ALBERT

Description: Submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy at the Massachusetts Institute of Technology and the Woods Hole Oceanographic Institution September 2008

Description: A modern general circulation model of the Southern Ocean with one-sixth of a degree resolution is optimized to the observed ocean in a weighted least squares sense. Convergence to the state estimate solution is carried out by systematically adjusting the control variables (atmospheric state and initial conditions) using the adjoint model. A cost function compares the model state to in situ observations (Argo float profiles, CTD synoptic sections, SEaOS instrument mounted seal profiles, and XBTs), altimetric observations (ENVISAT, GEOSAT, Jason, TOPEX/Poseidon), and other data sets (e.g. infrared and microwave radiometer observed sea surface temperature and NSIDC sea-ice concentration). Costs attributed to control variable perturbations ensure a physically realistic solution. The state estimate is found to be largely consistent with the individual observations, as well as with integrated fluxes inferred from previous static inverse models. The transformed Eulerian mean formulation is an elegant way to theorize about the Southern Ocean. Current researchers utilizing this framework, however, have been making assumptions that render their theories largely irrelevant to the actual ocean. It is shown that theories of the overturning circulation must include the effect of pressure forcing. This is true in the most buoyant waters, where pressure forcing overcomes eddy and wind forcing to balance a poleward geostrophic transport and allows the buoyancy budget to be closed. Pressure forcing is also lowest order at depth. Indeed, the Southern Ocean’s characteristic multiple cell overturning is primarily in geostrophic balance. Several other aspects of the Southern Ocean circulation are also investigated in the thesis, including an analysis of the magnitude and variability of heat, salt, and volume inter-basin transports.

Description: This work was supported by CalTech - Jet Propulsion Lab contract #1205624 (Global Oceans Dynamics and Transports). Support for my first 2 years in the MITWHOI Joint Program came from NSF awards #OCE-9901654 (Research in Linear and Nonlinear Waves and Ocean Circulation Theory). I was also supported for two months by NSF awards #OCE-0223434.

Description: Submitted in partial fulfillment of the requirements for the degree of Doctor of Science at the Massachusetts Institute of Technology and the Woods Hole Oceanographic Institution March, 1980

Description: The Southern Ocean as defined here is the body of water between the Antarctic Continent and the Antarctic Polar Front, (APF). This ocean is considered important in the global thermodynamic balance of the ocean-atmosphere system because large planetary heat losses are believed to occur at high latitudes. The ocean and atmosphere must transport heat poleward to balance these losses. In the Southern Hemisphere, the oceanic contribution to this flux involves a southward transport of heat across the APF into the Southern Ocean where it is given up to the atmosphere through air-sea interactions. In Part I, the air-sea interactions and structure of the near surface waters of the Southern Ocean are investigated with a three dimensional time dependent numerical model. The surface waters in this region in summer are characterized by a relatively warm surface mixed layer with low salinity. Below this layer, a cold temperature extremum is usually observed in vertical profiles which is believed to be the remnant of a deep surface mixed layer produced in winter. The characteristics of this layer, the surface mixed layer and the observed distribution of wintertime sea ice are reproduced well by this model. Unlike some other sea-ice models the air-sea heat exchange is a free variable. Model estimates of the annual heat loss by the Southern Ocean exhibit the observed meridional variation of heat gained by the ocean along the APF with heat lost further south. The model's area average heat loss is much smaller than that estimated with direct observations. While several model parameterizations were made which could be in error, the model results suggest that the Southern Ocean does give up vast amounts of heat to the atmosphere away from the continental margins. The model results and direct calculations of air-sea exchanges suggest a southward heat flux must occur across the APF. The lateral water mass transition across the front is not discontinuous but occurs over a finite sized zone of fluid which is dominated by intrusive finestructure. The characteristics and dynamics of these features are investigated in Part II to try and assess their importance in the meridional heat budget. Observations made on two cruises to the APF are presented and the space-time scales of the features and thermohaline characteristics are discussed. It is suggested that double diffusive processes dominated by salt fingering are active within the intrusions. An extension of Stern's (1967) model of the stability of a thermohaline front to intrusive finestructure driven by saltfingering where small scale viscous processes are included, is presented to explain why intrusions are observed in frontal zones. The model successfully predicts vertical scales of intrusions observed in the ocean and the observed dependence of the intrusions' slopes across density surfaces on the vertical scale. Since the fastest growing intrusion is not strongly determined by the model, though, it is likely that finite amplitude effects determine the dominant scale of interleaving in the ocean. The analysis predicts that intrusions transport heat, salt and density down the mean gradients of the front. For the APF, this heat flux is poleward which is the direction required by the global heat budget. This model does not describe intrusions at finite amplitude or in steady state and so cannot be used to estimate the magnitude of the poleward heat flux due to intrusions in the APF.

