrothermal leaching associated with the Protogine Zone. Growth of fabric-defining minerals was associated with a ductile deformational event; muscovite from these rocks cooled below argon retention temperatures (c. 375 ± 25° C) at c. 965–955 Ma. Muscovite from granofels in zones of intense alteration indicates that temperatures 〉 375 ± 25° C were maintained until c. 940 Ma. Textural relations of Al2SiO5 polymorphs and chloritoid suggest that dated fabrics formed during exhumation. The process of exhumation, brittle overprint on ductile structures and hydrothermal activity along faults within the Protogine Zone tentatively are interpreted as the peripheral effects of initial Neoproterozoic exhumation of the granulite region of south-western Sweden.Muscovite in phyllonites associated with the ‘Sveconorwegian thrust system’cooled below argon retention temperatures at c. 927 Ma. Exhumation associated with this cooling could have been related to extension and onset of brittle-ductile deformation superimposed on Sveconorwegian contraction.

Notes: Abstract Orientated symplectites have been observed in deformed granulite facies metabasic rocks from the Ivrea-Verbano zone in northern Italy. The area underwent lower crustal extension, accommodated by movement on localized high-T shear zones. In areas of relatively low strain, such as at the margins of shear zones, symplectites of orthopyroxene, plagioclase and spinel have formed. The symplectites are vermiform and orientated parallel to the main foliation and in the regional stretching direction. The reaction was synkinematic with the deformation, and only developed in potentially dilatant grain boundaries in the rock. It was presumably inhibited in grain boundaries subjected to higher normal stress due to the relatively large volume increase involved in the reaction.The observations support the interpretation that the deformation was related to regional extension under high-T granulite facies conditions, the symplectites forming as a result of decreasing pressure.

Notes: Abstract The E-W-trending Kohistan terrane in the NW Himalaya is a sandwich of a magmatic arc between the collided Karakoram (Asian) and Indian plates. The southern part of the Kohistan arc is principally made up of amphibolites derived from volcanic and plutonic rocks of Early Cretaceous age. Gabbroic relics in the amphibolites display calc-alkaline character, and their mineralogy is similar to low-P plutonic rocks reported from modern and ancient island arcs. The largest of these relics, occurring along the southern margin of the amphibolite belt near Khwaza Khela, is subcircular in outline and is about 1 km across. It consists of cumulate gabbros and related rocks displaying a record of cooling and crustal thickening. Primary olivine and anorthite reacted to produce coronas consisting of two pyroxenes +Mg-Fe2+-Al spinel ± tschermakitic hornblende at about 800° C, 5.5–7.5 kbar. This thermotectonic event is of regional extent and may be related to the overthrusting of the Karakoram plate onto the Kohistan arc some 85 Ma ago, or even earlier. Later the gabbros were locally traversed by veins containing high-P assemblages: garnet, kyanite, zoisite, paragonite, oligoclase, calcite, scapolite and quartz ° Chlorite ° Corundum ± diopside. Formed in the range 510–600° C, and 10–12 kbar, these suggest further thickening and cooling of the crust before its uplift during the Tertiary. This paper presents microprobe data on the minerals, and discusses the tectonic implications of the coronitic and vein assemblages in the gabbros.

Notes: Abstract Granulite facies marbles from the Upper Calcsilicate Unit of the Reynolds Range, central Australia, contain metre-scale wollastonite-bearing layers formed by infiltration of water-rich (XCO2= 0.1–0.3) fluids close to the peak of regional metamorphism at c. 700° C. Within the wollastonite marbles, zones that contain 〈10% wollastonite alternate on a millimetre scale with zones containing up to 66% wollastonite. Adjacent wollastonite-free marbles contain up to 11% quartz that is uniformly distributed. This suggests that, although some wollastonite formed by the reaction calcite + quartz = wollastonite + CO2, the wollastonite-rich zones also underwent silica metasomatism. Time-integrated fluid fluxes required to cause silica metasomatism are one to two orders of magnitude higher than those required to hydrate the rocks, implying that time-integrated fluid fluxes varied markedly on a millimetre scale. Interlayered millimetre -to centimetre-thick marls within the wollastonite marbles contain calcite + quartz without wollastonite. These marls were probably not infiltrated by significant volumes of water-rich fluids, providing further evidence of local fluid channelling. Zones dominated by grandite garnet at the margins of the marl layers and marbles in the wollastonite-bearing rocks probably formed by Fe metasomatism, and may record even higher fluid fluxes. The fluid flow also reset stable isotope ratios. The wollastonite marbles have average calcite (Cc) δ18O values of 15.4 ± 1.6% that are lower than the average δ18O(Cc) value of wollastonite-free marbles (c. 17.2 ± 1.2%). δ13C(Cc) values for the wollastonite marbles vary from 0.4% to as low as -5.3%, and correlations between δ18O(Cc) and δ13C(Cc) values probably result from the combination of fluid infiltration and devolatilization. Fluids were probably derived from aluminous pegmatites, and the pattern of mineralogical and stable isotope resetting implies that fluid flow was largely parallel to strike.

