ALBERT

Description: The fifth meeting of this series took place 5-6 February 2024 at the Helmholtz-Centre for Environmental Research – UFZ. A key topic of this meeting was the formation of Open Source Program Offices. The term is used to describe a concerted effort for an overarching structure in research organizations where research software engineers, computer departments, research data management units, technology/knowledge transfer units, libraries and legal departments cooperatively aim to build an environment conductive to excellent research, excellent research software, open science and technology/knowledge transfer.

Description: Digital infrastructures have become indispensable in the field of modern research and science. These technological frameworks play a crucial role for the entire research cycle, supporting literature searches, aiding in data collection and analysis, facilitating the creation and publication of scholarly works, and ensuring the thorough documentation and long-term storage of research findings. Additionally, these infrastructures serve as a vital means for networking and communication among peers, creating the essential foundation of an open and transparent science and research ecosystem. Helmholtz employees were invited to join the Helmholtz Open Science Forum "Towards Open Digital Research Ecosystems - Interconnection Infrastructures" on February 14, 2024, where options for the seamless integration of these digital infrastructures have been discussed. Speakers presented insights into diverse efforts to the provision of open infrastructure structures and how their interconnection offers new possibilities for seamless and integrated workflows within the increasingly digitized research. Further, it was examined how such an integrated ecosystem can support open science practices and vice versa

Description: On January 22, 2024 the Helmholtz Open Science Office hosted the Second Helmholtz Open Science Forum on the topic of Open Science and Transfer. The online event addressed various aspects and issues around the interplay of Open Science, Technology Transfer, Knowledge Transfer and Citizen Science at the Helmholtz Association. Together with the participants important overlaps were identified against the backdrop of the digital transformation. Open science as a standard for scientific work creates foundations for successful transfer - and both topics can complement each other very well. The Helmholtz-internal event gave insights into current projects and initiatives relating to transfer to society, business and industry. Moreover, Helmholtz initiatives for Citizen Science and the successful practical implementation of Open Hardware were presented. The event also offered opportunities for networking and the exchange of ideas. This report documents the Second Helmholtz Open Science Forum on Open Science and Transfer.

Description: To share best practices and to foster the research data management (RDM) community within Helmholtz, the Helmholtz Open Science Office hosted its first "Helmholtz Open Science Practice Forum Research Data Management" virtually in February 2022. A follow-up event on October 20, 2022 has taken up and continued this theme. The following aspects were highlighted through presentations with ample time for discussion in the forum: - Thinking and linking data, text, and research software together - Data Stewards, Data Librarians, Research Data Managers, Data Curators... – Their profiles and roles in Helmholtz - Data Management Plans – DMPs as Living Documents - Monitoring data publications

Description: To promote dialogue on the National Research Data Infrastructure (NFDI) in the Helmholtz Association, the Helmholtz Open Science Office hosted two digital Forums in May and December 2021. The office has organized a third Forum on the topic on June 22, 2023. The objective of this event was to offer insights into the NFDI activities within the Helmholtz Association, presented from the internal perspectives of the Centers. Multiple Helmholtz Centers shared their experiences, fostering an interactive environment for questions and discussions. Furthermore, there were contributions highlighting the Base4NFDI basic service consortium.

Description: The Helmholtz Brussels Office and the Helmholtz Open Science Office host regular online meetings to inform about the activities related to EOSC and in particular the work in the Task Forces of the EOSC Association. On April 19, 2023 at 02:00 to 04:00 p.m., a further exchange among the members of the EOSC Task Forces and further EOSC-interested colleagues at the Helmholtz Centers was organized. The first part of the online meeting focused on presenting the interface of EOSC with GAIA-X, NFDI and RDA: • Christoph Lange, Fraunhofer representative in the EU project DSSC.eu (Data Spaces’ Support Centre) and coordinator of the BMBF project FAIR Data Spaces, presented the interface of EOSC and NFDI to the European Data Spaces and GAIA-X. • Ari Asmi, the director of the RDA Association joined us to explain the association’s approach to the EOSC and report about the TIGER project. Afterwards, there was a Helmholtz-internal exchange with colleagues participating in the EOSC Task Forces about their latest developments.

Description: The workshop was organized against the background that the Helmholtz Centers are aiming to adopt a research software policy by 2025. It is to provide an update on the status at the individual centers and provide an opportunity to learn from their experiences and to network to support each other in reaching the goal of deciding and implementing a research software policy. In this sense Reports form three centers were supplemented by the introduction of the Helmholtz Incubator Software Award and of services offered by Helmholtz Projects HIFIS and HiRSE-PS. All but one Center sent at least two representatives to participate in the workshop. The one center not represented could not send representatives because of a parallel meeting. In the invitation for the workshops all centers were asked to send participants who could represent different communities of the center. This request reflected the desirability to design the process of formulating the research software policy as inclusive as possible.

Description: Science and research thrive on the open exchange of knowledge: Sharing, networking and collaborating are central elements of scientific culture. Digitalization dynamically advances the possibilities of this culture. The paradigm of openness therefore opens up new prospects in the entire scientific research cycle and enables research results to be made openly accessible and broadly reusable in sustainable infrastructures. This open culture of scientific endeavor is captured by the term “open science,” and is a guiding principle for Helmholtz in keeping with good scientific practice. An open science culture considers research products such as datasets and code equally important as articles and other text publications. In line with the UNESCO Recommendation on Open Science and the enshrining of open science in national, European, and international science policy, Helmholtz adopted its Open Science Policy in September 2022. In their drive to make the results of their own work publicly available to science, industry, and society for reuse with as few barriers as possible, the Helmholtz Centers call on their employees to make research results achieved alone or in collaboration with other researchers in the course of their work for Helmholtz open and reusable whenever possible according the principle of intelligent openness – that is, “as open as possible and as closed as necessary.” With the following recommendations, the Helmholtz Open Science Office provides practical assistance to Helmholtz researchers in the open publication of their text, data, and software output.