Description: The research reported on here, and my support as a graduate student was provided by the National Science Foundation through grants OCE 75 14056. OCE 76 82036 and OCE 77 28355.

Description: Submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy at the Massachusetts Institute of Technology and the Woods Hole Oceanographic Institution February 2007

Description: Oceanic spreading centers are sites of magmatic, tectonic, and hydrothermal processes. In this thesis I present experimental and seismological constraints on the evolution of these complex regions of focused crustal accretion and extension. Experimental results from drained, triaxial deformation experiments on partially molten olivine reveal that melt extraction rates are linearly dependent on effective mean stress when the effective mean stress is low and non-linearly dependent on effective mean stress when it is high. Microearthquakes recorded above an inferred magma reservoir along the TAG segment of the Mid-Atlantic Ridge delineate for the first time the arcuate, subsurface structure of a long-lived, active detachment fault. This fault penetrates the entire oceanic crust and forms the high-permeability pathway necessary to sustain long-lived, high-temperature hydrothermal venting in this region. Long-lived detachment faulting exhumes lower crustal and mantle rocks. Residual stresses generated by thermal expansion anisotropy and mismatch in the uplifting, cooling rock trigger grain boundary microfractures if stress intensities at the tips of naturally occurring flaws exceed a critical stress intensity factor. Experimental results coupled with geomechanical models indicate that pervasive grain boundary cracking occurs in mantle peridotite when it is uplifted to within 4 km of the seafloor. Whereas faults provide the high-permeability pathways necessary to sustain high-temperature fluid circulation, grain boundary cracks form the interconnected network required for pervasive alteration of the oceanic lithosphere. This thesis provides fundamental constraints on the rheology, evolution, and alteration of the lithosphere at oceanic spreading centers.

Description: Research was funded by a MIT Presidential Fellowship and NSF grants OCE-0095936, OCE-9907224, OCE-0137329, OCE-6892222, and OCE-6897400.

Description: Submitted in partial fulfillment of the requirements for Master of Science at the Massachusetts Institute of Technology and the Woods Hole Oceanographic Institution September 2005

Description: A moored profiler record from the western tropical North Atlantic provides the first continuous time series of temperature, salinity and velocity profiles in a thermohaline staircase. Variations in the intensity of layering and the evolution of layer properties are well documented during the 4.3 month record. Such staircases are the result of strong salt fingering at the interfaces between the mixed layers, and these data provide unique insights into the dynamics of salt fingers. In particular, a striking linear correlation between the temperature and salinity of the layers may be interpreted as resulting from vertical salt finger flux divergences. Data from this record allow new interpretations of previous work on this topic by McDougall (1991).

Description: This research was supported by the National Science Foundation under grants OCE-0081502 and OCE-0350743

Description: Submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy at the Massachusetts Institute of Technology and the Woods Hole Oceanographic Institution December 1997