Notes: The Susunai Complex of southeast Sakhalin represents a subduction-related accretionary complex of pelitic and basic rocks. Two stages of metamorphism are recognized: (1) a local, low-P/T event characterized by Si-poor calcic amphiboles; (2) a regional, high-P/T event characterized by pumpellyite, actinolite, epidote, sodic amphibole, sodic pyroxene, stilpnomelane and aragonite. The major mineral assemblages of the high-P/T Susunai metabasites contain pumpellyite + epidote + actinolite + chlorite, epidote + actinolite + chlorite, epidote + Na-amphibole + Na-pyroxene + chlorite-(-haematite. The Na-amphibole is commonly magnesioriebeckite. The Na-pyroxene is jadeite-poor aegirine to aegirine-augite. Application of empirically and experimentally based thermobarometers suggests peak conditions of T= 250–300C, P= 4.7–6 kbar. Textural relationships in Susunai metabasite samples and a petrogenetic grid calculated for the Fe3+-rich basaltic system suggest that pressure and temperature increased during prograde metamorphism.

Notes: In the Llano Uplift of central Texas (USA), prograde homogenization of garnet growth zoning took place during moderate-to high-pressure dynamothermal metamorphism over a narrow temperature range near the transition from the amphibolite to the granulite facies. This subtle record of early dynamothermal metamorphism survived subsequent static metamorphism at low pressures in the middle-amphibolite facies, despite the destruction of most high-pressure mineral assemblages that originated in the early metamorphic episode. Geographically systematic variations in the degree of homogenization indicate that the uplift as a whole underwent high-pressure metamorphism, in accord with emerging tectonic models for the mid-Proterozoic evolution of the southern margin of the North American continent.

Notes: Successful long-term wetland restoration efforts require consideration of hydrology and currounding land use during the site selection process. This article describes an approach to initial site selection in the San Luis Rey River watershed in southern California that uses watershed-level information on basin topography and land cover to rank the potential suitability of all sites within a watershed for either preservation of restoration. This approach requires the use of a geographic information system (GIS)to map relative wetness and land cover within a watershed. Relative potential wetness values were derived from U.S. Geological Survey (USGS) 30-m digital elevation models by calculating the flow that would potentially accumulate at all 30-m × 30-m pixels within the watershed. Land cover was derived from a Landsat scene covering the 1500 Km2 study area. We ranked sites (contiguous groups of pixels 〉 1 ha with similar land cover) in terms of their potential for restoration or preservation based on their wetness values (Iow, medium, and high), size, and proximity to existing riparian vegetation. Sites with medium or high wetness values and extant vegetation were identified as potential preservation sites. Agiricultural or barren sites with medium to high wetness were identified as potential restoration sites. Approximately 5500 ha (3.67% of the total watershed) were prioritized for preservation or resloration.

Notes: This historical and conceptual overview of riparian ecosystem restoration discusses how riparian ecosystems have been defined, describes the hydrologic, geomorphic, and biotic processes that create and maintain riparian ecosystems of the western USA, identifies the main types of anthropogenic desturbances occurring in these ecosystems, and provides an overview of restoration methods for each disturbance type. We suggest that riparian ecosystems consist of two zones: Zone I occupies the active floodplain and is frequently inundated and Zone II extends from the active floodplain to the valley wall. Successful restoration depends n understanding the physical and biological processes that influence natural riparian ecosystems and the types of disturbance that have degraded riparian areas. Thus we recommend adopting a process-based approach for riparian restoration. Disturbances to riparian ecosystems in the western USA result from streamflow modifications by dams, reservoirs, and diversions; stream channelization; direct modification of the riparian ecosystem; and watershed disturbances. Four topics should be addressed to advance the state of science for restoration of riparian ecosys-tems: (1) interdisciplinary approaches, (2) a unified framework, (3) a better understanding of fundamental riparian ecosystem processes, and (4) restoration po-tential more closely related to disturbance type. Three issues should be considered regarding the cause of the degraded environment: (1) the location of the causative disturbance with respect to the degraded riparian area, (2) whether the disturbance is ongoing or can be elim-inated, and (3) whether or not recovery will occur nat-urally if the disturbance is removed.

Notes: A two-stage system for selecting stream reaches and riparian communities for restoration was applied to the 80-km San Luis Rey River below the Lake Henshaw dam in southern California. In the first satge, data from topographic quadrangles and aerial photographs were analyzed to define and classiy reaches. These analyses concluded that (1) 28 km of the river and adjacent floodplain were suitable for second-stage evaluation of restoration needs and (2) 32 km met criteria for reference conditions at the stream reach scale and should be protected from further impacts. The remaining 20 km of the river and floodplain were considered unsuitable for restoration to reach-scale reference conditions; individual sites may be restored under existing regulatory review. Second-stage field sampling provided data on vegetation and floodplain landforms and substrate from more thatn 3000 plots within the 28 km of river and 1120 ha of floodplain selected for further Study. Classification of floristic samples stratified by landform/substrate class indicated six primary riparian communities on the floodplain, some associated with particular floodplain landform/substrate classes and others ubiquitous. Reference conditions for these communities were interpreted from the data. There were two major departures from reference conditions: tree-dominated communities were less extensive than historic levels and exotic plants had significantly invaded some landforms and communities, displacing natural com-munities. General goals would include restoration of tree communities and removal of exotics, with further consideration of site-specific objectives. The results included estimates of the areas by community type re-quiring restoration. The approach was developed for streams in the semi-arid western United States, but it may be adapted for use elsewhere.