Description: On April 13, 2023, the Helmholtz Open Science Office, together with the joint Task Group “Open Access Transformation” of the Working Groups Open Science and Library and Information Management organized a Helmholtz Open Science Forum on Scholar-Led Publishing at Helmholtz. Around 100 people registered for participation. The high level of interest in this event indicates its relevance in the ongoing Open Access-Transformation. Diamond Open Access and scholar-led publishing are current buzzwords in this context; focusing on the stronger localization of scientific publishing opportunities in the scientific environment beyond profit- oriented platforms. The first draft of a position statement on scholar-led publishing at Helmholtz, which was developed together with the Task Group Open Access Transformation, was presented at the forum and participants were invited to discuss and comment on it. Presentations and discussions provided insights into various operating models and workflows of external Diamond Open Access journals, service providers and publication services already active in the natural sciences, as well as those operated by Helmholtz Centers. In addition, the EU Commission's perspectives on the further development of the Open Research Europe publication platform were presented.

Description: The German Research Foundation’s (DFG) Code of Conduct “Guidelines for Safeguarding Good Research Practice” has been in force since August 1, 2019. Open science aspects are of relevance to many of the guidelines contained in the Code. The Helmholtz Open Science office provides the present guide for these aspects. Based on selected recommendations in the DFG Code, it describes in a practical way the rele-vance of open science when implementing the Code at the Helmholtz Centers. With this guide, the Helmholtz Open Science Office aims to provide an impetus for embedding open science in good (digital) research practice.

Description: As the digitalization of research and teaching progresses, the number of software solutions developed at scientific institutions and used for the purpose of knowledge production is increasing. The accessibility and reuse of scientific results called for under the heading “open science” can be ensured in many fields only if, in addition to research data, program code is also made openly accessible. The present guide is addressed to decision-makers at the Helmholtz Centers who deal with the implementation of policies on sustainable research software. They supplement a model policy that already gives the Centers a forward-looking and reusable template for drawing up rules on sustainable research software management.

Description: Cliffs line many erosional coastlines. Localized failures can cause land loss and hazard, and impact ecosystems and sediment routing. Links between cliff erosion and forcing mechanisms are poorly constrained, due to limitations of classic approaches. Combining multi-seasonal seismic and drone surveys, wave, precipitation and groundwater data we study drivers and triggers of seismically detected failures along the chalk cliffs on Germany's largest island, Rügen. The network consists of four (later five) seismic stations along the 8.6 km long chalk cliff coast. Waveforms are available from the Geofon data centre, under network code 4K, and are embargoed until Jan 2021.

Description: Seit dem 01.08.2019 ist der Kodex „Leitlinien zur Sicherung guter wissenschaftlicher Praxis“ der Deutschen Forschungsgemeinschaft (DFG) gültig. Für viele der im DFG-Kodex enthaltenen Leitlinien sind Open-Science-Aspekte relevant. Das Helmholtz Open Science Office stellt für diese Aspekte die vorliegende Handreichung bereit. Diese Handreichung beschreibt praxisnah anhand ausgewählter Empfehlungen des DFG-Kodexes die Relevanz von Open Science bei der Implementierung des Kodexes an den Helmholtz-Zentren. Anliegen des Helmholtz Open Science Office ist es, mit dieser Handreichung Impulse zur Verankerung von Open Science in der guten (digitalen) wissenschaftlichen Praxis zu geben.

Description: The new mechanism under Article 6.4 of the Paris Agreement is to be supervised by a body designated by the Conference of the Parties serving as the Meeting of the Parties to the Paris Agreement (CMA). However, so far there is no clarity what role exactly the supervisory body (Body) is to play. Against this background, this JIKO Policy Paper analyses different governance options for Art. 6.4. The paper first reflects the objectives of the new mechanism and on what the role of the mechanism as a whole should be. The paper then summarises what has already been agreed on the functioning of the mechanism and elaborates what steps will be needed to generate transferrable emission reductions under the Article 6.4 mechanism. On this basis, the paper develops criteria for how to decide what role the Body should have, and then discusses what role the Body and the other actors that are involved in the mechanism could have in each of the steps of the activity cycle.

Description: With the adoption of Article 6 of the Paris Agreement, former debates about generating carbon credits on the basis of national policies have resurged. National policies have not been eligible as project activities under the Kyoto Protocol's flexible mechanisms. The Paris Agreement opens the possibility for such policy crediting but also provides an entirely new context: Universal participation, ambitious long-term targets and nationally defined contributions (NDCs) that are to be made more ambitious over time. As this paper shows, these changes in the framework conditions add an additional layer of complexity to policy-based cooperation. The paper explores the potential for policy-based cooperation by first briefly presenting the regulatory basis provided by the Paris Agreement before outlining a prototype for policy-based cooperation and its key challenges.

Description: The GeoDataNode project, funded by the Federal Ministry for Research and Education (BMBF) conducted a survey of data management practices at GFZ. The aim was to assess the state of current practices and needs, and their alignment to institutional and national guidelines for data management. The target audience included scientific and technical employees at all levels. A response rate of 24% of the target demographic was achieved. The survey revealed a general need for improvement and structuring of research data handling. This includes provision of adequate storage space, back-up schedules, and the familiarization of young researchers with good scientific practice.

Description: This position paper was drawn up by the Task Group Research Software of the Helmholtz Association Open Science Working Group and adopted by the Open Science Working Group on November 21, 2019.

Description: The Model Policy was drawn up by the Research Software Task Group with the assistance of other experts from the Helmholtz Association and was agreed with the Technology Transfer and Commercial Legal Protection Working Group and the Legal Affairs Working Group. The present version was adopted by the Open Science Working Group on November 21, 2019.

Description: The objective of this paper is to analyse and make recommendations on a safeguard system for Article 6 that aims at preventing potential harm that mitigation activities may cause on the ground to local stakeholders and the environment. Following some definitory aspects of what and how to safeguard, the paper analyses a number of safeguard systems and do no harm principles as well as tools to implement them. It then gives an overview on Parties' views on the matter, as uttered in their latest submissions on Art. 6 options, as well as an overview of the references in the UNFCCC's SBSTA Chair's text with respect to sustainable development, safeguards, and human rights issues. The paper closes with recommendations on a possible safeguard system for Article 6.

