ALBERT

Description: Ways of evaluating the societal impact of real-world labs as a transdisciplinary and transformative research format are under discussion. We present an evaluation approach rooted in structuration theory, with a focus on structure-agency dynamics at the science-society interface. We applied the theory with its four modalities (interpretation schemes, norms, allocative and authoritative resources) to the case of the Mirke neighbourhood in Wuppertal, Germany. Six projects promoted the capacity for co-productive city-making. The effects of the projects were jointly analysed in a co-evaluation process. Previously proposed subcategories of the modalities as an empirical operationalisation were tested and confirmed as being applicable. Five new subcategories were generated. The use of the modalities seems appropriate for co-evaluation processes. The tool is practical, focused on real-world effects, and suitable for transdisciplinary interpretation processes. We encourage further empirical testing of the tool, as well as development of the subcategories.

Description: Real-world laboratories (RwLs) are gaining further traction as a means to achieve systemic impacts towards sustainability transformation. To guide the analysis of intended impacts, we introduce the concept of leverage points, discerning where, how, and to what end RwLs intervene in systems. Building on conceptual reasoning, we further develop our argument by exploring two RwL cases. Examining RwLs through the lens of the leverage points opens the way for a balanced and comprehensive approach to systemic experimentation. We invite RwL researchers and practitioners to further advance RwLs' transformative capacity by targeting the design and emerging direction of a system, contributing to a culture of sustainability.

Description: Real-world labs are witnessing continued growth and institutionalization in the field of transformation-oriented sustainability research, as well as in adjacent disciplines. With their experimental research agendas, these labs aim at sustainability transformations, however, there is still a need to improve the understanding of their impacts. Drawing from this Special Issue's contributions, we offer a broad overview of the impacts achieved by various real-world labs, highlight the diverse areas and forms of impact, and elucidate strategies as well as mechanisms for achieving impact. We present methodological advances, and address common challenges along with potential solutions for understanding and realizing impact.

Description: The COVID-19 pandemic has jolted societies out of normality, possibly creating new conditions for sustainability transformations. What does this mean for sustainability research? Because of the scope of the crisis, researchers have been heavily involved: not only have they had to speed up the pace of scientific production to provide urgently needed COVID-19 knowledge, but they have also been affected citizens. For sustainability science, this calls for an experience-based reflection on the positionality and orientation of research aiming to support sustainability transformations. Twenty sustainability researchers discussed their sustainability research on COVID-19 in three workshops based on the following questions: How does the pandemic - and the measures taken to deal with it - affect sustainable development? What can we learn from the pandemic from the perspective of societal transformation? The present discussion paper emerged from this multidisciplinary exchange among sustainability researchers, considering five topics: impacts of the COVID-19 crisis on sustainability transformations; learning for sustainability transformations; the role of solidarity; governance and political steering; and the role of science in society. Our discussions led to a meta-level reflection on what sustainability research can learn from research on COVID-19 regarding topics and disciplinary angles, time dimensions, the role of researchers, and how adequate preparation for both crises and long-term transformations requires interdisciplinary interaction.

Description: This Wuppertal Paper analyses the energy transition models of Colombia and Germany. The emphasis of the exercise is on an analysis of options for the complete decarbonization of the energy system in Colombia as a Global South country. To this end, it analyses the current situation, projections, public policy and narratives, and contrasts it with Germany as one of the countries of the Global North with which Colombia has historically maintained energy trade relations and is currently collaborating in the exploration of energy alternatives for decarbonization. Detailed analysis of sectoral energy consumption in Colombia shows the sectors with the highest fossil energy consumption (in this order): transport (fuels), industry (gas, coal), electricity generation (gas, coal) and residential (gas). We show the projected increase in demand for fuels and electricity, and calculate the amount of electricity theoretically needed to substitute fossil sources in each sector. We estimate the total electricity required for decarbonization via sector coupling and derive a first estimation of the range of additional renewable energy capacities needed to supply this demand. We find that required capacities are expectedly large (56-110 GW), depending on decarbonization pathways, and that export capacity beyond national demand may be limited. Our analysis of the policy and scenario arena in both countries finds that Colombia is still lacking both sector-specific decarbonization strategies and an embedding in a systemic vision of a systemic energy transition. Germany has more advanced sector strategies and (national) systemic visions, but lacks embedding assumptions on energy imports in a global-system analysis, i.e. in the analysis of an energy transition in potential exporting countries like Colombia. We formulate requirements to close these gaps in our conclusions.

Description: There is a growing body of scientific evidence supporting sufficiency as an inevitable strategy for mitigating climate change. Despite this, sufficiency plays a minor role in existing climate and energy policies. Following previous work on the National Energy and Climate Plans of EU countries, we conduct a similar content analysis of the recommendations made by citizen assemblies on climate change mitigation in ten European countries and the EU, and compare the results of these studies. Citizen assemblies are representative mini-publics and enjoy a high level of legitimacy. We identify a total of 860 mitigation policy recommendations in the citizen assemblies' documents, of which 332 (39 %) include sufficiency. Most of the sufficiency policies relate to the mobility sector, the least relate to the buildings sector. Regulatory instruments are the most often proposed means for achieving sufficiency, followed by fiscal and economic instruments. The average approval rate of sufficiency policies is high (93 %), with the highest rates for regulatory policies. Compared to National Energy and Climate Plans, the citizen assembly recommendations include a significantly higher share of sufficiency policies (factor three to six) with a stronger focus on regulatory policies. Consequently, the recommendations can be interpreted as a call for a sufficiency turn and a regulatory turn in climate mitigation politics. These results suggest that the observed lack of sufficiency in climate policy making is not due to a lack of legitimacy, but rather reflects a reluctance to implement sufficiency policies, the constitution of the policy making process and competing interests.

Description: Considering that 40% of the European Union's energy consumption can be traced back to its buildings, it is essential to improve their energy efficiency in order to achieve the EU's energy efficiency targets. Both the rate of energy renovation and its depth, i.e. the amount of energy savings during a renovation, need to be improved. Energy Performance Certificates (EPC), regulated by the EU's Energy Performance of Buildings Directive (EPBD), are an important instrument to enhance the market uptake of energy-efficient new buildings and the energy-efficient renovation of existing buildings. Against this background, the Horizon2020 funded project QualDeEPC will work on EU-wide convergence of the building assessment and the issuance, design, and use of quality-enhanced EPCs as well as their recommendations for building renovation. The aim is to make these recommendations coherent with deep energy renovation towards a nearly-zero energy building stock by 2050. The first part of the QualDeEPC project (work package 2) aims to identify the priorities for elements of EPC schemes that show a need to be improved, and for which the project will investigate further and propose how the elements can be improved. The first step in identifying these priorities is taking stock of the existing EPC schemes. Based on the input from all national consortium partners and other sources, the Wuppertal Institute prepared this detailed overview of the country-specific EPC assessment and certification procedures and their links to other policies and programmes, existing initiatives, and projects. The analysis was based on a list of almost 50 potential options for enhancing the existing EPC schemes. The aim of this deliverable is to present this stock-taking by a detailed analysis on which of the potential enhanced EPC elements are already implemented in which form in which country, covering all 28 countries that were EU member states until 31 January 2020. All partners conducted bilateral interviews with the major actors in the EPC procedures, including executive bodies on EPC at regional and/or national level. For countries not represented in the Consortium, Wuppertal Institut and EAP conducted specific literature research, e.g. from the Concerted Action EPBD, and aimed to obtain contributions from other member states. The information collected allows a detailed presentation on the elements implemented as well as a cross-country comparison matrix (see Annex I) in this report, which outlines the current EPC practices across the EU regarding the elements of a good practice scheme or innovative improvement options, their comparability, compliance with EU legislation, and to which extent they differ or converge. The results show, once more, the high diversity in EPC schemes across the EU. They also provide useful information in at least two directions: 1) which improvement options are not yet implemented at all or in sufficient quality in most QualDeEPC partner countries as well as other EU member states, and could therefore be interesting candidates for the further work of the QualDeEPC project in development, testing, discussion, and possibly implementation of elements for enhanced and converging EPC schemes; and 2) which countries, within or beyond the QualDeEPC project, offer good practice examples for the implementation of these options that could serve to guide the development and implementation in other countries. This deliverable will thus serve as a basis for the upcoming tasks to develop priorities and actual proposals for improvement of EPC schemes.

Description: The international architecture competition Solar Decathlon Europe was held in Wuppertal in 2022 and focused on sustainable building and living in the city. The student teams participating in the competition developed buildings that would enable climate-friendly living and be tailored to the "Mirke" district in Wuppertal and the individual needs of the residents in this neighborhood. Not only the neighborhood was the focus of the competition, but also the residents of the Mirke district were involved in the project through a neighborhood panel. As part of the Mirke neighborhood panel, three survey waves were conducted between May 2021 and August 2022. The results and insights gained from the neighborhood panel were incorporated into the project and shared with the architectural teams participating in the competition. In addition, the results were shared and discussed with the urban development department of the city of Wuppertal, local initiatives, and other partners in the neighborhood.