Notes: This study compares the results of Olson and Harris (1997) and Russell et al. (1997) in their work to prioritize sites for riparian restoration in the San Luis Rey River watershed. Olson and Harris defined reaches of the mainstem and evaluated the relative potential for restoration and protection based on cover of natural vegetation, land use, and connectivity. Then they used data on geomorphic conditions, plant species composition, and community structure to prescribe strategies for restoration. Russell et al. used a modeling approach within a geographic information system to combine data on wetness and land use/land cover to identify areas with potential for protection and restoration. They prioritized the areas based on patch size and proximity to extant riparian habitat. The main-stem and associated floodplain defined by Olson and Harris was more than twice the size of the area defined by Russell et al., because Olson and Harris considered the entire valley floor, whereas Russell et al. used a wetness index to identify saturated zones within the floodplain. For seven of the twelve management units delineated along the mainstem, the two studies agreed on a strategy of restoration or protection. They differed on two. No comparison could be made of the three units for which Olson and Harris used project review, a unique category. Agreement of the results is due to the similarity of criteria used to identify and rank sites for protection and restoration; disagreement is due primarily to the level of resolution of the data. Both approaches have potential for use in watershed-level planning. The predictive power of the two approaches may be maximized when they are used in a complementary fashion.

Notes: We present a conceptual model for identifying restoration sites for riparian wetlands and discuss its application to reaches within the Upper Arkansas River basin in Colorado. The model utilizes a Geographic Information System (GIS) to analyze a variety of spatial data useful in characterizing geomorphology, hydrology, and vegetation of riparian wetland sites. The model focuses on three basic properties of riparian wetland sites: relative soil moisture, disturbance regime, and vegetative characteristics. A relative wetness index is used to define nominal soil moisture classes within the watershed. These classes generally coincide with uplands (low), channel margins (moderate), and channels or open water (high). Vegetative conditions are characterized using color infrared aerial photographs. Land cover types are grouped into five major land cover classes: riparian, moist herbaceous, bare ground, upland, and open water. Disturbance regime is characterized by a reach-based index of specific power (ω). Preliminary results indicate that reaches within the Upper Arkansas River basin can be classified as high energy (ω≥ 8 W/m2) or low energy (ω≤ 3W/m2), using discharge estimates that reflect the 10-year flood event. Field surveys of channel and floodplain conditions show that high-energy reaches (ω≥ 8 W/m2) are characterized by sites where the channel occupies a large proportion of the valley bottom. By contrast, low-energy reaches (ω≤ 3 W/m2) are characterized by meandering channels with wide alluvial valleys. Restoration potential is evaluated as a combination of nominal scores from wetness, land cover, and disturbance indices. Application of these methods to field sites within the Upper Arkansas River basin identifies a wide range of riparian wetland sites for preservation or restoration. Potential sites within identified reaches are prioritized using size and proximity criteria.

Notes: A major goal of population biologists involved in restoration work is to restore populations to a level that will allow them to persist over the long term within a dynamic landscape and include the ability to undergo adaptive evolutionary change. We discuss five research areas of particular importance to restoration biology that offer potentially unique opportunities to couple basic research with the practical needs of restorationists. The five research areas are: (1) the influence of numbers of individuals and genetic variation in the initial population on population colonization, establishment, growth, and evolutionary potential; (2) the role of local adaptation and life history traits in the success of restored populations; (3) the influence of the spatial arrangement of landscape elements on metapopulation dynamics and population processes such as migration; (4) the effects of genetic drift, gene flow, and selection on population persistence within an often accelerated, successional time frame; and (5) the influence of interspecific interactions on population dynamics and community development. We also provide a sample of practical problems faced by practitioners, each of which encompasses one or more of the research areas discussed, and that may be solved by addressing fundamental research questions.

Notes: Books reviewed in this article: Biotic Interactions and Global Change P. M. Kareiva, J. G., Kingsolver, and R. B. Huey, editors Defining Sustainable Forests G.H. Aplet, N. Johnson, J. T. Olson, and V. A. Sample, editors

Notes: Despite this nation's massive effort during the past 90 years to build levees throughout the upper Mississippi Basin, mean annual flood damage in the region has increased 140% during that time. These levees exacerbate the flood damage problem by increasing river stage and velocity. Thus, rather than continuing to rely on structural solutions for flood control, it is time to develop a comprehensive flood management strategy that includes using wetlands to intercept and hold precipitation where it falls and store flood waters where they occur. History testifies to the truth of this premise: it was the rampant drainage of wetlands in the nineteenth century that gave rise to many of today's water resources management problems. The 1993 flood verifies the need for additional wetlands: the amount of excess water that passed St. Louis during the 1993 flood would have covered a little more than 13 million acres —half of the wetland acreage drained since 1780 in the upper Mississippi Basin. By strategically placing at least 13 million acres of wetlands on hydric soils in the basin, we can solve the basin's flooding problems in an ecologically sound manner.