Description: This policy paper reviews the concept of additionality in the context of the Paris Agreement. Additionality is a key criterion that helps to maintain the environmental integrity of the Paris Agreement, especially when units created under Article 6.2 or 6.4 are used for offsetting purposes whether that is by Parties in order to meet their NDCs or whether by other entities with legal mitigation obligations. It does so by first reviewing key concepts such as offsetting, environmental integrity, and baseline. Subsequently, it explores the context of additionality under the Paris Agreement. More specifically it discusses what should be counted as the baseline for additionality demonstration. The subsequent chapter then highlights the challenges with establishing additionality, that is establishing a causal relationship between a policy intervention and a proposed activity. Finally, the Policy Paper discusses aspects of international governance with respect to additionality.

Description: This JIKO Policy Paper explores how Parties using Article 6 can increase their mitigation ambition. Building on a broad definition of ambition raising which puts the intensification of climate change mitigation targets and actions by Parties at its centre, eight different ambition raising options are identified. The analysis shows that these options are associated with different technical, institutional and political challenges, calling for a combination of different ambition raising options.

Description: Although it is not part of what has been called the "ambition mechanism" or "ratchet mechanism", Article 6 of the Paris Agreement also has an explicit requirement to promote ambition. Article 6 specifically highlights that some Parties choose to pursue voluntary cooperation in the implementation of their nationally determined contributions to allow for higher ambition in their mitigation and adaptation actions. Despite the common purpose, the two elements have to date been discussed mostly in isolation, both in the negotiations as well as in the wider literature. This JIKO Policy Paper sets out to change this by exploring the relationship between Article 6 and the Global Stocktake.

Description: The Port of Rotterdam is one of the pioneers in the reduction of greenhouse gas emissions. It is the largest port in Europe and extends over 40 kilometres to the North Sea coast. Its ambitious goal: the port wants to reduce greenhouse gas emissions from its industrial cluster as well as from freight traffic to a large extent. For the study "Deep Decarbonisation Pathways for Transport and Logistics Related to the Port of Rotterdam" the Wuppertal Institute analysed available options for the maritime as well was hinterland transports on behalf of the Rotterdam Port Authority. The 2050 scenarios by the Wuppertal Institute show that decarbonisation will significantly change both, volume and structure of the transported goods - which add to the on-going trend from bulk to container transport. This will have considerable structural effects on port operations and in particular on hinterland traffic. A comprehensive decarbonisation (〉95 per cent) will require significant efficiency improvements through operational and technical measures and the switch to non-fossil fuels, as well as a strong shift of container transport from road transport to rail and inland navigation. For maritime shipping to and from Rotterdam two feasible pathways towards full decarbonisation by 2050 are presented. Both include a stepwise shift towards renewable electricity based energy carriers for ships (liquids and gaseous for long distances and hydrogen and electricity for shorter distances). Finally the report derives a set of recommendations for the Port Authority as well as the Dutch, German and European policymakers to support the transition towards a drastic reduction of greenhouse gase (GHG) emissions from in the transport sector and for using this as a strategy for a sustainable economic development.

Description: In this project, an overview and prioritization of relevant technologies of the German energy transition are presented in a consolidated form. Many of the relevant technologies have already been developed and deployed to the market. However, in various sectors like system integration or sector coupling, innovation needs remain, as well as in-depth research on further possibilities and potentials for cost degression and technology optimization for all technologies.

Description: This document is intended to provide basic guidance to researchers who work with digital data as well as all stakeholders with an interest in this issue and also provides advice on sources of further information. It was prepared by the Research Data Working Group in the Priority Initiative “Digital Information” of the Alliance of German Science Organisations.

Description: On behalf of the Port of Rotterdam Authority, the Wuppertal Institute developed three possible pathways for a decarbonised port of Rotterdam until 2050. The port area is home to about 80 per cent of the Netherlands' petrochemical industry and significant power plant capacities. Consequently, the port of Rotterdam has the potential of being an international leader for the global energy transition, playing an important role when it comes to reducing CO2 emissions in order to deliver on the EU's long-term climate goals. The three decarbonisation scenarios all built on the increasing use of renewables (wind and solar power) and the adoption of the best available technologies (efficiency). The analysis focuses on power plants, refineries and the chemical industry, which together are responsible for more than 90 per cent of the port area's current CO2 emissions. The decarbonisation scenarios describe how CO2 emissions could be reduced by 75 to 98 per cent in 2050 (compared to 2015). Depending on the scenario, different mitigation strategies are relied upon, including electrification, closure of carbon cycles or carbon capture and storage (CCS). The study includes recommendations for local companies, the Port Authority as well as policy makers. In addition, the study includes a reference scenario, which makes it clear that a "business as usual" mentality will fall well short of contributing adequately to the EU's long-term climate goals.

Description: This Policy Brief outlines the "identity crisis" in which voluntary carbon standards find themselves after the adoption of the Paris Agreement. It describes how the new international legal framework threatens to undermine the legitimation and credibility of voluntary carbon standards and discusses first ideas how the arising challenges could be dealt with.

Description: The 2016 LoNNe (Loss of the Night Network) intercomparison campaign is the fourth of four campaigns planned during EU COST Action ES1204. The first campaign took place in 2013 in Lastovo, Croatia, the second in Madrid, Spain (Bará et al 2015), the third in Torniella and Florence, Italy (Kyba et al 2015a). The 2016 campaign took place at the Parc Astronòmic Montsec (PAM). The campaign was supported by the European Collective Awareness Platform for Social and Sustainable Innovation (CAPPSI) STARS4ALL, in which the activity is planned to become a continuous light pollution initiative (LPI). The financing of this campaign, which is listed as a milestone in the MoU of the COST Action ES1204, was unexpectedly waived by the EU-COST Office due to administrative complications and re-organization of the grant-periods. The campaign continued the strategy of taking measurements at multiple sites, this year with a main fixed site and then excursions to other sites. The goals of the campaigns included: ● Understanding the difference between extinction measurements made by DSLR photometry and classical astronomical (telescope) photometry, and also understanding the relation between extinction and sky brightness at these two sites. ● Examining the difference in radiance measured with the mosaic technique of the US National Parks Service camera compared to all-sky fisheye imagery ● Examining the relationships between all-sky and zenith radiance reported by different instruments ● Quantifying the sky brightness at the sites, including full zenith spectral radiance at selected locations ● Measuring the systematic uncertainty on handheld SQM observations due to unit-to-unit differences This report provides a brief synopsis of the campaign and its preliminary outcomes. Section 2 describes the measurement locations, the detailed activities of the participants, the instruments used, and the environmental conditions. Section 3 describes a meeting with local authorities that took place during the campaign. Section 4 provides some preliminary results, outlines the ongoing analyses, and presents research questions for the next campaign to address. Section 5 provides recommendations for future intercomparison campaigns. The Municipality of Balaguer coordinated with us regarding the time that architectural lamps were turned off, and the village of Àger allowed us to turn all street lighting off at a time of our choice.