Description: To date, the circular economy has fallen short of its promise to reduce our resource demand and transform our production and consumption system. One key problem is the lack of understanding that highly promising strategies such as refuse, rethink, and reduce can be properly addressed using research on sufficiency. This article argues that a shift in focus is required in research and policy development from consumers who buy and handle circularly designed products to consumption patterns that follow the logic of sufficiency and explain how sufficiency-oriented concepts can be incorporated into existing social practices. The authors show that sufficiency is not necessarily as radical and unattractive as is often claimed, making it a suitable yet underrated strategy for sustainability and the transition to an effective circular economy. The case of urban gardening shows that small interventions can have far-reaching effects and transform consumption patterns as the logic of availability is contested by newly developed concepts of "enoughness" and opposition to "über-availability." The authors propose utilizing comprehensive state-of-the-art theories of consumption and human action when developing strategies and policies to make the circular economy sustainable while being more critical of utilitarian approaches. Using social practice theories that have proven to be beneficial allows human actions to be comprehensively analyzed by recognizing their embeddedness in social and material frameworks; addressing the meaning, competences, and materials of routinized human behavior; and examining indirect effects.

Description: Agriculture is a major sector responsible for greenhouse gas emissions. Local food production can contribute to reducing transport-related emissions. Since most of the worldwide population lives in cities, locally producing food implies practicing agriculture in urban and peri-urban areas. Exemplary, we analyze the potential to produce fresh vegetables within Berlin, Germany. We investigate the spatial extent of five different urban spaces for soil-based agriculture or gardening, i.e., non-built residential areas, allotment gardens, rooftops, supermarket parking lots, and cemeteries. We also quantify inputs required for such food production in terms of water, human resources, and investment. Our findings highlight that up to 82% of Berlin’s vegetable demand could be produced within the city, based on a reasonable validation of existing areas. Meeting this potential requires 42 km2 of urban spaces for cultivation, a considerable amount of irrigation water, around 17 thousand gardeners, and over 750 million EUR of initial investments. The final vegetable cost would be around 2 EUR to 10 EUR per kg without any profit margin. We conclude that it is realistic to produce a significant amount of Berlin's vegetable demand within the city, even if it comes with great challenges.

Description: Since the introduction of Germany's first Thermal Insulation Ordinance in the 1970s in response to the oil crisis, requirements for the energy performance of buildings have consistently increased. Today, these are ruled by the German Building Energy Act, which is currently being amended. Despite this continuous tightening of regulations, the energy consumption in German housing has hardly decreased. The continuous increase in residential space per person is a significant reason for this.

Description: Effective policies to mitigate climate change need to be accompanied by a socially just transition. Based on experiences of past and ongoing transition policies in coal regions in Europe and with indications to the specificity of framework conditions and challenges and to the potential effectiveness and transferability of approaches, this paper presents lessons learnt which can be inspirational for similar transitions in other coal regions and for transitions in other sectors.

Description: This case study examined the structural change in Lusatia caused by the system change from a centrally planned economy to a market economy in the period 1990-2015. It analysed the structural change process and the structural policies implemented as a reaction to this process with the objective to make this knowledge available for future structural change processes in other (coal) regions by deploying various qualitative and quantitative methods of empirical social and economic research. A discourse analysis helped to recognise who supported which structural policy approaches and why - and thus gives indications of the possible relevance of experiences for other regions.

Description: Sufficiency measures are potentially decisive for the decarbonisation of energy systems but rarely considered in energy policy and modelling. Just as efficiency and renewable energies, the diffusion of demand-side solutions to climate change also relies on policy-making. Our extensive literature review of European and national sufficiency policies fills a gap in existing databases. We present almost 300 policy instruments clustered into relevant categories and publish them as "Energy Sufficiency Policy Database". This paper provides a description of the data clustering, the set-up of the database and an analysis of the policy instruments. A key insight is that sufficiency policy includes much more than bans of products or information tools leaving the responsibility to individuals. It is a comprehensive instrument mix of all policy types, not only enabling sufficiency action, but also reducing currently existing barriers. A policy database can serve as a good starting point for policy recommendations and modelling, further research is needed on barriers and demand-reduction potentials of sufficiency policy instruments.

Description: To limit global warming, the use of carbon capture and storage technologies (CCS) is considered to be of major importance. In addition to the technical-economic, ecological and political aspects, the question of social acceptance is a decisive factor for the implementation of such low-carbon technologies. This study is the first literature review addressing the acceptance of industrial CCS (iCCS). In contrast to electricity generation, the technical options for large-scale reduction of CO2 emissions in the energy-intensive industry sector are not sufficient to achieve the targeted GHG neutrality in the industrial sector without the use of CCS. Therefore, it will be crucial to determine which factors influence the acceptance of iCCS and how these findings can be used for policy and industry decision-making processes. The results show that there has been limited research on the acceptance of iCCS. In addition, the study highlights some important differences between the acceptance of iCCS and CCS. Due to the technical diversity of future iCCS applications, future acceptance research must be able to better address the complexity of the research subject.

Description: Urban transitions and transformations research fosters a dialogue between sustainability transitions theory an inter- and transdisciplinary research on urban change. As a field, urban transitions and transformations research encompasses plural analytical and conceptual perspectives. In doing so, this field opens up sustainability transitions research to new communities of practice in urban environments, including mayors, transnational municipal networks, and international organizations.

Description: The European Landscape Convention urges countries to involve stakeholders including citizens in the governance of ordinary (urban) landscapes. This paper studies conflicting stakeholder perspectives on urban landscape quality in the context of urban sustainability transitions in six European urban regions in the Netherlands, Italy, France, Croatia, Belarus and the Russian Federation. Repertory grid technique helped to identify the dimensions through which persons evaluate urban landscape quality. Ninety-three (93) interviewees elicited 1400 bipolar constructs, such as "Edible green - Concrete" or "Community, group - Loneliness". They then selected two constructs they consider most relevant in the context of urban sustainability transitions, and ranked all pictures on a 10-points scale. The rankings were analyzed using Multiple Correspondence Analysis. We find that, in spite of the many social and cultural differences between the regions, stakeholders largely agree on the preferred direction of urban transitions; more green and blue spots where people can meet and undertake joint (leisure) activities. The main conflict is between, on the one hand, a preference for organized development and beautification and, on the other hand, naturalness (permeability of soil) and organic development. The paper considers several challenges for transition governance.

Description: When dealing with the Great Transformation towards a sustainable world (WBGU 2011), one defining factor is the stark contradiction in the availability of knowledge: While there is almost unlimited knowledge on many technical and economic aspects of the sustainability transformation, while in some way all the tools are available and we, in theory, know exactly how to use them, there is a lack of action at all levels. If we assume that in principle a majority of decision-makers has understood the necessity to act, this ultimately points to a lack of knowledge on how major transformations can be triggered. To use a common distinction, we have solid knowledge of the systems at play, we know the targets society should be heading for, and these targets have been globally and politically agreed to, but our knowledge on transformations, while growing, is obviously lacking. While this is true for all forms of knowledge to some extent, especially transformation knowledge requires more than just disciplinary or interdisciplinary research because it depends on transdisciplinary approaches that integrate the knowledge of practitioners from politics, administration, civil society and business.

Description: Impact chains are used in many different fields of research to depict the various impacts of an activity and to visualize the system in which this activity is embedded. Research has not yet conceptualized impact chains specifically for energy sufficiency policies. We develop such a concept based on current evaluation approaches and extend these by adding qualitative elements such as success factors and barriers. Furthermore, we offer two case studies in which we test this concept with the responsible climate action managers. We also describe options for integrating these impact chains into different types of energy models, which are key tools in policy consulting.

Description: This thesis conceptualizes the school as a socio-technical system, in which change towards sustainable development and a transition towards more climate awareness are necessary. The multi-level perspective (MLP) framework is applied to the German school system and to climate protection projects (CPPs) as examples of niche activities integrating climate protection (CP) in the school. The thesis utilizes the analytical levels of the MLP (landscape, regime, and niche) and the concept of regulative, cognitive, and normative rules and addresses the question: How do actors in CPPs perceive drivers and barriers for transitioning towards more climate awareness in the German school system? The data were collected through expert interviews and analyzed by conducting a qualitative content analysis. The results show that the German school system is characterized by an inherent rigidity, deep-set normative role dynamics, and an unappreciated role of schools in society. They also highlight the importance of public pressure, strategic CP orientation, and hands-on approaches. CPPs can be a driving force for this in individual schools, but, overall, CP needs to be addressed more systematically in the school and more substantial efforts and reforms are necessary. Highly motivated niche actors play an important role and represent key drivers for such developments. This thesis reveals the complex and systemic nature of the challenges the German school system is faced with. It highlights the difficulties of integrating CP and the importance of substantial and transformative political action. The thesis demonstrates the crucial need to recognize the significance of schools and their actors for society and to integrate new methods and approaches into the school. This thesis also contributes to the body of literature on socio-technical systems and sustainability transitions. It offers an operationalization of the MLP and reveals strengths and limits as well as future research outlooks.