Notes: Physiological and vegetative performances of three prairie grasses were investigated to assess their adaptation to soil conditions at two strip mine sites and a nearby railroad prairie. Additionally, rhizomes of the species were transplanted to a pot experiment and grown in both field soil and greenhouse potting medium to investigate the extent to which plants are limited under field conditions. Field measurements of photosynthetic rate and stomatal conductance to water vapor were made on the three species monthly from May to late August. Gas exchange measurements on potted plants were made biweekly from early May to mid-July. In September, vegetative and flowering characteristics were measured on both field and potted plants. Field gas exchange rates were highest at one of the mines. Sorghastrum nutans had the highest rates at the mine sites, whereas Panicum virgatum had the highest rates at the prairie site. Potted plants from the prairie site usually exhibited the highest gas exchange rates, and Sorghastrum nutans had higher rates than Panicum virgatum and Andropogon gerardii. Potted plants in field soil generally had higher gas-exchange rates than plants growing in greenhouse potting medium, and potted plants had higher gas-exchange rates than field-grown plants. Vegetative and reproductive performance of field plants was highest at one of the mine sites. Potted plants in greenhouse medium had up to twice the vegetative and reproductive output as potted plants in field soil or plants growing in the field. The physiological and vegetative performance of these species indicates that they are well adapted to the soil conditions at these strip mine sites, and that they are a viable alternative to nonnative plantings for restoration.

Notes: This paper describes a practical technique, tested experimentally, for rehabilitating degraded semiarid landscapes in Australia. This rehabilitation technique is based on the ecological principle that semiarid landscapes are spatially organized as patchy, source-sink systems; this patchy organization functions to conserve limited water and nutrients within the system. The aim was to rebuild vegetation patchiness, lost through decades of utilization of these landscapes as rangelands. Patches were reconstructed from large tree branches and shrubs obtained locally and placed in elongated piles along contours. These piles of branches were very effective in recreating productive soil patches within the landscape, as described in part I of this study. These new patchy habitats promoted the establishment and growth of perennial grasses. Although the foliage cover of these grasses declined into a drought, which started before the end of the experiment, plant survivorship remained high. This suggests that patches also function as refugia for organisms during droughts. The patches of branches remained robust and functional, even under grazing impacts, although plant growth and survival were significantly higher within an ungrazed paddock than in a grazed paddock.

Notes: Many long-term contracts incorporate a termination clause. This paper argues that when agents have hidden information, such a clause has a beneficial incentive effect—it enables a principal to screen agents' private information at a lower cost. In a two-period model, this paper characterizes the optimal long-term contract with a termination clause, which specifies that the principal will switch agents in the second period when the first-period cost is high. The analysis delineates how the optimality of this clause depends on the intertemporal cost correlation structure, on the limits to agents' liability, and on the principal's degree of commitment.

Notes: Takeovers give raiders the opportunity of breaking implicit contracts inside the firm. If implicit contracts are adopted by workers and management to reach more efficient outcomes, then the possibility of takeovers may cause a welfare loss. We show that, under some conditions, this argument can go through even if the firm and the workers can write explicit and complete contracts. The crucial assumption is that the profitability of the firm is linked to its financial situation, in the sense that a firm which has a high probability of bankruptcy will face fewer opportunities than a financially solid firm. In this framework, the possibility of takeovers imposes constraints on the set of feasible employment contracts, leading to inefficient outcomes.

Notes: This paper deals with the strategic role of the temporal dimension of contracts in a duopoly market. Is it better for a firm to sign long-term incentive contracts with managers or short-term contracts? For the linear case, with strategic substitutes (complements) in the product market, the incentive variables are also strategic substitutes (complements). It is shown that a long-term contract makes a firm a leader in incentives, while a short-term contract makes it a follower. We find that, under Bertrand competition, in equilibrium one firm signs a long-term contract and the other firm short-term incentive contracts; however, under Cournot competition, the dominant strategy is to sign long-term incentive contracts.

Notes: Why is it so common for the seller to provide guarantees that say “Satisfaction guaranteed or your money back” along with the sale of a product? Newly introduced goods and mail-ordered products are usually sold with such guarantees. In honoring money-back guarantees, why is it a common business practice to pay back exactly the purchase price rather than a portion of it? In this paper we study the informational role and optimality of the common business practice of money-back guarantees in a signaling model with quality uncertainty and risk-neutral buyers. We find that money-back guarantees and price together completely reveal a monopoly firm's private information about product quality, Moreover, the private information is revealed at no signaling cost. Furthermore, we show that in terms of the level of monetary compensation specified by a guarantee, price is the profit-maximizing level of monetary payback in case of product failure.

Notes: Manufacturers may intentionally damage a portion of their goods in order to price discriminate. Many instances of this phenomenon are observed. It may result in a Pareto improvement.

Notes: It is generally believed that industries with greater product differentiation have higher rates of return. This paper shows that this effect breaks down in the presence of firm-specific cost shocks. Greater substitutability in products generates two opposing effects: (1) it allows a larger increase in demand when a firm has a favorable cost shock, which more than compensates for the reduction in demand when it has an unfavorable cost shock, and (2) it results in more intense price competition. These two countervailing forces result in industry profit being highest in markets with a moderate degree of product differentiation.