Description: This position paper was drafted by the Task Group “Access to and Reuse of Research Software” of the Helmholtz Association Open Science Working Group and adopted by the Open Science Working Group on March 14, 2017.

Description: This study conducted by Wuppertal Institute and Germanwatch explores how the social pillar of sustainability at the local level could be met in Concentrated Solar Power (CSP) projects. For this purpose, the authors evaluate the livelihood dimension of CSP technology based on a case study conducted on the 160 MW pilot CSP plant Nooro I in Ouarzazate, Morocco.

Description: A major cornerstone on the way to low-carbon sustainable development on a global scale will be a swift and effective implementation of all countries' INDCs submitted to the UNFCCC prior to Paris. However, doing so will require transforming development pathways away from currently pervasive carbon lock-ins. This can only be successful if countries take a systemic view on their development agendas, and link mitigation, adaptation and other developmental priorities together for a coherent overarching sustainable development strategy. The ownership for this process needs to be with the countries themselves as such strategies touch fundamentally upon national policy-making and implementation. At the same time, developing countries have access to bi- and multilateral financial and technical cooperation. To enable a systemic, country-led perspective, development cooperation needs to shift its paradigms away from currently prevalent project-level interventions. A truly innovative and transformational shift with the objective of pursuing a low-carbon and climate resilient society needs to open up space for experimentation as new ways of doing things need to be put into practice. Experiments will not always be successful, but foster learning on a national as well as an international level on pitfalls and solutions in new approaches to low-carbon sustainable development. Not least, there needs to be a renewed focus on programmatic approaches that link various topical domains for a country-led process, and a critical look at development work that is "doomed to succeed". Our article draws from systems theory, development studies and recent work on transitions studies and transformational change in the international domain. It links up different theoretical concepts with practical approaches in order to outline a future development agenda that will be owned by developing countries and supported non-invasively by bi- and multilateral development cooperation to foster low-carbon development pathways that are urgently needed to solve the climate crisis.

Description: This handbook was developed in the context of a joint project of the Wuppertal Institute and the Centre for Social Investment (CSI) called the System Innovation Lab. It combined sustainability transformation research insights with those of social innovation in order to design an on-the-job training and coaching that would enable participants to take a systemic approach to innovation and test what this means in their respective work settings. Focussing on the topic of sustainable energy futures in Europe it addressed young European leaders in government, the private sector and civil society working on energy issues and combined latest theoretical insights with novel innovation and leadership methods to spread the capacity and courage that transforming entire sectors requires.

Description: The increasing rate of renewable energies poses new challenges for industries: the amount of wind and solar energy is by far more subject to fluctuations than that of fossil based energy. Large production facilities from the aluminium, cement, steel or paper industry, however, depend on a highly secure energy supply. To which amount is a limitation of fluctuations possible? This was the key question of the project "Flexibilisation of Industries Enables Sustainable Energy systems", which was realised by the Wuppertal Institute in cooperation with the polymers company Covestro last year. In the final report, authors around project co-ordinator Karin Arnold not only show which technological and economic parameters have been considered, but also present possible business models to promote "flexibility products".

Description: Article 6 of the Paris Agreement established three approaches for countries to cooperate with each other: cooperative approaches, a new mechanism to promote mitigation and sustainable development ("sustainable development mechanism"), and a framework for non-market approaches. However, while the "sustainable development mechanism" seems familiar as its principles strongly resemble the Kyoto Protocol's Clean Development Mechanism (CDM), the other two approaches have so far not been clearly defined conceptually. This JIKO Policy Paper summarizes the views by Parties and observes that were submitted at the end of September and reveals some sharp differences in opinions on how Art. 6 should work.

Description: This JIKO Policy Brief summarizes the state of play of the negotiations on a global market-based mechanism (global MBM) under ICAO. It specifies the respective responsibilities and different approaches of ICAO and the UNFCCC. It traces the historic activities in regard of climate protection under ICAO and provides an overview of the current negotiation process that is to culminate at the upcoming ICAO General Assembly in autumn 2016. Furthermore, the Policy Brief reflects on the CDM experience and derives recommendations.

Description: The international governance landscape on climate change mitigation is increasingly complex across multiple governance levels. Climate change mitigation initiatives by non-state stakeholders can play an important role in governing global climate change and contribute to avoiding unmanageable climate change. It has been argued that the UNFCCC could and should play a stronger role in "orchestrating" the efforts of these initiatives within the wider climate regime complex and thus inspire new and enhanced climate action. In fact, the Lima-Paris Action Agenda supporting cooperative climate action among state and non-state actors was supposed to be a major outcome of COP21. There is little doubt that successful mitigation initiatives can create a momentum for climate protection. What is missing, is a systematic analysis of how this momentum can feed back into the UNFCCC negotiation process, inspiring also enhanced and more ambitious climate mitigation by states in future iterations of the cycle of nationally determined contributions under the Paris Agreement. This paper aims to close this gap: building on a structurational regime model, the article [1] develops a theory of change of how and through which structuration channels non-state initiatives can contribute to changing the politics of international climate policy; [2] traces existing UNFCCC processes and the Paris Agreement with a view to identifying entry points for a more direct feedback from non-state initiatives; and [3] derives recommendations on how and under which agenda items positive experiences can resonate within the UNFCCC negotiation process.