Description: The Fit for 55 package stipulates a fair, competitive and green transition by 2030 and beyond. As part of this, increasing attention is given to the decarbonisation of the building stock: only 1 % of buildings in Europe are retrofitted each year, a number which must double if the EU is to meet its 2050 targets. Significant energy efficiency investments are needed, whilst the planned expansion of the EU-ETS to the building sector in 2026 will likely pass the carbon cost onto the consumer. This will increase the cost burden placed on low-income households, exacerbating energy poverty, if these two strategies are not counterbalanced by adequate policies and support mechanisms. The European Private Rented Sector (PRS) is often side-lined by policymakers when implementing energy efficiency policies to tackle energy poverty. As many as 1 in 10 Europeans spend 40 % or more of their income on housing costs, with those in the PRS struggling with energy-related problems, such as poor energy efficiency and maintenance, to a much greater degree than the general population. Understanding these challenges and creating targeted policies is of critical scientific and policy importance. To date, a pan-European policy on how to address energy poverty and energy efficiency improvements in the PRS is lacking; current European Union instruments to address such issues (including the Fit for 55, and the Clean Energy Package that preceded it) lack a dedicated approach towards the complex structural issues embedded in the European PRS. What is more, there is a limited understanding of the character of energy poverty in such residential dwellings, as well as policies to address energy injustices. We therefore examine current and historical disparities in energy poverty between the EU's PRS tenants and the general population by analysing a variety of quantitative indicators which reflect different dimensions of energy poverty. We then take stock of the policy landscape, identifying energy efficiency policies tailored to alleviate energy poverty in the PRS and common challenges. We subsequently interrogate possible solutions, drawing on existing good practice policies. In so doing, we aim to reduce the sector's political invisibility by addressing the lack of disaggregated, targeted data and dismantling barriers that currently lead to the PRS being disproportionately affected by energy poverty.

Description: This article enriches the existing literature on the importance and role of the social sciences and humanities (SSH) in renewable energy sources research by providing a novel approach to instigating the future research agenda in this field. Employing a series of in-depth interviews, deliberative focus group workshops and a systematic horizon scanning process, which utilised the expert knowledge of 85 researchers from the field with diverse disciplinary backgrounds and expertise, the paper develops a set of 100 priority questions for future research within SSH scholarship on renewable energy sources. These questions were aggregated into four main directions: (i) deep transformations and connections to the broader economic system (i.e. radical ways of (re)arranging socio-technical, political and economic relations), (ii) cultural and geographical diversity (i.e. contextual cultural, historical, political and socio-economic factors influencing citizen support for energy transitions), (iii) complexifying energy governance (i.e. understanding energy systems from a systems dynamics perspective) and (iv) shifting from instrumental acceptance to value-based objectives (i.e. public support for energy transitions as a normative notion linked to trust-building and citizen engagement). While this agenda is not intended to be—and cannot be—exhaustive or exclusive, we argue that it advances the understanding of SSH research on renewable energy sources and may have important value in the prioritisation of SSH themes needed to enrich dialogues between policymakers, funding institutions and researchers. SSH scholarship should not be treated as instrumental to other research on renewable energy but as intrinsic and of the same hierarchical importance.

Description: Which of Pope Francis' countless appearances will posterity consider truly iconic? Probably neither his journey to the shipwrecked in Lampedusa nor his encounter with the indigenous peoples of the Amazon, although both are characteristic of the pontificate - rather, it will be his appearance in the deserted St. Peter's Square during the coronavirus pandemic. A single figure in white, alone, laboriously climbing the steps to St. Peter's Basilica, then offering the Urbi et Orbi blessing with the monstrance - that image will be in the history books. This view undoubtedly thrives on contrast: the image of the Pope standing alone in the rain at nightfall in contrast to the image familiar to television viewers from all over the world where the Pope appears in St Peter's Square amidst the cheering of tens or hundreds of thousands under Bernini's colonnades. And then, in March 2020, a formidable showing of vulnerability that touched even non-believers.

Description: As the worldwide remaining carbon budget decreases rapidly, countries across the globe are searching for solutions to limit greenhouse gas emissions. As the production and use of coal is among the most carbon-intensive processes, it is foreseeable that coal regions will be particularly affected by the consequences of a transformation towards a climate-neutral economy and energy system. Challenges arise in the area of energy production, environmental protection, but also for economic and social aspects in the transforming regions - often coined with the term "Just Transition". For the decision makers in coal regions, there is an urgent need for support tools that help to kick off measures to diversify the local economies while at the same time supporting the local workers and communities. The Wuppertal Institute aims to support coal regions worldwide by developing a Just Transition Toolbox, which illustrates the challenges and opportunities of a sustainable transition for a global audience. It comprises information about strategy development, sets recommendations for governance structures, fostering sustainable employment, highlights technology options and sheds light on the environmental rehabilitation and repurposing of coal-related sites and infrastructure. The toolbox builds on the work of the Wuppertal Institute for the EU Initiative for Coal Regions in Transition and takes into account country-specific findings from the SPIPA-partner countries India, Indonesia, South Africa, Japan, South Korea, Canada and the USA. The acronym SPIPA is short for "Strategic Partnerships for the Implementation of the Paris Agreement" an EU-BMU programme co-financed by the GIZ.

Description: The war in Ukraine is changing the political landscape at breakneck speed. How should politics and society react to high energy prices and a precarious dependence on fossil fuels imports? Can modern societies get by with much less energy? Energy sufficiency can play an important role in answering these questions. The contributions in this Special topic explore sufficiency as an interdisciplinary research topic for energy modeling, scenarios, and policy.

Description: To address climate change, the decarbonisation of Germany's existing building stock urgently needs to be prioritised. However, the rate and depth of refurbishment has lagged behind official targets for years. This is a particular problem in the rental sector, where the costs and benefits of energy efficiency measures tend to be unevenly distributed between landlords and tenants (the so-called "landlord-tenant dilemma"). Within the context of the current policy landscape, investments in energy efficiency consequently make most sense for landlords if the upfront costs can be refinanced via increased rental income or reduced vacant periods. This paper seeks to investigate the validity of this statement at city level by using a large dataset from one of Germany’s main internet property platforms to examine how the willingness of tenants to pay for energy efficiency varies across residential locations in the city of Wuppertal. The small-scale spatial analysis highlights the existence of a price premium for energy efficiency in the rental market for apartments; however, this premium is generally small (especially in comparison to other property enhancements, especially visible improvements) or even non-existent in some residential areas. Consequently, investing in energy efficiency is rarely an attractive option for landlords. Therefore, strong policy action, aligned with social and urban development policy objectives, is necessary to establish an effective incentive structure in the market and make investing in energy efficiency more attractive for both landlords and tenants.

Description: Since the middle of the 20th century, human society experiences a "Great Acceleration" manifesting in historically remarkable growth rates that create severe sustainability problems. The globally exploding potentials of information and knowledge exchange have been and are vital drivers for this acceleration. Society has now come to the point that it requires a "Great Transformation" towards sustainability to ensure the viability of the planet for a vital society. The energy transition plays a central role for this transformation. In this context, human society has developed a comparably good understanding of the necessary infrastructural changes of this transition. For transforming the patterns of energy production and use in an energy transition as part of the "Great Transformation", this process of change now needs to strengthen its focus on information, communication, and knowledge systems. Human society needs to establish a knowledge system that has the potential to create usable knowledge for sustainability solutions. This requires organizing a communication system that is sufficiently complex, interconnected, and, at the same time, efficient for integrating reflexive, open-ended, inter- and transdisciplinary learning, evaluation, and knowledge co-production processes across multiple levels. This challenge opens a wide field of research. This cumulative dissertation contributes to research in this direction by applying a systemic sustainability perspective on the content and organization of communication in the field of research on sustainable energy and the operational level of municipal climate action as part of the energy transition. Regarding sustainability, this thesis uses strong sustainability and its principles as a frame for evaluating the content of communication. Regarding the systemic perspective, the thesis particularly relies on the following theories: (i) the human-environment system model by R. Scholz as an overarching framework regarding interactions between humans and nature, (ii) social systems theory by N. Luhmann to reflect the complexity of society, (iii) knowledge management to consider the human character of knowledge and a practice-oriented perspective, and (iv) management cybernetics, in particular, the Viable System Model by S. Beer as a framework to analyze and assess organizational structures. Furthermore, the thesis leverages the potential of text mining as a method to identify and visualize patterns in texts that reflect prevalent paradigms in communication. The thesis applies the above conceptual and methodological basis in three case studies. Case Study 1 investigates the measures proposed in 16 municipal climate action plans of regional centers in Lower Saxony, Germany. It uses a text mining approach in the form of an Summary interpretation network analysis. It analyzes how different societal subsystems are connected at the semantic level and to what extent sustainability principles can be recognized. Case Study 2 analyzes and reflects paradigms and discursive network structures in international scientific publications on sustainable energy. The study investigates 26533 abstracts published from 1990 to 2016 using a text mining approach, in particular topic modeling via latent Dirichlet allocation. Case Study 3 turns again to the cases of municipal climate action in Lower Saxony examined in Case Study 1. It examines the involvement of climate action managers of these cities in multilevel knowledge processes. Using design principles for knowledge systems, it evaluates to what extent knowledge is managed in this field across levels for supporting the energy transition and to what extent local innovation potential is leveraged or supported. The three case studies show that international research on sustainable energy and municipal climate action in Germany provide promising contributions to achieve a transformation towards sustainability but do not fully reflect the complexity of society and still support a growth paradigm, in contrast to a holistic sustainability paradigm. Further, the case studies show that research and local action are actively engaging with the diversity of energy technologies but are lagging in dealing with the socio-epistemic (communication) system, especially with regard to achieving cohesion. Using the example of German municipalities, Case Studies 1 and 3 highlight the challenges of achieving coherent local action for sustainability and bottom-up organizational learning due to incomplete or uncoordinated multilevel knowledge exchange. At the same time, the studies also point out opportunities for supporting the required coherent multilevel learning processes based on local knowledge. This can be achieved, for instance, by strengthening the coordinating role of intermediary organizational units or establishing closer interactions between the local operational units and the national level. The thesis interprets and synthesizes the results of the three case studies from its systemic sustainability perspective. On this basis, it provides several generalized recommendations that should be followed for establishing viable communication systems, especially but not exclusively in policy-making: Systemic holism: Consider matter, energy, and information flows as an integrated triplet in the context of scales, structures, and time in the various subsystems. Knowledge society: Focus on the socio-epistemic (communication) system, e.g., using the perspective of knowledge systems and associated design principles considering, for instance, working environments across horizontal and vertical levels, knowledge forms and types, and knowledge processes. Sufficiency communication: Emphasize sufficiency approaches, make it attractive, and find differentiated ways for communicating them. Multilevel cohesion and innovation: Achieve cohesion between the local and higher levels and leverage local innovations while avoiding isolated local action. Organizational interface design: Define the role of organizational units by the interactions they create at the interfaces with and between societal subsystems. Local transdisciplinarity: Support local transdisciplinary approaches integrating various subsystems, especially industry, while coordinating these approaches from a higher level for leveraging local innovation. Digital public system: Exploit existing digital technologies or infrastructures in the public system and recognize the value of data in the public sphere for achieving cohesion. Beyond the above recommendations, this thesis suggests that potential for further research lies in: Advancing nature-inspired systemic frameworks. Understanding the structure and creation of human knowledge. Developing text mining methodologies towards solution-oriented approaches.