Notes: We present a model of industry evolution where the dynamics are driven by a process of endogenous innovations followed by subsequent embodiments in physical capital. Traditionally, the only distinction between R&D and physical investment was one of labeling: the first process accumulates an intangible stock, knowledge, while the second accumulates physical capital. Both stocks affect output in a symmetric fashion. We argue that the story is not that simple, and that there is more to it than differences in the object of accumulation. Our model stresses the causal relationship between past R&D expenditures and current investments in machinery and equipment. This causality pattern, which is supported by the data, also explains the observed higher volatility of physical investment relative to that of R&D expenditures.

Notes: We examine the question of whether a regulated firm that makes a long-term investment in infrastructure can credibly signal its private information regarding the future demand for its output to the capital market. We show that necessary conditions for a separating equilibrium in which the magnitude of investment signals high future demand may include a low degree of managerial myopia, large variability of future demand, a lenient regulatory climate, and low sunk cost. Our model suggests that in estimating valuation models of regulated firms it is important to separate firms into two groups: firms for which a separating equilibrium is likely to obtain and firms for which the equilibrium is likely to be pooling. The market value of a firm in the first group is positively correlated with its level of investment, but uncorrelated with the level of actual demand, whereas for the second group the opposite holds.

Notes: This paper develops the hypothesis that firms possess a stock of well-established brands, a stock termed brand capital. The firm with the greatest capital is able to introduce new products in response to new information about consumer tastes before rivals. The results using data from the ready-to-eat cereal industry not only support this hypothesis, but also distinguish brand capital from other sources of firm heterogeneity.

Notes: This paper attacks the problem of developing strategies for a firm to deal with technological change. We show that the product market strategies of the firm—including pricing, product positioning, and rent preemption strategies—can play a role in the efficient search for technology-related information when information search is costly and there are adaptation costs due to the presence of agency. We utilize a dynamic model of spatial competition with uncertain technological innovations in which firms can learn from each other about technological developments. Private information and agency conflicts are shown to increase the effective information search costs of incumbents, who then use interfirm learning to their advantage in equilibrium. This viewpoint also allows us to see the role of mergers and acquisitions, subsidiary formation, and internal R&D labs in a new light. The more general point is that organizational structures and, in particular, the differential distribution of information within the organization impose constraints on the information-search and adaptation strategies of the firm, and the formulation of product-market and R&D strategies serves to relax these constraints.

Notes: We consider the general problem of price discrimination with nonlinear pricing in an oligopoly setting where firms are spatially differentiated. We characterize the nature of optimal pricing schedules, which in turn depends importantly upon the type of private information the customer possesses–either horizontal uncertainty regarding brand preference or vertical uncertainty regarding quality preference. We show that as competition increases, the resulting quality distortions decrease, as well as price and quality dispersions. Additionally, we indicate conditions under which price discrimination may raise social welfare by increasing consumer surplus through encouraging greater entry.

Notes: We model an internal labor market in which employee behavior and compensation are affected by the firm's financial position and the threat of hostile takeover or other exercise of shareholder “voice.” We show how good past performance can result in excessively generous promotion and pay decisions. While the threat of shareholder activism will remove this “slack,” activists optimally face a positive cost barrier, which in turn varies across firms. The cost barrier is higher when cooperation or “helping” between employees is more important, and is lower when employees receive efficiency wages due to an inability to “pay” for their jobs. Since the importance of helping is associated with pay compression and “flat” pay ladders, such firms should also exhibit a greater degree of management entrenchment.

Notes: The literature on the incentives for R & D cooperation with spillovers typically deals only with the factors affecting cooperative profits. This paper focuses on the incentives to cheat and the stability of such cooperative agreements in a repeated game framework. It is shown that the stability of cooperation is influenced by the nature and magnitude of spillovers, relative to the nature and degree of product market competition. While cooperative profits are higher with large positive (exogenous, unintended) know-how spillovers, such as in fundamental research, our anslysis shows that it may be easier to sustain cooperation in areas with lower spillovers, such as applied research, because of the smaller incenfives to cheat on the initial agreement, at least when firms produce substitutes. Alternatively, the possibility of technology sharing (i.e., intended or endogenous spillovers), besides R&D coordination, not only increases cooperative profits but also reduces the incentives to defect from a cooperative equilibrium.

Notes: In a moral hazard setting, we model the fact that the agent may get private signals about the final outcome of his effort before the public realization of this outcome. Actions affect both the distribution of the outcome and the quality of the agent's private information. We compare simple contracts, based on output only, with revelation contracts, based on output and messages about signals. Revelation contracts give the agent some discretionary power during the course of the relationship; they are optimal if and only if lowering effort does not increase the quality of private information in the sense of Blackwell (1953). In the context of managerial compensation schemes, the revelation contracts we analyze can be viewed as allowing the agent to exercise an option on the final profits before the realization of these profits. The theory thus provides an alternative justification of the widespread use of stock options in managerial compensation schemes, as opposed to compensation schemes that rely only on salary, bonus, and (restricted) stock plans.