Description: A new tomographic technique is employed to investigate the structure and dynamics of the Pacific upper mantle. We invert band-center travel times of ScS reverberations and frequency-dependent travel times of direct S phases, upper-mantle guided waves such as SS and SSS, and the R1 and G1 surface waves for the 2D composite structure in the plane of two Pacific corridors. The frequency-dependent travel times of the turning and surface waves are measured from all three components of ground motion as phase delays relative to a radially-anisotropic, spherically-symmetric oceanic mantle model, and their 2D Fréchet kernels are constructed by a coupled-mode algorithm. The travel times of the primary ScSn and sScSn phases and their first-order reverberations from the 410 and 660 discontinuities are measured as individual phases and the 2D Fréchet kernels for these band-limited signals are calculated using the paraxial ray approximation. The model parameters include shear-speed variations throughout the mantle, perturbations to radial shear-wave anisotropy in the uppermost mantle, and the topography of the 410 and 660 discontinuities. We construct vertical tomograms through two mantle corridors: one between the Tonga subduction zone and Oahu, Hawaii, which traverses the central Pacific Ocean; and the other between the Ryukyu subduction zone and Oahu, which samples the northern Philippine Sea, the western Pacific, and the entire Hawaiian swell. Tests demonstrate that the data sets for the two corridors resolve the lateral structure in the upper mantle with a scale length of a few hundreds kilometers and greater but that the resolving power decreases rapidly in the lower mantle. The model for the Tonga-Hawaii corridor reveals several interesting features, the most significant being a regular pattern of high and low shear velocities in the upper mantle between Tonga and Hawaii. These variations, which are well resolved by the data set, have a horizontal wavelength of 1500 km, a vertical dimension of 700 km, and an amplitude of about 3%, and they show a strong positive correlation with seafloor topography and geoid-height variations along this corridor. The geoid highs correspond to a series of northwest-trending swells associated with the major hotspots of the Society, Marquesas, and Hawaiian Islands. Where these swells cross the corridor, they are underlain by high shear velocities throughout the uppermost mantle, so it is unlikely that their topography is supported by thermal buoyancy. This result is substantiated by the model from the Ryukyu-Hawaii corridor, which exhibits a prominent, fast region that extends beneath the entire Hawaiian swell. This anomaly, which resides in the uppermost 200-300 km of the mantle, is also positively correlated with the undulations of the Hawaiian-swell height. The other dominant features in the Ryukyu-Hawaii model include the high-velocity subducting slabs beneath the Ryukyu and Izu-Bonin seismic zones, which extend throughout the entire upper mantle; a very low-velocity in the uppermost 160 km of the mantle beneath the northern Philippine Sea, which is ascribed to the presence of extra water in this region; and a pronounced minimum in the amount of radial anisotropy near Hawaii, which is also seen along the Tonga-Hawaii corridor. A joint inversion of the data from the two corridors reveals the same anomaly pattern and clearly demonstrates that the swells in the Central Pacific are underlain by fast velocities. It is therefore implied that the topography of the swells in the central Pacific is supported by a chemical buoyancy mechanism which is generated by basaltic volcanism and the formation of its low-density peridotitic residuum. While the basaltic depletion mechanism can produce high shear velocities in the uppermost 200 km, it cannot explain the depth extent of the fast anomalies beneath the swells which, along Tonga-Hawaii corridor, extend well into the transition zone. It is therefore hypothesized that the central Pacific is underlain by a system of convective rolls that are confined above the 660-km discontinuity. It is likely that these rolls are predominantly oriented in the direction of plate motion (like "Richter rolls ") but the limited depth of the fast anomaly beneath the Hawaiian swell (200-300 km) suggests that their pattern is probably more complicated. Nevertheless, this convection pattern appears to be strongly correlated with the locations of the Tahitian, Marquesan, and Hawaiian hotspots, which raises interesting questions for Morgan's hypothesis that these hotspots are the surface manifestations of deep-mantle plumes.

Description: This research was supported by the National Science Foundation under grant EAR- 9628351 and by the Defense Special Weapons Agency under grant DSW A-F49620-95-1- 0051.

Description: Submitted in partial fulfillment of the requirements of the degree of Master of Science at the Massachusetts Institute of Technology and the Woods Hole Oceanographic Institution June 2004

Description: Laterally extensive, well-developed clinoforms have been mapped in Early Cretaceous deposits located in the northeastern 27,000 km2 of the Colvile Basin, North Slope of Alaska. Using public domain 2-D seismic data, well logs, core photographs, and grain size data, depositional geometries within the Nanushuk and Torok formations were interpreted in order to constrain the transport conditions associated with progradation of the shoreline and construction of the continental margin out of detritus shed from the ancestral Brooks Range. Using STRATA, a synthetic stratigraphic modeling package, constructional clinoform geometries similar to those preserved in the North Slope clinoform volume (32,400 km3) were simulated. Sediment flux, marine and nonmarine diffusivities, and basin subsidence were systematically varied until a match was found for the foreset and topset slopes, as well as progradation rates over a 6 milion year period. The ability of STRATA to match the seismically interpreted geometries allows us to constrain measures of possible water and sediment discharges consistent with the observed development of the Early Cretaceous c1inoform suite. Simulations indicate that, in order to reproduce observed geometries and trends using constant input parameters, the subsidence rate must be very small, only a fraction of the most likely rate calculated from the seismic data. Constant sediment transport parameters can successfully describe the evolution of the prograding margin only in the absence of tectonic subsidence. However, further work is needed to constrain the absolute magnitude of these values and determine a unique solution for the NPR-A clinoforms.