Description: The transdisciplinary research mode has gained prominence in the research on and for sustainability transformations. Yet, solution-oriented research addressing complex sustainability problems has become complex itself, with new transdisciplinary research formats being developed and tested for this purpose. Application of new formats offers learning potentials from experience. To this end, we accompanied fourteen research projects conceptualized as real-world labs (RwLs) from 2015 to 2018. RwLs were part of a funding program on "Science for Sustainability" in the German federal state of Baden-Württemberg. Here, we combine conceptual and empirical work to a structured collection of experiences and provide a comprehensive account of RwLs. First, we outline characteristics of RwLs as transformation oriented, transdisciplinary research approach, using experiments, enabling learning and having a long-term orientation. Second, we outline eleven success factors and concrete design notes we gained through a survey of the 14 RwLs: (1) find the right balance between scientific and societal aims, (2) address the practitioners needs and restrictions, (3) make use of the experimentation concept, (4) actively communicate, (5) develop a "collaboration culture", (6) be attached to concrete sites, (7) create lasting impact and transferability, (8) plan for sufficient time and financial means, (9) adaptability, (10) research-based learning, and (11) recognize dependency on external actors. Characteristics and success factors are combined to illustrate practical challenges in RwLs. Third, we show which methods could be used to cope with challenges in RwLs. We conclude discussing the state of debate on RwLs and outline future avenues of research.

Description: Practices of urban experimentation are currently seen as a promising approach to making planning processes more collaborative and adaptive. The practices develop not only in the context of ideal-type concepts of urban experiments and urban labs but also organically in specific governance contexts. We present such an organic case in the city of Wuppertal, Germany, centred around a so-called change-maker initiative, "Utopiastadt." This initiative joined forces with the city administration and collaborated with a private property owner and the local economic development agency in an unusual planning process for the development of a central brownfield site. Ultimately, the consortium jointly published a framework concept that picked up the vision of the "Utopiastadt Campus" as an open-ended catalyst area for pilot projects and experiments on sustainability and city development. The concept was adopted by the city council and Utopiastadt purchased more than 50% of the land. In order to analyse the wider governance context and power struggles, we apply the social-constructivist theory of Strategic Action Fields (SAFs). We focused on the phases of contention and settlement, the shift in interaction forms, the role of an area development board as an internal governance unit and the influences of proximate fields, strategic action, and state facilitation on the development. We aim to demonstrate the potential of the theory of SAFs to understand a long-term urban development process and how an episode of experimentation evolved within this process. We discuss the theory's shortcomings and reflect critically on whether the process contributed to strengthening collaborative and experimental approaches in the governance of city development.

Description: Citizen science is a transdisciplinary approach that responds to the current science policy agenda: in terms of supporting open science, and by using a range of science communication instruments. In particular, it opens up scientific research processes by involving citizens at different phases; this also creates a range of opportunities for science communication to happen This article explores methodological and practical characteristics of citizen science as a form of science communication by examining three case studies that took different approaches to citizens' participation in science. Through these, it becomes clear that communication in citizen science is "always" science communication and an essential part of "doing science".

Description: Science and education are central fields and a lever for sustainable development. With the newly developed student teaching and learning format "Transformative Innovation Lab" - TIL for short - students are to be enabled to conduct independent transformative research. To this end, the researchers, under the direction of the Wuppertal Institute, developed and tested the new learning concept in the project "Development, testing and dissemination of new qualification offers for 'change agents' for transformative learning using the real-world laboratory approach" (EEVA). The detailed results and numerous implementation tips have been published in a practical handbook aimed at academic teaching staff and other multipliers.

Description: Stable organic carbon and nitrogen isotopes can be used to interpret past vegetation patterns and ecosystem qualities. Here we present these proxies for two loess-palaeosol sequences from the southern Carpathian Basin to reconstruct the palaeoenvironment during the past 350 ka and establish regional commonalities and differences. Until now, isotopic studies on loess sequences from this region were only conducted on deposits from the last glacial cycle. We conducted methodological tests concerning the complete decalcification of the samples prior to stable isotope analyses. Two decalcification methods (fumigation method and wet chemical acidification), different treatment times, and the reproducibility of carbon isotope analyses were tested. Obtained results indicate that the choice of the decalcification method is essential for organic carbon stable isotope analyses of loess-palaeosol sequences because ratios vary by more than 10‰ between the wet chemical and fumigation methods, due to incomplete carbonate removal by the latter. Therefore, we suggest avoiding the fumigation method for studies on loess-palaeosol sequences. In addition, our data show that samples with TOC content 〈0.2% bear increased potential for misinterpretation of their carbon isotope ratios. For our sites, C3-vegetation is predominant and no palaeoenvironmental shifts leading to a change of the dominant photosynthesis pathway can be detected during the Middle to Late Pleistocene. Furthermore, the potential for further stable nitrogen isotope studies is highlighted, since this proxy seems to reflect especially past precipitation patterns and reveals favourable conditions in the southern Carpathian Basin, especially during interstadials.

Description: In Antarctic and Subantarctic environments, 14C-based age determination is often challenging due to unknown reservoir effects, low organic carbon contents of sediments, and high contributions of petrogenic (14C-free) carbon in ice marginal settings. In this study, we evaluate possible benefits and challenges of compound-specific radiocarbon analysis (CSRA) as a tool for age determination of marine Antarctic and Subantarctic sediment sequences. We present a comprehensive data set of 14C ages obtained on bulk organic carbon, carbonates, and on fatty acids (FA) from three coastal marine sediment cores from Subantarctic South Georgia and East Antarctica. Low molecular weight (LMW) FA represent the least 14C-depleted fraction, indicating that the phytoplankton-derived compounds can be a means of dating sediments. In contrast, vascular plant-derived high molecular weight FA are systematically depleted in 14C relative to the low molecular weight homologues, reflecting processes such as soil formation/erosion in the catchment. Comparative age-depth models show significant differences, depending on the material used for the respective models. While the land plant-derived FA may lead to an overestimation of the actual sediment age, LMW FA reveal complex aquatic reservoir effects. Bulk sedimentary organic carbon 14C ages likely provide appropriate age estimates in settings with low petrogenic carbon input in the Antarctic, whereas CSRA has the potential to produce improved age control in settings with high contributions of petrogenic carbon.

Description: It is widely assumed that the ventilation of the Southern Ocean played a crucial role in driving glacial-interglacial atmospheric CO2 levels. So far, however, ventilation records from the Indian sector of the Southern Ocean are widely missing. Here we present reconstructions of water residence times (depicted as ΔΔ14C and Δδ13C) for the last 32,000 years on sediment records from the Kerguelen Plateau and the Conrad Rise (~570- to 2,500-m water depth), along with simulated changes in ocean stratification from a transient climate model experiment. Our data indicate that Circumpolar Deep Waters in the Indian Ocean were part of the glacial carbon pool. At our sites, close to or bathed by upwelling deep waters, we find two pulses of decreasing ΔΔ14C and δ13C values (~21–17 ka; ~15–12 ka). Both transient pulses precede a similar pattern in downstream intermediate waters in the tropical Indian Ocean as well as rising atmospheric CO2 values. These findings suggest that 14C-depleted, CO2-rich Circumpolar Deep Water from the Indian Ocean contributed to the rise in atmospheric CO2 during Heinrich Stadial 1 and also the Younger Dryas and that the southern Indian Ocean acted as a gateway for sequestered carbon to the atmosphere and tropical intermediate waters.

Description: There is a converging body of evidence supporting a measurable slowdown of the Atlantic Meridional Overturning Circulation (AMOC) as climate warms and Northern Hemisphere ice sheets inexorably shrink. Within this context, we assess the variability of the AMOC during the Holocene based on a marine sediment core retrieved from the deep northwest Atlantic, which sensitively recorded large-scale deglacial transitions in deep water circulation. While there is a diffuse notion of Holocene variability in Labrador and Nordic Seas overturning, we report a largely invariable deep water circulation for the last ~11,000 years, even during the meltwater pulse associated with the 8.2-ka event. Sensitivity tests along with high-resolution 231Pa/230Th data constrain the duration and the magnitude of possible Holocene AMOC variations. The generally constant baseline during the Holocene suggests attenuated natural variability of the large-scale AMOC on submillennial timescales and calls for compensating effects involving the upstream components of North Atlantic Deep Water.