Notes: Analysis of seven wholesale and retail markets for long-distance telephone services since the AT & T divestiture indicates that service provider concentration declined in the later 1980s and then stabilized in the 2990–1993 period. In addition to this stability in market shares, a number of other conditions established since 1990 have been conducive to the development of market sharing rather than significant price competition. The most important of these conditions has been the tarifing process of the Federal Communications Commission by which MCI and Sprint replicate ATGT's price announcements. As market shares stabilized and became more equal, and as regulation formalized the price-setting process, the price-cost margins of the three large carriers increased and became more nearly identical. These results are consistent not with price competition but rather with emerging tacit collusion among AT&T, MCI, and Sprint.

Notes: The Federal Communications Commission held its first auction of radio spectrum at the Nationwide Narrowband PCS Auction in July 1994. The simultaneous multiple-round auction, which lasted five days, was an ascending bid auction in which all licenses were offered simultaneously. This paper describes the auction rules and how bidders prepared for the auction. The full history of bidding is presented. Several questions for auction theory are discussed. In the end, the government collected $617 million for ten licenses. The auction was viewed by all as a huge success an excellent example of bringing economic theory to bear on practical problems of allocating scarce resources.

Notes: This study examines the investment patterns of all large local exchange telephone companies in the United States over time. It identifies how different regulatoy environments have influenced the recent historical pattern of investment in modern infrastructure equipment. It focuses exclusively on the postdivestiture experience of local telephone exchange companies (LECs). It examines the growth of fiber-optic deployment and of complementary equipment associated with the modernization of today's information infrastructure. The study estimates the influence of different regulatory structures on infrastructure deployment by LECs. The study is unique in that if relates individual LEC investment patterns to LEC-specific regulatory, demographic, and economic characteristics. Thus, it isolates the contribution of state regulatory policies from that of other demographic and economic factors in the determination of infrastructure deployment at the state LEC rather than at the corporate level. Its main findings are as follows: First, price regulation (and, in particular, price caps) is a more potent regulatory mechanism than the standard earnings sharing scheme. Second, when associated with an earnings sharing scheme, price regulation is less effective in triggering infrastructure deployment than when it is implemented by itself. These results raise questions about the effectiveness of a popular regulatory instrument-earnings sharing schemes-and highlight the effectiveness of generic price-cap regulation. These results have implications for the design of regulatory policy at both the state and federal levels. In particular, given the importance currently being placed on the development of the information superhighway, regulatory emphasis should be focused more on price regulation than on regulating profits.

Notes: The House and Senate of the United States Congress recently passed legislation that directs the FCC to establish a system for using auctions to allocate the use of radio spectrum for personal communications services. There is a unique and unprecedented set of issues that arise in this context, which are of interest to economists, industry analysts, regulators, and policymakers. We discuss these issues and evaluate their likely impact on the outcome of the spectrum auctions. In addition, we argue that there may be pitfalls in the auction procedure adopted by the FCC, and we discuss possible alternative procedures.

Notes: Royalty payments from a franchisee to a franchisor serve as incentive for the franchisor to provide appropriate levels of quality and brand, name investment. However, since they also distort the service provided by the franchisee, we should expect relatively lower royalty rates in franchises that are primarily service-oriented. Casual examination of royalty rates across product-oriented and service-oriented franchises shows that the opposite is true, with service-type franchises enjoying higher royalty rates. We resolve this apparent puzzle. The basic argument we put forth is that in product-type franchises, a franchisor can charge a wholesale price on goods transferred to the franchisee, thus using an alternative instrument that also serves as an incentive for the franchisor. Moreover, in general, a franchisor will use both wholesale price and royalty to minimize distortions in retail price and service at the retail level. We then test the predictions of our model on different industries and find confirmation for the same.

Notes: When the transportation risk posed by shipments of hazardous chemical and radioactive materials is being assessed, it is necessary to evaluate therisks associated with both vehicle emissions and cargo-related risks. Diesel exhaust and fugitive dust emissions from vehicles transporting hazardous shipments lead to increased air pollution, which increases the risk of latent fatalities in the affected population along the transport route. The estimated risk from these vehicle-related sources can often be as large or larger than the estimated risk associated with the material being transported. In this paper, data from the U.S. Environmental Protection Agency's Motor Vehicle-Related Air Toxics Study are first used to develop latent cancer fatality estimates per kilometer of travel in rural and urban areas forall diesel truck classes. These unit risk factors are based on studies investigating the carcinogenic nature of diesel exhaust. With the same methodology, the current per-kilometer latent fatality risk factor used in transportation risk assessments for heavy diesel trucks in urban areas is revised and the analysis expanded to provide risk factors for rural areas and all diesel truck classes. These latter fatality estimates may include, but are not limited to, cancer fatalities and are based primarily on the most recent epidemiological data available on mortality rates associated with ambient air PM-10 concentrations.