Description: Will climate change stay below the 2 degree target in the 21st century on the basis of the COP 21 results? Looking into challenges and opportunities, this paper answers: To stay below the global 2dt is neither a real choice for the world society nor for businesses and civil societies in specific countries. It is a global guideline, scientifically developed for global negotiations, which should be broken down to national interests and actors. Key questions concerning the energy sector from the perspective of national interests are how to create and sustain a momentum for the inevitable energy transition, how to encourage disruptive innovations, avoid lock in effects, enable rapid deployment of energy efficiency and renewable energies etc. Or in other words: how to get to a competitive, economically benign, inclusive, low carbon and risk minimising energy system. With this background the paper argues that "burden sharing" is a misleading perception of strong climate mitigation strategies. It is more realistic to talk about "benefit sharing", using the monetary benefits and co-benefits of climate mitigation (e.g. energy cost savings, revenues from CO2-tax or emission trading systems) to help vulnerable national and international actors to adapt to the unavoidable climate risks. It has to be demonstrated on country level that the technologies and policy mix of strong climate mitigation and risk-minimising actions are indeed "benefit sharing" strategies which should be chosen anyhow, even if there was no climate change. For China and Germany this paper includes basic findings supporting this view.

Description: "Transformative science" is a concept that delineates the new role of science for knowledge societies in the age of reflexive modernity. The paper develops the program of a transformative science, which goes beyond observing and analyzing societal transformations, but rather takes an active role in initiating and catalyzing change processes. The aim of transformative science is to achieve a deeper understanding of ongoing transformations and increased societal capacity for reflexivity with regard to these fundamental change processes. The concept of transformative science is grounded in an experimental paradigm, which has implications for (1) research, (2) education and learning, and (3) institutional structures and change in the science system. The article develops the theoretical foundations of the concept of transformative science and spells out the concrete implications in these three dimensions.

Description: The International Continental Scientific Drilling Program (ICDP) performed a dual-phase scientific drilling project to investigate mountain-building processes called Collisional Orogeny in the Scandinavian Caledonides (COSC). The borehole COSC-1 was drilled through the Lower Seve Nappe, as the first of two 2.5 km deep drill holes close to Åre, central Sweden. The recovered rocks comprise a 1650 m thick suite of high grade gneisses and amphibolites with clear Seve Nappe affinities, while the lower 850 m comprise rather homogenous mylonitic gneisses with interfingered K-rich phyllonite bands of cm to several m size and some intercalated amphibolites. The different lithologies all crosscut the core in a subhorizontal direction with foliation of gneisses and phyllonites in the same direction. Albite and garnet porphyroblasts with pressure shadows show syn-deformational growth and the same sub-horizontal alignment. The focus of this thesis is to detect chemical and mineralogical differences in mylonitic and host rocks and to relate these differences to either metasomatism and deformation or inherited source rock variance. Another goal of this work is to compare chemical core scanning instruments. For this purpose two different μ-Energy-Dispersive X-Ray Fluorescence (μ-EDXRF), Laser Induced Breakdown Spectroscopy (LIBS) and hyperspectral imaging techniques served to measure seven samples from the lower 850 m of the COSC-1 core. The measurements reveal sharp borders between different rock types without indication of metasomatic changes, pointing to a heterogeneous protolith such as greywacke. Element and mineral maps show strong pervasive ductile deformation with mylonite recrystallization. The comparison of the scanning devices shows that the μ-EDXRF scanner with 50 μm resolution can be used perfectly for microstructural investigations and heavy element analysis. The XRF core scanner from AVAATECH is very useful and sufficiently precise for element profiles of line scans. The LIBS scanner is great to create distribution maps of elements from H to U with a resolution of 200 μm. The hyperspectral cameras are extremely fast in acquiring spectral mineral maps and structural information. However, several rock forming minerals in gneisses can currently not be identified and a calibration for metamorphic rocks is still needed.

Description: A temporary installation has been realized in the Netherlands, in the region of the Groningen gas field. The objective of this installation is to test the usage of a conventional array layout for detection of microseismicity. The region of the Groningen gas field is an excellent test ground, since the operating company NAM (Nederlandse Aardolie Maatschappij) installed a multitude of shallow borehole stations from 2014 to 2017, of which 65 – in addition to the already existing shallow borehole stations installed by KNMI (Koninklijk Nederlands Meteorologisch Instituut) – were already online during the time of measurement, thus ensuring an earthquake catalogue that is complete down to low magnitudes during the time of array installation. The site for the installation was decided together with local parties involved in the seismicity monitoring, i.e. KNMI and NAM, and was located close to the village of Wittewierum. Stations were installed from the 12th of July 2016 to the 29th of August 2016 (49 days). The array was composed of 9 stations. The array was constructed in three concentric rings of 75 m, 150 m and 225 m diameter including a central station, but the geometry had to be adapted to the local conditions. Each station consisted of a broadband sensor (Trillium 120 s), an acquisition system (CUBE datalogger), a battery, and a GPS antenna. The entire system was installed at ~1 m depth (apart from GPS and transmission antennas), requiring only the digging of shallow holes, one for the installation of a thin concrete plate and the sensor, another one for a box containing the remaining instrumentation. The array stations recorded continuously with little outages; only station WAR1 stopped recording on the 22nd of August and station WAR7 stopped recording from 20th to 22nd of August. Waveform data is available from the GEOFON data centre, under network code 1C, and is fully open.

Description: In early September 2014, about 4.000 scientists, activists and artists at the 4th International Conference on Degrowth sent out two messages. 1. Industrialized societies will change, either by disaster or by design. Accelerated resource exploitation and climate change can force societies into a transition. Or they swiftly develop new forms of economic, political and social organization which respect the planetary boundaries. 2. "Degrowth" has become a new social movement which translates scientific insights into cultural change, political change and social practice. Hence, the conference itself was an experiment on the potentials and limits of share economy, commoning and sufficiency. A team of young scholars and activists from different German research institutes and non-govern- mental organisations prepared the conference. The team of the Wuppertal Institute was partly involved in the preperation of the conference. Scientists from all research groups took part in the conference, presenting and discussing project results. The publication is a collection of contributions of the Wuppertal Institute to the conference and covers pivotal issues of the degrowth-debate: indicator development (Freyling & Schepelmann), working time reduction (Buhl), feminist theory (Biesecker & Winterfeld), and urban transition (Best).