Description: Tunnel valleys are major features of glaciated margins and they enable meltwater expulsion from underneath a thick ice cover. Their formation is related to the erosion of subglacial sediments by overpressured meltwater and direct glacial erosion. Yet, the impact of pre-existing structures on their formation and morphology remains poorly known. High-quality 3D seismic data allowed the mapping of a large tunnel valley that eroded underlying preglacial delta deposits in the southern North Sea. The valley follows the N–S strike of crestal faults related to a Zechstein salt wall. A change in downstream tunnel valley orientation towards the SE accompanies a change in the strike direction of salt-induced faults. Fault offsets indicate important activity of crestal faults during the deposition of preglacial deltaic sediments. We propose that crestal faults facilitated tunnel valley erosion by acting as high-permeability pathways and allowing subglacial meltwater to reach low-permeability sediments in the underlying Neogene deltaic sequences, ultimately resulting in meltwater overpressure build-up and tunnel valley excavation. Active faults probably also weakened the near-surface sediment to allow a more efficient erosion of the glacial substrate. This control of substrate structures on tunnel valley morphology is considered as a primary factor in subglacial drainage pattern development in the study area.

Description: The timing and mechanisms of the Cretaceous sea incursions into Central Asia are still poorly constrained. We provide a new chronostratigraphic framework based on biostratigraphy and magnetostratigraphy together with detailed paleoenvironmental analyses of Cretaceous records of the proto-Paratethys Sea fluctuations in the Tajik and Tarim basins. The Early Cretaceous marine incursion in the western Tajik Basin was followed by major marine incursions during the Cenomanian (ca. 100 Ma) and Santonian (ca. 86 Ma) that reached far into the eastern Tajik and Tarim basins. These marine incursions were separated by a Turonian-Coniacian (ca. 92–86 Ma) regression. Basin-wide tectonic subsidence analyses imply that the Early Cretaceous sea incursion into the Tajik Basin was related to increased Pamir tectonism. We find that thrusting along the northern edge of the Pamir at ca. 130–90 Ma resulted in increased subsidence in a retro-arc basin setting. This tectonic event and coeval eustatic highstand resulted in the maximum observed geographic extent of the sea during the Cenomanian (ca. 100 Ma). The following Turonian-Coniacian (ca. 92–86 Ma) major regression, driven by eustasy, coincides with a sharp slowdown in tectonic subsidence during the late orogenic unloading period with limited thrusting. The Santonian (ca. 86 Ma) major sea incursion was likely controlled by eustasy as evidenced by the coeval fluctuations in the west Siberian Basin. An early Maastrichtian cooling (ca. 71–70 Ma), potentially connected to global Late Cretaceous trends, is inferred from the replacement of mollusk-rich limestones by bryozoan- and echinoderm-rich limestones.

Description: Columnar jointed lava is an important facies in many geothermal reservoir systems. The permeability of jointed lavas is dominated by the contribution from fracture networks. We use a scaling for the permeability of a set of fractures in a solid or porous mass and extend this to arrays of hexagonal intercolumn fractures. To validate our analytical results, we create numerical domains with relevant geometries and extract system-scale permeability using the LBflow lattice-Boltzmann fluid flow simulation tool. Finally, we model the cooling contraction of columns to extend our results so that they predict the permeability with time after lava emplacement. Importantly, we use these results to estimate the range of permeabilities typical of columnar joints that form during cooling from high temperature and are preserved in the crust at moderate to low temperatures.

Description: Detailed organic geochemical and carbon isotopic (δ13C and Δ14C) analyses are performed on permafrost deposits affected by coastal erosion (Herschel Island, Canadian Beaufort Sea) and adjacent marine sediments (Herschel Basin) to understand the fate of organic carbon in Arctic nearshore environments. We use an end-member model based on the carbon isotopic composition of bulk organic matter to identify sources of organic carbon. Monte Carlo simulations are applied to quantify the contribution of coastal permafrost erosion to the sedimentary carbon budget. The models suggest that ~40% of all carbon released by local coastal permafrost erosion is efficiently trapped and sequestered in the nearshore zone. This highlights the importance of sedimentary traps in environments such as basins, lagoons, troughs, and canyons for the carbon sequestration in previously poorly investigated, nearshore areas.

Description: The transition from the Pliocene to the Pleistocene was accompanied by major tectonic reorganizations of key oceanic gateways. In particular, the gradual closure of the Panama Gateway and the constriction of the Indonesian Gateway significantly affected the structure of the Pacific thermocline. In the East Pacific, the thermocline shoaled from an early Pliocene El Niño-like depth to its modern state, which had significant implications for global climate. Here we use Mg/Ca temperature estimates from subsurface and thermocline dwelling foraminifera to reconstruct the meridional Plio-Pleistocene evolution of the Southeast Pacific thermocline, in relation to atmospheric circulation changes. In combination with similar reconstructions from the north-equatorial Pacific, our data indicate a change in the thermocline, responding to the northward displacement of the Intertropical Convergence Zone/South Pacific High system between ~3.8 and 3.5 Ma. After 3.5 Ma, we record a second major phase of thermocline shoaling, which points to the Intertropical Convergence Zone/South Pacific High-system movement toward its modern position along with the gradual cooling of the Northern Hemisphere and its associated glaciation. These findings highlight that a warming globe may affect equatorial regions more intensively due to the potential temperature-driven movement of the Intertropical Convergence Zone/South Pacific High and their associated oceanic systems.

Description: The brittle-ductile transition is a domain of finite extent characterized by high differential stress where both brittle and ductile deformation are likely to occur. Understanding its depth location, extent, and stability through time is of relevance for diverse applications including subduction dynamics, mantle-surface interactions, and, more recently, proper targeting of high-enthalpy unconventional geothermal resources, where local thermal conditions may activate ductile creep at shallower depths than expected. In this contribution, we describe a thermodynamically consistent physical framework and its numerical implementation, therefore extending the formulation of the companion paper Jacquey and Cacace (2020, https://doi.org/10.1029/2019JB018474) to model thermo-hydro-mechanical coupled processes responsible for the occurrence of transitional semi-brittle, semi-ductile behavior in porous rocks. We make use of a damage rheology to account for the macroscopic effects of microstructural processes leading to brittle-like material weakening and of a rate-dependent plastic model to account for ductile material behavior. Our formulation additionally considers the role of porosity and its evolution during loading in controlling the volumetric mechanical response of a stressed rock. By means of dedicated applications, we discuss how our damage poro-visco-elasto-viscoplastic rheology can effectively reconcile the style of localized deformation under different confining pressure conditions as well as the bulk macroscopic material response as recorded by laboratory experiments under full triaxial conditions.

Description: This paper presents evidence for a limnological response to the Laacher See eruption (LSE) as detected in lake sediments from Nahe, northern Germany. The sediment section of the Allerød period dating to between 13 422 and 12 708 cal. a BP is preserved in annual laminations. Within this section, the LSE was identified as a cryptotephra layer (12 944±44 cal. a BP). Microfacies analysis, continuous high-resolution geochemical measurements and pollen analyses enabled a high-resolution reconstruction of environmental change. The older part of the Allerød (c. 13 422 to 12 943 cal. a BP) was characterized by relatively stable sedimentation conditions. Evidence for windier conditions dating to c. 13 160 to 13 080 cal. a BP probably reflects the Gerzensee oscillation. Pronounced changes of the lake sedimentation followed the LSE. Four unusually thick varves with increased amounts of allochthonous material indicate serious disturbance of the local environment immediately after the LSE, related to increased storminess and/or the occurrence of high intensity rainfall events. A pronounced reduction of biogenic silica accumulation for c. 60 years after the LSE could reflect a period of acidification. Indications of a simultaneous lake level increase until c. 60 years after the LSE are in line with the supposed reduced evapotranspiration associated with cooler conditions. About 120 years after the LSE, increased oxygen access at the lake bottom, allochthonous input and Cl fluxes point to an onset of increasingly stronger westerly winds, probably as a long-term response to the LSE. This supports the idea of a southward shift of the mid-latitude westerlies wind system within the interval between the LSE and the beginning of the Younger Dryas. The pace of the southwards shift of this wind system decreased from 10 km a−1 in the initial phase (40–120 years after LSE) to 6 km a−1 in the later phase (120–200 years after LSE).

Description: Upwelling ocean currents associated with oxygen minimum zones (OMZs) supply nutrients fuelling intense marine productivity. Perturbations in the extent and intensity of OMZs are projected in the future, but it is currently uncertain how this will impact fluxes of redox-sensitive trace metal micronutrients to the surface ocean. Here we report seawater concentrations of Fe, Mn, Co, Cd, and Ni alongside the redox indicator iodide/iodate in the Peruvian OMZ during the 2015 El Niño event. The El Niño drove atypical upwelling of oxygen-enriched water over the Peruvian Shelf, resulting in oxidized iodine and strongly depleted Fe (II), total dissolved Fe, and reactive particulate Fe concentrations relative to non-El Niño conditions. Observations of Fe were matched by the redox-sensitive micronutrients Co and Mn, but not by non-redox-sensitive Cd and Ni. These observations demonstrate that oxygenation of OMZs significantly reduces water column inventories of redox-sensitive micronutrients, with potential impacts on ocean productivity.