Notes: Risk assessors often use different probability plots as a way to assessthe fit of a particular distribution or model by comparing the plotted points to a straight line and to obtain estimates of the parameters in parametric distributions or models. When empirical data do not fall in a sufficiently straight line on a probability plot, and when no other single parametricdistribution provides an acceptable (graphical) fit to the data, the risk assessor may consider a mixture model with two component distributions. Animated probability plots are a way to visualize the possible behaviors of mixture models with two component distributions. When no single parametric distribution provides an adequate fit to an empirical dataset, animated probability plots can help an analyst pick some plausible mixture models for the data based on their qualitative fit. After using animations during exploratory data analysis, the analyst must then use other statistical tools, including but not limited to: Maximum Likelihood Estimation (MLE) to find the optimal parameters, Goodness of Fit (GoF) tests, and a variety of diagnostic plots to check the adequacy of the fit. Using a specific example with two LogNormal components, we illustrate the use of animated probability plots asa tool for exploring the suitability of a mixture model with two component distributions. Animations work well with other types of probability plots, and they may be extended to analyze mixture models with three or more component distributions.

Notes: For carcinogens, this paper provides a quantitative examination of the roles of potency and weight-of-evidence (WOE) in setting permissible exposure limits (PELs) at the U.S. Occupational Safety and Health Administration (OSHA) and threshold limit values (TLVs) at the private American Conference of Governmental Industrial Hygienists (ACGIH). On normative grounds, both of these factors should influence choices about the acceptable level of exposures. Our major objective is to examine whether and in what ways these factors have been considered by these organizations. A lesser objective is to identify outliers, which might be candidates for further regulatory scrutiny. Our sample (N=48) includes chemicals for which EPA has estimated a unit risk as a measure of carcinogenic potency and for which OSHA or the ACGIH has a PEL or TLV. Different assessments of the strength of the evidence of carcinogenicity were obtained from EPA, ACGIH, and the International Agency for Research on Cancer. We found that potency alone explains 49% of the variation in PELs and 62% of the variation in TLVs. For the ACGIH, WOE plays a much smaller role than potency. TLVs set by the ACGIH since 1989 appear to be stricter than earlier TLVs. We suggest that this change represents evidence that the ACGIH had responded to criticisms leveled at it in the late 1980s for failing to adopt sufficiently protective standards. The models developed here identify 2-nitropropane, ethylene dibromide, and chromium as having OSHA PELs significantly higher than predicted on the basis of potency and WOE.

Notes: Much has been written about the development and application of quantitative methods for estimating under uncertainty the long-term radiological performance of underground disposal of radioactive wastes. Until recently, interest has been focused almost entirely on the technical challenges regardless of the role of the organization responsible for these analyses. Now the dialogue between regulators, the repository developer or operator, and other interested parties in the decision-making process receives increasing attention, especially in view of some current difficulties in obtaining approvals to construct or operate deep facilities for intermediate or high-level wastes. Consequently, it is timely to consider the options for regulators’review and evaluation of safety submissions, at the various stages in the site selection to repository closure process, and to consider, especially, the role for performance assessment (PA) within the programs of a regulator both before and after delivery of such a submission. The origins and broad character of present regulations in the European Union (EU) and in the OECD countries are outlined and some regulatory PA reviewed. The issues raised are discussed, especially in regard to the interpretation of regulations, the dangers from the desire for simplicity in argument, the use of regulatory PA to review and challenge the PA in the safety case, and the effects of the relationship between proponent and regulator. Finally, a very limited analysis of the role of PA in public hearings is outlined and recommendations are made, together with proposals for improving the mechanisms for international collaboration on technical issues of regulatory concern.

Notes: In this paper the problem of high-level nuclear waste disposal is viewed as a five-stage, cascaded decision problem. The first four of these decisions having essentially been made, the work of recent years has been focused on the fifth stage, which concerns specifics of the repository design. The probabilistic performance assessment (PPA) work is viewed as the outcome prediction for this stage, and the site characterization work as the information gathering option. This brief examination of the proposed Yucca Mountain repository through a decision analysis framework resulted in three conclusions: (1) A decision theory approach to the process of selecting and characterizing Yucca Mountain would enhance public understanding of the issues and solutions to high-level waste management; (2) engineered systems are an attractive alternative to offset uncertainties in the containment capability of the natural setting and should receive greater emphasis in the design of the repository; and (3) a strategy of “waste management” should be adopted, as opposed to “waste disposal,” as it allows for incremental confirmation and confidence building of a permanent solution to the high-level waste problem.

Notes: Physiologically-based toxicokinetic (PBTK) models are widely used to quantify whole-body kinetics of various substances. However, since they attempt to reproduce anatomical structures and physiological events, they have ahigh number of parameters. Their identification from kinetic data alone is often impossible, and other information about the parameters is needed to render the model identifiable. The most commonly used approach consists of independently measuring, or taking fom literature sources, some of the parameters, fixing them in the kinetic model, and then performing model identification on a reduced number of less certain parameters. This results in a substantial reduction of the degrees of freedom of the model. In this study, we show that this method results in final estimates of the free parameters whose precision is overestimated. We then compared this approach with an empirical Bayes approach, which takes into account not only the mean value, but also the error associated with the independently determined parameters. Blood and breath 2H8- toluene washout curves, obtained in17 subjects, were analyzed with a previously presented PBTK model suitable for person-specific dosimetry. Model parameters with the greatest effect onpredicted levels were alveolar ventilation rate QPC, fat tissue fraction VFC, blood air partition coefficient Kb, fraction of cardiac output to fat Qa/co and rate of extrahepatic metabolismVmax.p. Differences in the measured and Bayesian-fitted values of QPC, VFc and Kb were significant (p 〈 0.05), andthe precision of the fitted values Vmax.p and Qa/co went from 11 ± 5% to 75 ± 170% (NS) and from 8 ± 2% to 9 ± 2% (p 〈 0.05) respectively. The empirical Bayes approach did not result in less reliable parameter estimates: rather, it pointed out that the precision of parameter estimates can be overly optimistic when other parameters in the model, eitherdirectly measured or taken from literature sources, are treated as known without error. In conclusion, an empirical Bayes approach to parameter estimation resulted in a better model fit, different final parameter estimates, and more realistic parameter precisions.