Description: When the U. S. Bureau of Fisheries, in cooperation with the Museum of Comparative Zoology, commenced the oceanographic survey of the Gulf of Maine in the summer of 1912 (Bigelow, 1925-1927), it was in the hope that this might later be extended to the coastal waters thence southward; eventually even as far as the Gulf of Mexico. Cruises carried out in connection with investigations of the biology of the mackerel, by the Fisheries' steamer "Albatross II" from 1927 to 1932, supplemented by those of the research ship "Atlantis" of the Woods Hole Oceanographic Institution, have made it possible to extend the detailed examination of the physical oceanography of the continental shelf as far as the offing of Chesapeake Bay, and to the offing of Cape Hatteras for some of the months. The present account of the temperature of the region will, it is hoped, be followed shortly by corresponding accounts of salinity, of circulation and of the dominant planktonic communities.

Description: With the opening of the Woods Hole Oceanographic Institution in July 1931, there was inaugurated a program of investigations in the deep waters of the western North Atlantic for which there had long been a great need. In contrast to most deep-sea investigations, which have had to be planned as single expeditions, the Institution was able to initiate a general program which could be carried out gradually in order to take advantage of knowledge gained during the course of the work. Suffcient funds having been provided for the continuous operation of its research vessel "Atlantis," work could be planned for all seasons of the year. Although these investigations have not been in progress for long and new data are continually being brought in by the "Atlantis," there are several reasons that make it seem desirable at this time to publish a preliminary report based on the completed temperature and salinity observations. In the first place, the problem of oceanic circulation is such that we cannot hope for a satisfactory solution for a long time to come. Moreover, it would be unwise to allow too much data to accumulate, because several years may pass before we can arrive at more important conclusions. Secondly, both the chemical and biological programs undertaken at the same time, require as a background the general scheme of circulation in the western North Atlantic as well as the distribution of temperature and salinity. It is, in fact, the necessity of taking into consideration the movements of the sea water which ties together the whole subject of oceanography. Therefore, it is the duty of those interested in ocean circulation to make available their findings as soon as possible for investigators of other problems in the same area. The "Atlantis" temperature and salinity observations discussed in these pages were planned with two main purposes in view. The first objective was an intensive study of seasonal changes along sections running from the southwestern corner of Nova Scotia to Bermuda and from Bermuda to the mouth of Chesapeake Bay.! This, of course, included an examination of fluctuations in the Gulf Stream, as well as of the variations in the water masses on each side of it. Second, there has been planned and partly carried out, a more general survey of the western North Atlantic, where accurate, deep stations have been sadly lacking.

Description: Except for the presence in most localities of a shallow homogeneous surface layer and of a relatively homogeneous and deeper bottom layer, the oceans of the temperate and tropical regions are stratified and vertically stable at all depths. Due to the opacity of water for long-wave radiation and to the damping of vertical turbulence by the stability, there is no potent mechanism for altering the potential density of any water element below the layer of direct surface influences. Hence there can be no flow of major proportions across surfaces of constant potential density. For these reasons it is now generally accepted that flow takes place essentially parallel to these surfaces. It follows that the major sources for the water on each surface of constant potential density are to be found along its intersection with the sea surface in higher latitudes.

Description: Submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy at the Massachusetts Institute of Technology and the Woods Hole Oceanographic Institution September, 1976

Description: The temporal and spatial variability of low frequency moored temperature and velocity observations, obtained as part of the Mid-Ocean Dynamics Experiment (MODE), are analyzed to study the kinematics and energetics of mesoscale eddies in the ocean. The temporal variability of the low frequency motions is characterized by three regimes: very low frequencies with periods greater than 200 days, an eddy energy containing band of 80 to 120 day periods, and high frequencies wìth periods less than 30 days. At very low frequencies, the zonal kinetic energy exceeds the meridional at all depths. In the thermocline, the very low frequency zonal flow dominates the total kinetic energy. The greatest contribution to the kinetic and potential energy in the MODE region, except for the thermocline zonal flow, is from an eddy energy containing band of 80 to 120 day periods. Eddy scale kinetic energy spatial variations are confined to this band. At high frequencies, the kinetic and potential energy scale with frequency as ω-2.5 and with depth in the WKB sense. Energy at high frequencies is partitioned evenly between zonal kinetic, meridional kinetic and potential energy and is homogeneous over 100 km. Using the technique of empirical orthogonal expansion, the vertical structure of the energetically dominant eddies is described by a few modes. The displacement is dominated by a mode with a thermocline maximum and in phase displacements with depth, while the kinetic energy is dominated by an equivalent barotropic mode. A smaller portion of the kinetic and potential energy is associated with out of phase thermocline and deep water currents and displacements. The dynamics of the mesoscale eddies are very nonlinear. Using the vertical veering of the current at MODE Center, the estimated horizontal advection of heat contributes significantly to the low frequency thermal balance. The observed very low frequency anisotropic flow is consistent with the nonlinear eddy spindown models, dominated by cascades of vorticity and energy. At high frequencies, the spectral similarity is consistent with advected geostrophic turbulence.