Description: Heat transport in natural porous media, such as aquifers or streambeds, is generally modeled assuming local thermal equilibrium (LTE) between the fluid and solid phases. Yet, the mathematical and hydrogeological conditions and implications of this simplification have not been fully established for natural porous media. To quantify the occurrence and effects of local thermal disequilibrium during heat transport, we systematically compared thermal breakthrough curves from a LTE with those calculated using a local thermal nonequilibrium (LTNE) model, explicitly allowing for different temperatures in the fluid and solid phases. For the LTNE model, we developed a new correlation for the heat transfer coefficient representative of the conditions in natural porous aquifers using six published experimental results. By conducting an extensive parameter study (〉50,000 simulations), we show that LTNE effects do not occur for grain sizes smaller than 7 mm or for groundwater flow velocities that are slower than 1.6 m day−1. The limits of LTE are likely exceeded in gravel aquifers or in the vicinity of pumped bores. For such aquifers, the use of a LTE model can lead to an underestimation of the effective thermal dispersion by a factor of up to 30 or higher, while the advective thermal velocity remains unaffected for most conditions. Based on a regression analysis of the simulation results, we provide a criterion which can be used to determine if LTNE effects are expected for particular conditions.

Description: Tunnel valleys are assumed to form near the margin of ice sheets. Hence, they can be used to reconstruct the dynamics of former ice margins. The detailed formation and infill of tunnel valleys, however, are still not well understood. Here, we present a dense grid of high-resolution 2D multi-channel reflection seismic data from the German sector of the southeastern North Sea imaging tunnel valleys in very great detail. Three tunnel valley systems were traced over distances ranging between 11 and 21 km. All tunnel valleys are completely filled and buried. They differ in incision depth, incision width and number of incisions. The tunnel valleys cut 130–380 m deep into Neogene, Palaeogene and Cretaceous sediments; they show a lower V-shaped and an upper U-shaped morphology. For individual tunnel valleys, the overall incision direction ranges from east–west to northeast–southwest. Two tunnel valleys intersect at an oblique angle without reuse of the thalweg. These valleys incise into a pre-existing glaciotectonic complex consisting of thrust sheets in the northwest of the study area. The analysis of the glaciotectonic complex and the tunnel valleys leads us to assume that we identified several marginal positions of (pre-)Elsterian ice lobes in the southeastern North Sea.

Description: The climate of the western Mediterranean was characterized by a strong precipitation gradient during the Holocene driven by atmospheric circulation patterns. The scarcity of terrestrial paleoclimate archives has precluded exploring this hydroclimate pattern during Marine Isotope Stages 5 to 3. Here we present stable carbon and oxygen isotope records from three flowstones from southeast Iberia, which show that Dansgaard/Oeschger events were associated with more humid conditions. This is in agreement with other records from the Iberian Peninsula, the Mediterranean, and western Europe, which all responded in a similar way to millennial-scale climate variability in Greenland. This general increase in precipitation during Dansgaard/Oeschger events cannot be explained by any present-day or Holocene winter atmospheric circulation pattern. Instead, we suggest that changes in sea surface temperature played a dominant role in determining precipitation amounts in the western Mediterranean.

Description: The Middle Eocene Climatic Optimum (MECO) was a gradual warming event and carbon cycle perturbation that occurred between 40.5 and 40.1 Ma. A number of characteristics, including greater-than-expected deep-sea carbonate dissolution, a lack of globally coherent negative δ13C excursion in marine carbonates, a duration longer than the characteristic timescale of carbon cycle recovery, and the absence of a clear trigger mechanism, challenge our current understanding of the Earth system and its regulatory feedbacks. This makes the MECO one of the most enigmatic events in the Cenozoic, dubbed a middle Eocene “carbon cycle conundrum.” Here we use boron isotopes in planktic foraminifera to better constrain pCO2 changes over the event. Over the MECO itself, we find that pCO2 rose by only 0.55–0.75 doublings, thus requiring a much more modest carbon injection than previously indicated by the alkenone δ13C-pCO2 proxy. In addition, this rise in pCO2 was focused around the peak of the 400 kyr warming trend. Before this, considerable global carbonate δ18O change was asynchronous with any coherent ocean pH (and hence pCO2) excursion. This finding suggests that middle Eocene climate (and perhaps a nascent cryosphere) was highly sensitive to small changes in radiative forcing.

Description: Millennial-scale reductions in monsoon precipitation, so-called Weak Monsoon Intervals (WMIs), have been identified in numerous paleoclimate records across the Afro-Asian monsoon domain throughout the last glacial-interglacial cycle. These are considered the regional response to cooling during Heinrich events in the North Atlantic realm and several mechanisms have been suggested to explain this hemisphere-scale climatic teleconnection. In particular, reductions in Indian Ocean sea surface temperature (SST) have been proposed as the linking element between Heinrich events and WMIs. However, the validity of this relationship has only been demonstrated for the last ~20 kyr, leaving unresolved whether it also holds on longer time scales. Here we present a new paired record of planktonic foraminifera-based δ18Osw-ivc and UK'37-based SST from the northern Bay of Bengal, covering the last ~130 kyr. The δ18Osw-ivc record clearly reflects orbitally paced changes of Indian Summer Monsoon intensity superimposed by centennial- to millennial-scale WMIs that occurred synchronously to North Atlantic Heinrich events. Comparison with the UK'37-based SST reconstruction reveals, however, that WMIs in most cases were not paralleled by ocean surface cooling, questioning whether Indian Ocean SST lowering was the linking element between Heinrich events and reductions in monsoon precipitation in Asia also during the last glacial period.

Description: Vertical and horizontal components of GNSS displacements in the Long Valley Caldera and adjacent Sierra Nevada range show a clear correlation with hydrological trends at both multiyear and seasonal time scales. We observe a clear vertical and horizontal seasonal deformation pattern primarily attributable to the solid earth response to hydrological surface loading at large-to-regional (Sierra Nevada range) scales. Several GNSS sites, located at the eastern edge of the Sierra Nevada along the southwestern rim of Long Valley Caldera, also show significant horizontal deformation that cannot be explained by elastic deformation from surface loading. Due to the location of these sites and the strong correlation between their horizontal displacements and spring discharge, we hypothesize that this deformation reflects poroelastic processes related to snowmelt runoff water infiltrating into the Sierra Nevada slopes around Long Valley Caldera. Interestingly, this is also an area where water infiltrates to feed the local hydrothermal system, and where snowmelt-induced earthquake swarms have been recently detected.

Description: On interannual timescales the growth rate of atmospheric CO2 is largely controlled by the response of the land and ocean carbon sinks to climate variability. Yet, it is unknown to what extent this variability limits the predictability of atmospheric CO2 variations. Using perfect-model Earth System Model simulations, we show that variations in atmospheric CO2 are potentially predictable for 3 years. We find a 2-year predictability horizon for global oceanic CO2 flux with longer regional predictability of up to 7 years. The 2-year predictability horizon of terrestrial CO2 flux originates in the tropics and midlatitudes. With the predictability of the isolated effects of land and ocean carbon sink on atmospheric CO2 of 5 and 12 years respectively, land dampens the overall predictability of atmospheric CO2 variations. Our research shows the potential of Earth System Model-based predictions to forecast multiyear variations in atmospheric CO2.

Description: Understanding hemisphere-wide millennial-scale temperature variability during past glacials in response to ice sheet dynamics and orbital forcing is one of the key targets for Quaternary climate research. While an inland propagation of abrupt temperature changes into Eurasia from the North Atlantic realm during the last glacial (Weichselian) receives increasingly broad support, much less is known regarding the penultimate glacial (Saalian) temperature variability, especially from a continental interior perspective. Here, we present a TEX86-derived lake surface temperature (LST) record from the former Black Sea “Lake” covering nearly the entire Marine Isotope Stage (MIS) 6. While orbital-scale LST cooling likely relates to meltwater discharge from the retreating Eurasian Ice Sheet during insolation maxima, millennial-scale LST variability suggests interstadial warming in phase with Greenland and northern Mediterranean Sea temperature records during the first half of MIS 6. Although summer insolation reached an interglacial-like level during this period, we propose that the reduced extent of the Eurasian Ice Sheet associated with northward shifted atmospheric fronts was ultimately responsible for the inland propagation of Dansgaard-Oeschger-like temperature variability. During the second half of MIS 6, temperature patterns across the North Atlantic-Eurasian corridor were more variable and less comparable with each other, likely because of the larger continental ice sheet weakening northern hemisphere atmospheric teleconnections. Temperature records across the North Atlantic-Eurasian realm suggest a weaker atmospheric teleconnection during MIS 6 compared to MIS 3, likely related to a stronger imprint of the Eurasian Ice Sheet on the continental and regional climate.

Description: We present a local earthquake tomography to illuminate the crustal and uppermost mantle structure beneath the southern Puna plateau and to test the delamination hypothesis. Vp and Vp/Vs ratios were obtained using travel time variations recorded by 75 temporary seismic stations between 2007 and 2009. In the upper crust, prominent low Vp anomalies are found beneath the main volcanic centers, indicating the presence of magma and melt beneath the southern Puna plateau. Beneath the Moho at around 90-km depth, a strong high Vp anomaly is detected just west of the giant backarc Cerro Galan ignimbrite caldera. This high Vp anomaly is only resolved if earthquakes with an azimuthal gap up to 300° are included in the inversion. However, we show through data subset and synthetic tests that the anomaly is robust due to our specific station-event geometry and interpret it as a delaminated block of lower crust and uppermost mantle lithosphere under the southern Puna plateau. The low velocities in the crust are interpreted as a product of the delamination event that triggered the rise of fluids and melts into the crust and induced the high topography in this part of the plateau. The tomography also reveals the existence of low-velocity anomalies that link arc magmatism at the Ojos del Salado volcanic center with slab seismicity clusters at depths of about 100 and 150 km and support fluid transport in the mantle wedge due to dehydration reaction within the subducted slab.