Notes: The US Department of Transportation was interested in the risks associated with transporting Hydrazine in tanks with and without relief devices. Hydrazine is both highly toxic and flammable, as well as corrosive. Consequently, there was a conflict as to whether a relief device should be used or not. Data were not available on the impact of relief devices on release probabilities or the impact of Hydrazine on the likelihood of fires and explosions. In this paper, a Monte Carlo sensitivity analysis of the unknown parameters was used to assess the risks associated with highway transport of Hydrazine. To help determine whether or not relief devices should be used, fault trees and event trees were used to model the sequences of events that could lead to adverse consequences during transport of Hydrazine. The event probabilities in the event trees were derived as functions of the parameters whose effects were not known. The impacts of these parameters on the riskof toxic exposures, fires, and explosions were analyzed through a Monte Carlo sensitivity analysis and analyzed statistically through an analysis of variance. The analysis allowed the determination of which of the unknown parameters had a significant impact on the risks. It also provided the necessary support to a critical transportation decision even though the values of several key parameters were not known.

Notes: During the modernization of the municipal waste incinerator (MWI, maximum capacity of 180,000 tons per year) of Metropolitan Grenoble (405,000 inhabitants), in France, a risk assessment was conducted, based on four tracerpollutants: two volatile organic compounds (benzene and 1,1,1 trichloroethane) and two heavy metals (nickel and cadmium, measured in particles). A Gaussian plume dispersion model, applied to maximum emissions measured at the MWI stacks, was used to estimate the distribution of these pollutants in the atmosphere throughout the metropolitan area. A random sample telephone survey (570 subjects) gathered data on time-activity patterns, according to demographic characteristics of the population. Life-long exposure was assessed as a time-weighted average of ambient air concentrations. Inhalation alone was considered because, in the Grenoble urban setting, other routes of exposure are not likely. A Monte Carlo simulation was used to describe probability distributions of exposures and risks. The median of the life-long personal exposures distribution to MWI benzene was 3.2 · 10−5μg/m3 (20th and 80th percentiles = 1.5 · 10−5 and 6.5 · 10−5μg/m3), yielding a 2.6 · 10−10 carcinogenic risk (1.2 · 10−10 - 5.4 · 10−10). For nickel, the corresponding life-time exposure and cancer risk were 1.8 ·10−4μg/m3 (0.9 ·10−4 - 3.6 ·10−4μg/m3) and 8.6 · 10−8 (4.3 · 10−8 - 17.3 ·10−8); for cadmium they were respectively 8.3 ·10−6μg/m3 (4.0 ·10−6 - 17.6 ·10−6) and 1.5 · (7.2 · 10−9 - 3.1. · 10−8). Inhalation exposure to cadmium emitted by the MWI represented less than 1% of the WHO Air Quality Guideline (5 ng/m3), while there was a margin of exposure of more than 109 between the NOAEL (150 ppm) and exposure estimates to trichloroethane. Neither dioxins nor mercury, a volatile metal, were measured. This could lessen the attributable life-long risks estimated. The minute (VOCs and cadmium) to moderate (nickel) exposure and risk estimates are in accord with other studies on modern MWIs meeting recent emission regulations, however.

Notes: Methods of quantitative risk assessment for toxic responses that are measured on a continuous scale are not well established. Although risk-assessment procedures that attempt to utilize the quantitative information in such data have been proposed, there is no general agreement that these procedures are appreciably more efficient than common quantal dose-response procedures that operate on dichotomized continuous data. This paper points out an equivalence between the dose-response models of the nonquantal approach of Kodell and West(1)) and a quantal probit procedure, and provides results from a Monte Carlo simulation study to compare coverage probabilities of statistical lower confidence limits on dose corresponding to specified additional risk based on applying the two procedures to continuous data from a dose-response experiment. The nonquantal approach is shown to be superior, in terms of both statistical validity and statistical efficiency.

Notes: This paper discusses a successful public involvement effort that addressed and resolved several highly controversial water management issues involving environmental and flood risks associated with an electrical generation facility in British Columbia. It begins with a discussion of concepts for designing public involvement, summarizing research that indicates why individuals and groups may find it difficult to make complex choices. Reasons for public involvement, and the range of current practices are discussed. Next, four principles for designing group decision process are outlined, emphasizing decision-aiding concepts that include “value-focused thinking” and “adaptive management.” The next sections discuss the Alouette River Stakeholder Committee process in terms of objectives, participation, process, methods for structuring values and creating alternatives, information sources, and results. Discussion and conclusions complete the paper.