Description: Market mechanisms - the Clean Development Mechanism (CDM), Joint Implementation (JI) and Art. 17 emission trading - have been a central feature of the Kyoto Protocol. The shape of the new climate change agreement to adopted at this year's UN climate change conference in Paris is emerging only slowly, including the role market mechanisms will play. In order to assess the potential scope of market mechanisms in the Paris agreement, this JIKO Policy Brief surveys the intended nationally determined contributions (INDCs) to the new agreement which countries have so far submitted. The paper is now available for download. The Parties to the United Nations Framework Convention on Climate Change (UNFCCC) intend to adopt a new comprehensive climate agreement at this year's Conference of the Parties (COP) in Paris. The shape of the new agreement is emerging only slowly, including the role market mechanisms will play. A new JIKO Policy Brief assesses the potential scope of market mechanisms in the Paris agreement by surveying the Intended Nationally Determined Contributions (INDCs) so far.

Description: Market mechanisms - the Clean Development Mechanism (CDM), Joint Implementation (JI) and Art. 17 emission trading - have been a central feature of the Kyoto Protocol. The Parties to the United Nations Framework Convention on Climate Change (UNFCCC) intend to adopt a new comprehensive climate agreement at this year's Conference of the Parties (COP) in Paris. The shape of the new agreement is emerging only slowly, including the role market mechanisms will play. To gauge the potential scope of market mechanisms in the forthcoming Paris agreement, this paper surveys the submitted INDCs on the question to what extent they envisage the use of market mechanisms. In detail, the paper looks at five questions for each INDC: - Does the INDC make any mention of market mechanisms? - Does the Party plan to use market mechanisms to achieve its contribution to the Paris agreement? - If a Party intends to use market mechanisms, does the INDC specify which mechanisms or types of units the country intends to use? - Does the Party quantify the extent to which it intends to use market mechanisms? Under the Kyoto Protocol, use of mechanisms has been supposed to be supplemental to domestic action, though this principle has never been quantified. - Does the Party specify how the use of mechanisms will ensure environmental integrity and avoid double counting?

Description: The EU has set itself ambitious targets with regards to a significant reduction of its greenhouse gas emissions and has presented roadmaps depicting an overall decarbonisation of its economy by the middle of the century. In this context European policymakers and stakeholders are currently discussing the targets and the level of ambition of the 2030 climate and energy policy framework. The Commission is expected to present its own vision for the further development of the energy and climate policy framework in its White Paper "For a 2030 climate and energy policy framework". At this decisive point in the political debate the Wuppertal Institute presents a brief working paper that analyses some of the analytical work - particularly the underlying energy and GHG emission scenarios - behind the Commission's proposals to be presented in the forthcoming White Paper.

Description: There is general agreement that preventing dangerous climate change requires a fundamental transformation of the global economy. Regarding carbon markets, the EU, for example, has called for the new market-based mechanism (NMM) to be established under the UNFCCC to "facilitate transition towards low carbon economy and attract further international investment". This JIKO Policy Paper discusses the transformative potential of the NMM and how it should be structured to maximize transformative impact. The analysis shows that details in the arrangements of the scheme, such as allocation of allowances can significantly influence the incentive structure of the instrument and hence its potential to contribute to transformational change. The authors conclude that carbon pricing is necessary but is by itself not sufficient to redeem the various types of market failures that have led to the unsustainable global socio-economic system we are deemed to change. An NMM should therefore be tailored to complement other national policies.

Description: Many have hoped that the CDM's Additionality, if applied to the wider climate finance domain, can contribute to standardizing the funding criteria. This JIKO Policy Brief therefore explore options of applying the CDM's to do just that. The authors highlight issues of environmental system integrity and efficient allocation of funding, and discuss potential limits of the CDM's Additionality concept in its current form, if applied to climate finance. The prospects are limited, because a clear attribution of emission reductions is almost impossible in a system that does not have as well-defined borders as the zero-sum-game of tradable emission reductions under a capped environment.The authors propose some inroutes to adapting the current approach to Additionality in this context, and pose a number of questions that can help to further discuss and refine the CDM's Additionality concept to make it better applicable for a future, globally inclusive climate regime.

Description: At COP 17 Durban, parties decided to establish a centralised new market-based mechanism (NMM) and to consider establishing a "framework for various approaches" to govern decentralised initiatives. Parties have also discussed possible use and up-scaling of non market based approaches (NMA) in this context. This Policy Brief summarises the state-of-play regarding the submissions by parties and observers as of Jan 2015. It is an update on previous JIKO policy papers and therefore focuses on comparable aspects of the discussion.

Description: The CO2 utilisation is discussed as one of the future low-carbon technologies in order to accomplish a full decarbonisation in the energy intensive industry. CO2 is separated from the flue gas stream of power plants or industrial plants and is prepared for further processing as raw material. CO2 containing gas streams from industrial processes exhibit a higher concentration of CO2 than flue gases from power plants; consequentially, industrial CO2 sources are used as raw material for the chemical industry and for the synthesis of fuel on the output side. Additionally, fossil resources can be replaced by substitutes of reused CO2 on the input side. If set up in a right way, this step into a CO2-based circular flow economy could make a contribution to the decarbonisation of the industrial sector and according to the adjusted potential, even rudimentarily to the energy sector. In this study, the authors analyse potential CO2 sources, the potential demand and the range of applications of CO2. In the last chapter of the final report, they give recommendations for research, development, politics and economics for an appropriate future designing of CO2 utilisation options based upon their previous analysis.

Description: The innovative software system "myEcoCost" enables to gather and communicate resource and environmental data for products and services in global value chains. The system has been developed in the consortium of the European research project myEcoCost and forms a basis of a new, highly automated environmental accounting system für companies and consumers. The prototype of the system, linked to financial accounting of companies, was developed and tested in close collaboration with large and small companies. This brochure gives a brief introduction to the vision linked to myEcoCost: a network formed by collaborative environmental accounting nodes collecting environmental data at each step in a product's value chains. It shows why better life cycle data are needed and how myEcoCost addresses and solves this problem. Furthermore, it presents options for a future upscaling of highly automated environmenal accounting for prodcuts and services.