Description: Geophysical and geochemical data indicate there is abundant fluid expulsion in the Nootka fault zone (NFZ) between the Juan de Fuca and Explorer plates and the Nootka continental slope. Here we combine observations from 〉20 years of investigations to demonstrate the nature of fluid-flow along the NFZ, which is the seismically most active region off Vancouver Island. Seismicity reaching down to the upper mantle is linked to near-seafloor manifestation of fluid flow through a network of faults. Along the two main fault traces, seismic reflection data imaged bright spots 100–300 m below seafloor that lie above changes in basement topography. The bright spots are conformable to sediment layering, show opposite-to-seafloor reflection polarity, and are associated with frequency reduction and velocity push-down indicating the presence of gas in the sediments. Two seafloor mounds ~15 km seaward of the Nootka slope are underlain by deep, nonconformable high-amplitude reflective zones. Measurements in the water column above one mound revealed a plume of warm water, and bottom-video observations imaged hydrothermal vent system biota. Pore fluids from a core at this mound contain predominately microbial methane (C1) with a high proportion of ethane (C2) yielding C1/C2 ratios 〈500 indicating a possible slight contribution from a deep source. We infer the reflective zones beneath the two mounds are basaltic intrusions that create hydrothermal circulation within the overlying sediments. Across the Nootka continental slope, gas hydrate-related bottom-simulating reflectors are widespread and occur at depths indicating heat flow values of 80–90 mW/m2.

Description: Estuarine CO2 emissions are important components of regional and global carbon budgets, but assessments of this flux are plagued by uncertainties associated with gas transfer velocity (k) parameterization. We combined direct eddy covariance measurements of CO2 flux with waterside pCO2 determinations to generate more reliable k parameterizations for use in small estuaries. When all data were aggregated, k was described well by a linear relationship with wind speed (U10), in a manner consistent with prior open ocean and estuarine k parameterizations. However, k was significantly greater at night and under low wind speed, and nighttime k was best predicted by a parabolic, rather than linear, relationship with U10. We explored the effect of waterside thermal convection but found only a weak correlation between convective scale and k. Hence, while convective forcing may be important at times, it appears that factors besides waterside thermal convection were likely responsible for the bulk of the observed nighttime enhancement in k. Regardless of source, we show that these day-night differences in k should be accounted for when CO2 emissions are assessed over short time scales or when pCO2 is constant and U10 varies. On the other hand, when temporal variability in pCO2 is large, it exerts greater control over CO2 fluxes than does k parameterization. In these cases, the use of a single k value or a simple linear relationship with U10 is often sufficient. This study provides important guidance for k parameterization in shallow or microtidal estuaries, especially when diel processes are considered.

Description: The Tajik basin archives the orogenic evolution of the Pamir hinterland. Stratigraphic-sedimentologic observations from Cretaceous-Pliocene strata along its eastern margin describe the depositional environment and basin-formation stages in reaction to hinterland exhumation and basin inversion. During the Late Cretaceous-Eocene (preorogenic stage: ~100–34 Ma), a shallow-marine to terrestrial basin extended throughout Central Asia. An alluvial plain with influx of conglomerate bodies (Baljuvon Formation) indicates a first pulse of hinterland erosion and foreland-basin formation in the late Oligocene-early Miocene (synorogenic stage Ia: ~34–23 Ma). Further hinterland exhumation deposited massive alluvial conglomerates (Khingou Formation) in the early-middle Miocene (synorogenic stage Ib: ~23–15 Ma). Westward thickening growth strata suggest transformation of the Tajik basin into the Tajik fold-thrust belt in the middle-late Miocene (synorogenic stage IIa: ~15–5 Ma). Increased water supply led to the formation of fluvial mega-fans (Tavildara Formation). Latest Miocene-Pliocene shortening constructed basin morphology that blocked sediment bypass into the central basin from the east (Karanak Formation), triggering drainage-system reorganization from transverse to longitudinal sediment transport (synorogenic stage IIb: 〈 ~5 Ma). Accelerated shortening (~27–20 Ma) and foreland-directed collapse (~23–12 Ma) of Pamir-plateau crust loaded the foreland and induced synorogenic stages Ia and Ib. Coupling of Indian and Asian cratonic lithospheres and onset of northward and westward delamination/rollback of Asian lithosphere (i.e., lithosphere of the Tajik basin) beneath the Pamir at ~12–11 Ma transformed the Tajik basin into the Tajik fold-thrust belt (synorogenic stage IIa). The timing of the sedimentologically derived basin reconfiguration matches the thermochronologically derived onset of Tajik-basin inversion at ~12 Ma.

Description: Geophysical length scales defined from induced-polarization measurements can be used in models of permeability (k) prediction. We explore the relative merit of different induced-polarization parameters as proxies of an effective hydraulic radius (reff) that can be used to predict permeability from a modified Hagen–Poiseuille equation. Whereas geometrical measures of the hydraulic radius are good proxies of reff, the induced-polarization measures are not well correlated with reff. However, a new proxy of reff that considers both imaginary conductivity and formation factor shows an improved correlation with reff. The resulting model enables a better quality of permeability prediction compared with the other geophysical length scales, but does not reach the predictive quality of the models based on geometrical length scales. The specific polarizability defined when incorporating the effect of the formation factor on imaginary conductivity appears to be independent of pore geometry, indicating that it is the correct parameter representing the role of the surface electrochemistry on the induced-polarization effect. However, the joint dependence of induced-polarization measurements on both the pore radius and the tortuosity and porosity of the interconnected pore network is a limitation to the widely explored use of induced-polarization measurements to isolate surface properties from volumetric properties of the interconnected pore network.

Description: New marine geophysical data acquired across the partly ice-covered northern East Greenland continental margin highlight a complex interaction between tectonic and magmatic events. Breakup-related lava flows are imaged in reflection seismic data as seaward dipping reflectors, which are found to decrease in size both northward and southward from a central point at 75°N. We provide evidence that the magnetic anomaly pattern in the shelf area is related to volcanic phases and not to the presence of oceanic crust. The remnant magnetization of the individual lava flows is used to deduce a relative timing of the emplacement of the volcanic wedges. We find that the seaward dipping reflectors have been emplaced over a period of 2–4 Ma progressively from north to south and from landward to seaward. The new data indicate a major post-middle Eocene magmatic phase around the landward termination of the West Jan Mayen Fracture Zone. This post-40-Ma volcanism likely was associated with the progressive separation of the Jan Mayen microcontinent from East Greenland. The breakup of the Greenland Sea started at several isolated seafloor spreading cells whose location was controlled by rift structures and led to the present-day segmentation of the margin. The original rift basins were subsequently connected by steady-state seafloor spreading that propagated southward, from the Greenland Fracture Zone to the Jan Mayen Fracture Zone.

Description: We combine numerical modeling of lithospheric extension with analysis of seismic moment release and earthquake b-value in order to elucidate the mechanism for deep crustal seismicity and seismic swarms in the Main Ethiopian Rift (MER). We run 2-D numerical simulations of lithospheric deformation calibrated by appropriate rheology and extensional history of the MER to simulate migration of deformation from mid-Miocene border faults to ∼30 km wide zone of Pliocene to recent rift floor faults. While currently the highest strain rate is localized in a narrow zone within the rift axis, brittle strain has been accumulated in a wide region of the rift. The magnitude of deviatoric stress shows strong variation with depth. The uppermost crust deforms with maximum stress of 80 MPa, at 8–14 km depth stress sharply decreases to 10 MPa and then increases to a maximum of 160 MPa at ∼18 km depth. These two peaks at which the crust deforms with maximum stress of 80 MPa or above correspond to peaks in the seismic moment release. Correspondingly, the drop in stress at 8–14 km correlates to a low in seismic moment release. At this depth range, the crust is weaker and deformation is mainly accommodated in a ductile manner. We therefore see a good correlation between depths at which the crust is strong and elevated seismic deformation, while regions where the crust is weaker deform more aseismically. Overall, the bimodal depth distribution of seismic moment release is best explained by the rheology of the deforming crust.

Description: Digitalisation is disrupting business practices worldwide and transforming consumption patterns. While a global increase in wealth is leading to higher consumption rates, consumption-related decisions are increasingly based on digital information and marketing; furthermore, shopping increasingly takes place online and products and services are more and more digitalised. The transformative character of digitalisation calls for political action in order to ensure sustainable consumption in a new and dynamically changing context. Focusing on consumption is imperative in combatting many global challenges. Take climate change: consumption-based emissions (i.e. emissions from domestic final consumption and emissions caused by the production of imported goods) are rising more rapidly than production-based emissions in high-income countries. Meanwhile most political measures target production-based emissions (i.e. territorial emissions). The German council for sustainable development (Rat für Nachhaltige Entwicklung) has called for the §principle of sustainable development [to] serve as the political framework for digital transformation" as "digitalisation has the potential to engender disruptive developments in the business world as well as society as a whole that carry both great opportunities and significant risks". Thus, to implement the 2030 Agenda, in particular SDG 12, and the National Program Sustainable Consumption, it is key to seize the opportunities that digitalisation presents for sustainable consumption and tackle the challenges. This assessment report thus examines the following key question: "What are the implications of the digital transformation of consumption patterns for the implementation of the German sustainability strategy in, by and with Germany?"