Description: The National Science Foundation supported the work through grants GX29034 and IDO-75-03998 and a graduate fellowship.

Description: Because of general interest in the subject of vertical oscillations in the sea and because such information is scanty for the ocean basins, an investigation of the question in the western North Atlantic was initiated by the establishment of "Atlantis" station 2639, July 9 to 13, 1936. The significance of vertical oscillations in the sea has been known from the earlier work of Helland-Hansen and Nansen, and, in 1926, these authors summarized their conception of the problem as follows: "By earlier investigations we have found that there are probably considerable vertical oscillations of the water layers in various regions of the ocean. Hence the occasional vertical series of observations cannot be expected always to represent the average conditions at any particular station. It is therefore of great importance for the discussion of the general conditions in a sea-area on the basis of the observations made, to study how far these actual observations at the different stations and different depths may be regarded as representative." Also, in this same paper we find the statements: "It has already been mentioned that the oscillations described have obviously to a great extent some connection with the tides; but how the tidal wave can produce vertical movements of such dimensions in the different strata of the sea seems to us at present to be inexplicable. We have here a phenomena of fundamental importance to oceanography, which has to be made the subject of special methodical investigations."

Description: This paper is concerned with the results of a series of airplane psychrometer soundings that were made over the ocean up to a height of 1500 ft during June, 1945. These soundings and previous soundings already described in Papers in Physical Oceanography and Meteorology (VoL. X, No. i) form a new fund of scientifically interesting and valuable information. The vertical distributions of temperature and humidity revealed by these observations in a part of the atmosphere previously subjected to but little detailed study are very different from what was expected; as frequently happens, the unexplored proved more intricate than was anticipated. It has been possible, nevertheless, to put forth a preliminary qualitative explanation of the physical phenomena after they were observed. These measurements contribute to the broad subject, important to meteorologists and oceanographers alike, of the interaction between atmosphere and ocean and the mutually dependent distributions of temperature and other properties on both sides of the interface. The nature of the present results indicates the desirability of further observations of the same type under different conditions and in different places.

Description: Observational data for this discussion were obtained principally during the two cruises of the oceanographic research ship, "Atlantis," to the Caribbean Sea March 7 to May 5, 1933 (stations 1487-1610) and February 2 to March 2, 1934 (stations 1935-2002). The oxygen determinations, carried out on board, have been published in Bulletin Hydrographique (1934, 1935) together with other hydrographic data. The Caribbean Sea region falls into two natural bathymetric subdivisions: a western, lying between Yucatan Channel and a ridge extending from Honduras to Haiti via Jamaica, designated in this paper as the "Cayman basin," and an eastern, between this ridge and the lesser Antilles, here designated as the "Caribbean basin". "Cayman basin" has been used by Parr (1937) and by Rakestraw and Smith (1937), and, while antedated by "Yucatan basin" (Krümmel, 1907) it seems that less confusion will arise if the term "Cayman" is used in this discussion. The "Atlantis" observations supply for the first time the necessary information for a detailed study of the distribution of oxygen in the Caribbean Sea region. The 1933 and 1934 observations are here used indifferently; such a procedure seemed desirable since the data are insuffcient for determination of annual or seasonal variations, particularly in view of the disturbing effect which may be caused by short period vertical oscillations of relatively large magnitude.

Description: The present paper forms a sequel to the account of the temperature of the same region (Bigelow, 1933)... the continental shelf between the offings of Cape Cod (longitude about 70°) and Chesapeake Bay;-extended southward, for occasional months, to the offing of Cape Hatteras; and with such discussion of conditions along the continental slope as is justified by occasional profiles.

Description: This paper is a discussion of possible discrepancies in computations of ocean currents (based on horizontal variations of dynamic topography calculated from arbitrary deep lying reference surfaces), because of time variations of temperature and salinity at fixed depths in the sea (illustrated for a 24-hour period at "Atlantis" Station 2639). The results contained herein, while based chiefly on information from the western North Atlantic, are of general applicability, since time variations of the same order of magnitude have been observed over extensive areas of the Atlantic ocean. In selecting material for analysis of dynamic situations in the region concerned, consideration has been given only to those favorably located stations from which the structural features could most conveniently be obtained for illustrating the points in question.