Description: The book shows that the implementation of a sustainable energy strategy in Iran provides the opportunity for further economic and social development. In this context, the aim of the book is to provide some of the analyses needed to rethink the country’s energy strategy and to grasp the chances. The authors hope to make a contribution to the emerging and rapidly growing discussion on better energy alternatives and the respective opportunities for investment, innovation and modernization. The work presented in the book should provide ideas for such opportunities and create a vision of how this could contribute towards developing a more sustainable, efficient and prosperous future energy system for Iran. The book is based on long-term academic cooperation between Iranian researchers from several universities and the Iranian Energy Association and German researchers from the Wuppertal Institute, Büro Ö-quadrat and the University of Osnabrück. The book in hand is an important result of the collaboration. So its publication lends itself to taking stock of these twelve years of continued cooperation.

Description: The 2014 LoNNe (Loss of the Night Network) intercomparison campaign is the third of four campaigns planned during EU COST Action ES1204. This report provides a brief synopsis of the campaign and its preliminary outcomes. Section 2 describes the measurement locations, the activities of the participants, the instruments used, and the environmental conditions. Section 3 describes a public outreach event held during the campaign. Section 4 provides some preliminary results, outlines the ongoing analyses, and presents research questions for the next campaign to address. Section 5 provides recommendations for the final LoNNe intercomparison campaign in 2016. Section 6 concludes the report.

Description: The ability of any satellite gravity mission concept to monitor mass transport processes in the Earth system is typically tested well ahead of its implementation by means of various simulation studies. Those studies often extend from the simulation of realistic orbits and instrumental data all the way down to the retrieval of global gravity field solution time-series. Basic requirement for all these simulations are realistic representations of the spatio-temporal mass variability in the different sub-systems of the Earth, as a source model for the orbit computations. For such simulations, a suitable source model is required to represent (i) high-frequency (i.e., sub-daily to weekly) mass variability in the atmosphere and oceans, in order to realistically include the effects of temporal aliasing due to non-tidal high-frequency mass variability into the retrieved gravity fields. In parallel, (ii) low-frequency (i.e., monthly to interannual) variability needs to be modelled with realistic amplitudes, particularly at small spatial scales, in order to assess to what extent a new mission concept might provide further insight into physical processes currently not observable. The new source model documented here attempts to fulfil both requirements: Based on ECMWF’s recent atmospheric reanalysis ERA-Interim and corresponding simulations from numerical models of the other Earth system components, it offers spherical harmonic coefficients of the time-variable global gravity field due to mass variability in atmosphere, oceans, the terrestrial hydrosphere including the ice-sheets and glaciers, as well as the solid Earth. Simulated features range from sub-daily to multiyear periods with a spatial resolution of spherical harmonics degree and order 180 over a period of 12 years. In addition to the source model, a de-aliasing model for atmospheric and oceanic high-frequency variability with augmented systematic and random noise is required for a realistic simulation of the gravity field retrieval process, whose necessary error characteristics are discussed. The documentation is organized as follows: The characteristics of the updated ESM along with some basic validation are presented in Volume 1 of this report (Dobslaw et al., 2014). A detailed comparison to the original ESA ESM (Gruber et al., 2011) is provided in Volume 2 (Bergmann-Wolf et al., 2014), while Volume 3 (Forootan et al., 2014) contains a description of the strategy to derive a realistically noisy de-aliasing model for the high-frequency mass variability in atmosphere and oceans. The files of the updated ESA Earth System Model for gravity mission simulation studies are accessible at DOI:10.5880/GFZ.1.3.2014.001.

Description: SEGY and supplementary data of the seismic reflection experiment in the Baza Basin (Southern Spain). Presented are unstacked and unmigrated data of three 2D vibroseis profiles which were carried out in October 2013 and all corresponding raw data.

Description: This publication is a result of the 13th TRACE conference (Tree Rings in Archaeology, Climatology and Ecology) organized by the Department of Earth and Environmental Sciences at the University of St Andrews on May 6th – 10th, 2014 in Aviemore, Scotland, UK. [...]After review, 18 short papers are published in this volume, giving an overview of the wide spectrum of different fields covered at TRACE.

Description: The Global Navigation Satellite System (GNSS) plays a significant role in the fields of airborne gravimetry. The objective of this thesis is to develop reliable GNSS algorithms and software for kinematic highly precise GNSS data analysis in airborne gravimetry.

Description: Raw-, SEG-Y and other supplementary data of the amphibious wide-angle seismic experiment carried out in South Turkey, Cyprus and south of Cyprus are presented. The aim of this project was to reveal the crustal structure of the Anatolian plateau, Cyprus and the Eratosthenes Seamount (ESM), south of Cyprus. Simultaneous data acquisition offshore with ocean bottom seismometers and airguns and onshore with seismic land stations and two land shots in South Turkey lead to a 650 km long amphibian seismic profile.

Description: This report as well as the associated data is a supplement to the publication Blöcher et al. (2015) accessible via DOI: 10.1016/j.geothermics.2015.07.008. From 2011-06-01 until 2013-12-31, the measurement and control system at the Groß Schönebeck research platform acquired data from several circulation experiments. Different data values were recorded at a sampling interval of 1 s. Relevant data for understanding and analyzing the hydraulic situation of the system were resampled to a 1 minute interval. From the resampled dataset, additional parameters were derived. Furthermore, if parameters were considered to be essential, but the measurement of these parameters was erroneous, some data were reprocessed. All relevant data and processing steps performed on the data are described within this report. Data described within this report can be accessed via DOI:10.5880/GFZ.b103-15021.1. The presented data was acquired during different research projects by the staff of the International Centre for Geothermal Research as well as Section 4.1 Reservoirtechnologies at the Helmholtz Centre Potsdam GFZ German Research Centre for Geosciences.

Description: Dieser Leitfaden entstand im dreijährigen Projekt „Konzeption und Erprobung von Modellen für forschungsnahe Transferstrukturen in der außeruniversitären Forschung“ – kurz TMod – auf Initiative von zwei Leibniz-Instituten und drei Helmholtz-Zentren unter Projektkoordination durch das Helmholtz-Zentrum Potsdam - Deutsches Geoforschungszentrum GFZ und unter Förderung durch das BMBF, wobei sich der Kreis der Projektpartner im Projektverlauf auf insgesamt neun Einrichtungen erweiterte. Die Beteiligten waren auf der Suche nach zeitgemäßen Instrumenten, mit denen die Ergebnisse und Leistungen ihrer Wissenschaftler effektiver zu echten Innovationen werden. Die unterschiedlichen Erfahrungen, die es bis dahin mit Ausgründungen zur Professionalisierung des Wissens- und Technologietransfers gab, waren sehr unterschiedlich und vorwiegend quantitativ abstrakt aufgearbeitet. Es gab daher gerade bei mittleren und kleinen außeruniversitären Forschungseinrichtungen einen Bedarf nach fundiertem und strukturiertem Anwendungswissen, um eine entsprechende Umstrukturierung zu erleichtern. Das Projekt TMod kam diesem Bedarf mit einer Analyse von Best Practices, der Klärung offener Fragestellungen und einer darauf aufbauenden individuellen Konzeptentwicklungs- und Umsetzungsunterstützung entgegen. Der so entstandene Leitfaden soll wissenschaftliche Einrichtungen, die Ihren Technologietransfer professionalisieren wollen, praktisch unterstützen und sie vom gewonnenen Wissen im Projekt TMod profitieren lassen.

Description: The acronym EMERALD was supposed to stand for ElectroMagnetic Equipment, Raw data And Locations Database. What survived over the years was the EMERALD processing, a set of computer programs to analyse MT time series data, and the EMERALD file format for storing MT data. This document describes the EMERALD file format and how to use it with the C++, C and FORTRAN programming languages. Interface functions also exist for Matlab and Powershell but they are not described here. EMERALD data files typically come in pairs of two files with the same name but differing file name extensions, sometimes called RAW and XTR files. XTR (extract) files are plain ASCII files, which can be read and modified with text editors. RAW files or more generally, EMERALD ‐type data files are in most cases binary and used to store all kind of magnetotelluric (MT) data such as time series, cross‐ and auto spectra and calibration data. The EMERALD ‐type data files store any number of channels of data in matrix form, but do not contain any description of the data. This information is stored in the according XTR file. In 2015 the original XTR files were replaced by a modernized version based on the Extensible Markup Language (XML). The new files have the extension .XTRX.

Description: The sources for the magnetotelluric method are naturally occurring electromagnetic field variations. Electromagnetic currents are excited over a wide frequency range in the earth’s ionosphere by solar activity and global lighting discharges. While these source are available everywhere on earth and at all times, their signal strength varies considerably. The so-called remote-reference technique is an effective way to improve magnetotelluric data quality by referencing the electromagnetic fields recorded at a local site to simultaneously recorded, undisturbed fields at a remote site. The remote reference approach has become standard for magnetotelluric field work, particularly in areas with high levels of man-made electromagnetic noise; i.e. almost everywhere in central Europe. Identifying a suitable location for a clean remote site is difficult and time-consuming. Maintaining such a site in addition to normal field operations is expensive and logistically challenging. A permanently installed reference station simplifies MT measurements considerably. The radius for which source fields are coherent depends mostly on the frequency content of the signals and the latitude of observations. According to our own tests, signals are coherent at frequencies of up to 10 kHz over distances of 1000 km. After a reconnaissance operation during which several locations all over Germany were tested, we could eventually identify an urban forest near the town of Wittstock in northern Germany as a suitable location for a reference station. A preliminary installation of the reference station was accomplished by mid-2010. The permanent installation in a wooden hut and operating with a range of sensors and sampling rates is available since November 2010. Meanwhile the data of the Wittstock site have been used very successfully to re-process a number of magnetotelluric stations in Germany. This report describes the installation, the type of sensors and the recorded data sets, which are freely available on request. For updated material, please refer to our webpages (http://www.gfz-potsdam.de/en/section/geophysical-deep-sounding/servicesinfrastructure/geophysical-instrument-pool-potsdam-gipp/archive/mt-reference-site/)

Description: In this manual, the consortium wants to share the key lessons we have learnt throughout this three-year project and, by doing so, to contribute to the scaling-up of low carbon city development in emerging economies, especially in China. This manual targets organisations from the scientific and civil society sectors that are involved in international low carbon city projects, especially those with a focus on Chinese cities, as well as local govern-ments that are eager to develop a comprehensive low carbon strategy.

Description: The objective of the concept paper is to propose an operational definition for what transformational change means in the context of NAMAs, taking into consideration ongoing discussions among NAMA experts, and to give an overview of theoretical approaches to sustainability transitions and transformational change, exploring their possible applicability to NAMAs. The theoretical approaches are the basis to propose hypotheses for the dynamics, indicators and success factors that foster transformational change, which is necessary to assess whether a NAMA intervention has been or can be transformational to achieve low carbon and sustainable development goals. This paper will serve as the basis for further exploration of a framework to assess the potential for transformational impacts of NAMAs.

Description: This policy brief provides a general overview on the setup of the UNFCCC's Technology Mechanism, exploring potential synergies between the mechanism and carbon market instruments such as the CDM. There are two branches of the Technology Mechanism: the Technology Executive Committee (TEC), which is tasked to give political advice, and the Climate Technology Centre and Network (CTCN), providing support and fostering the operationalization of technology transfer. Both institutions strongly focus on capacity building. The CDM, instead, has contributed to technology transfer in practice. However, the transfer has largely focused on equipment and basic operational knowledge. The transfer of knowledge to adapt, advance and innovate has been limited so far. Therefore, the two mechanisms could well complement each other. In theory, Programmes of Activities and Standardized Baselines under the CDM could be a means for developing country governments to strategically address financial barriers to technology transfer.

Description: Results-based finance is receiving increasing attention, being considered as a potential key funding mode in climate finance. The Clean Development Mechanism has been cited to potentially contribute to this goal. Against this background, the policy brief outlines the rationale of the concept and analyses six climate change mitigation initiatives that build on the results-based finance approach. The analysis puts a special focus on the role of the CDM.

Description: The Clean Development Mechanism (CDM) is in crisis. More and more market participants are leaving the sector. In the light of this development, some argue that governments should step in as buyers of Certified Emission Reductions (CERs). Given the limited volumes of public funding, however, governments will have to prioritise some projects over others. This policy brief therefore analyses national purchase programmes and multilateral carbon funds in order to identify criteria public investors are applying in the selection of the projects they finance. The aim is to identify a vision of a high quality CDM project that be can be made use of when designing a possible support programme.