Description: For achieving a transition towards sustainable development, central importance is attached to science and education, and especially higher education. Suitable formats are needed for empowering students to perform transformative research. On the basis of transdisciplinary and transformative real-world laboratory research and futures studies, we develop encompassing learning and teaching module: the Transformative Innovation Lab (til). The lab builds on insights into five key competencies and three types of knowledge needed for developing socially robust sustainability innovations. In this paper, the main features of this experiential and reflexive format are presented and linked to a handbook for facilitating the lab. Central learnings for implementing the format in existing study programmes from two test runs at two German universities are shared and discussed.

Description: Loess sediments are windblown silt deposits with, in general, a carbonate grain content of up to 30%. While regionally, loess was reported to increase weathering fluxes substantially, the influence on global weathering fluxes remains unknown. Especially on glacial-interglacial time scales, loess weathering fluxes might have contributed to land-ocean alkalinity flux variability since the loess areal extent during glacial epochs was larger. To quantify loess weathering fluxes, global maps representing the loess distribution were compiled. Water chemistry of rivers draining recent loess deposits suggests that loess contributes over-proportionally to alkalinity concentrations if compared to the mean of alkalinity concentrations of global rivers (~4,110 µeq L−1 for rivers draining loess deposits and ~1,850 µeq L−1 for the total of global rivers), showing comparable alkalinity concentration patterns in rivers as found for carbonate sedimentary rocks. Loess deposits, covering ~4% of the ice- and water-free land area, increase calculated global alkalinity fluxes to the coastal zone by 16%. The new calculations lead to estimating a 4% higher global alkalinity flux during the Last Glacial Maximum (LGM) compared to present fluxes. The effect of loess on that comparison is high. Alkalinity fluxes from silicate-dominated lithological classes were ~28% and ~30% lower during the LGM than recent (with loess and without loess, respectively), and elevated alkalinity fluxes from loess deposits compensated for this. Enhanced loess weathering dampens due to a legacy effect changes in silicate-dominated lithologies over the glacial-interglacial time scale.

Description: To which extent do happiness correlates contribute to the stability of life satisfaction? Which method is appropriate to provide a conclusive answer to this question? Based on life satisfaction data of the German SOEP, we show that by Negative Binomial quasi-maximum likelihood estimation statements can be made as to how far correlates of happiness contribute to the stabilisation of life satisfaction. The results show that happiness correlates which are generally associated with a positive change in life satisfaction, also stabilise life satisfaction and destabilise dissatisfaction with life. In such as they lower the probability of leaving positive states of life satisfaction and increase the probability of leaving dissatisfied states. This in particular applies to regular exercise, volunteering and living in a marriage. We further conclude that both patterns in response behaviour and the quality of the measurement instrument, the life satisfaction scale, have a significant effect on the variation and stability of reported life satisfaction.

Description: In contrast to seamount chains, small solitary seamounts/seamount groups have rarely been sampled despite their large number and therefore their origins remain enigmatic. Here we present new 40Ar/39Ar, trace element and Nd-Hf-Pb isotope data from the solitary Demenitskoy Seamount, the isolated Tolkien seamount group and the Krylov Seamount and Ridge in the Canary Basin, Central Atlantic Ocean. Their chemical compositions range from intraplate ocean-island-basalt (Demenitskoy) to mid-ocean-ridge-basalt (Tolkien and Krylov) types. Lavas from all three seamount groups, however, show geochemical evidence for involvement of enriched Canary/Cape Verde plume material. Seismic tomography shows that large areas around these mantle plumes consist of dispersed low-velocity material, which could represent diffusely-upwelling plume mantle. Melts from such upwelling mantle could form isolated seamounts. Diffuse upwelling of plume material is likely to be extremely widespread but has been poorly studied to date. Significance Statement A fundamental question concerns the origin of the hundreds of thousands of solitary seamounts and small isolated clusters of such seamounts on the seafloor of the world's ocean basins. Most of them do not fit into any currently accepted models (e.g. they are not associated with a linear hotspot track or plate boundary processes). Their formation could therefore represent a new kind of intraplate volcanism that in fact could be extremely widespread but has been thus far largely neglected. In this manuscript, we report geochemical data from three isolated seamount sites in the Canary Basin and propose a provocative model for their formation that can also be applied to isolated seamounts elsewhere. Our study is therefore also a plea for the long overdue systematic investigation of small seamount volcanism in the world's ocean basins. I hereby confirm that all the data and interpretations are new and have not been published elsewhere. All co-authors have been actively involved in this work, have approved the manuscript and agreed to this submission.

Description: The Indonesian Throughflow (ITF) operates as an important link in global thermohaline circulation, and ITF variability probably modulated Pliocene climate change. Yet, whether ITF variability accounted for oceanographic change south of Northwest Cape remains controversial. Here, we present a multiproxy oceanographic reconstruction from the Perth Basin and reconstruct the Pliocene history of the Leeuwin Current (LC). We show that the LC was active throughout the Pliocene, albeit with fluctuations in intensity and scope. Three main factors controlled LC strength. First, a tectonic ITF reorganization caused an abrupt and permanent LC reduction at 3.7 Ma. On shorter timescales, eustatic sea level and direct orbital forcing of wind patterns hampered or promoted the LC. At 3.3 Ma, for instance, LC intensity plunged in response to a eustatic ITF restriction. Site U1459 then fell outside the extent of a weakened LC, and the latitudinal sea surface temperature gradient along West Australia doubled its steepness.

Description: Para lograr una transición hacia el desarrollo sostenible son fundamentales la ciencia y la educación, especialmente la educación superior. Se necesitan formatos educativos para capacitar a los estudiantes en la realización de investigaciones transformadoras. Con base en la investigación transdisciplinaria y transformadora en laboratorios del mundo real y estudios del futuro, desarrollamos un módulo de aprendizaje y enseñanza integral: el Laboratorio de Innovación Transformadora (lit). El laboratorio desarrolla cinco competencias clave y tres tipos de conocimiento necesarios para impulsar innovaciones en sostenibilidad socialmente robustas. En este artículo se presentan las principales características de este formato vivencial y reflexivo, además de un manual para facilitar el laboratorio. También se comparten y discuten los aprendizajes centrales de la implementación de este formato en programas de estudio existentes a partir de dos pruebas realizadas en dos universidades alemanas.

Description: In current German debates on sustainable urbanisation and urbanism, new urban actors reviving buildings, brownfields or whole neighbourhoods are discussed as potential drivers of urban transformation towards sustainability as well as potential co-producers for conventional actors in urban development and planning. These actor's projects can be understood as spatially confined niches for experimentation with (built) urban space itself. Building upon the concepts of niche entrepreneurship (Pesch et al., 2017) and the framework of strategic action field theory (Fligstein & McAdam, 2011; 2015), we ask how these actors secure support for their projects and how these projects in turn are altered in this process. Based upon a case study from Wuppertal, Germany, we show that in struggling for support of powerful actors, these actors often have to significantly compromise, and that these compromises can be understood as contextualisation in the project's spatial and institutional environment.

Description: Consumption by private households in various areas of demand - housing, mobility, nutrition, services and products - contributes to around 10 % of total emissions in Germany. Of this, higher-income households are responsible for a disproportionate share. At the same time, many households often lack the knowledge, time, or motivation to deal with their own energy-relevant and climate-impacting behaviours. In this context, energy advice services play an important role for raising awareness, activating consumers and imparting knowledge about available options for action. However, conventional energy advice services are mostly limited to the topics of building and appliance energy efficiency - especially for middle- and high-income households - without considering private consumption behaviour and the related social practices as a whole. In practice, there has been little differentiation to date in addressing target groups in a way that takes into account different lifestyles and realities and the underlying values and motivations in a pluralistic society. The present paper presents a methodological approach to develop targeted energy advice approaches in urban environments that are oriented towards the motivations of different types of households with medium and high incomes. It proposes a three-step approach consisting of 1) a microdata-based population analysis to identify and categorize target subgroups, 2) an inventory of existing advice offers with regard to their coverage and approach and 3) a gap analysis based on the results of the preceding steps. Applied to a large city in Germany, the analysis finds that gaps are rarely found with regard to communicated facts but rather the way in which information is conveyed. Accordingly, recommendations relate to more effectively use windows of opportunity and framing of measures to match target group motivations.

Description: The target of zero emissions sets a new standard for industry and industrial policy. Industrial policy in the twenty-first century must aim to achieve zero emissions in the energy and emissions intensive industries. Sectors such as steel, cement, and chemicals have so far largely been sheltered from the effects of climate policy. A major shift is needed, from contemporary industrial policy that mainly protects industry to policy strategies that transform the industry. For this purpose, we draw on a wide range of literatures including engineering, economics, policy, governance, and innovation studies to propose a comprehensive industrial policy framework. The policy framework relies on six pillars: directionality, knowledge creation and innovation, creating and reshaping markets, building capacity for governance and change, international coherence, and sensitivity to socio-economic implications of phase-outs. Complementary solutions relying on technological, organizational, and behavioural change must be pursued in parallel and throughout whole value chains. Current policy is limited to supporting mainly some options, e.g. energy efficiency and recycling, with some regions also adopting carbon pricing, although most often exempting the energy and emissions intensive industries. An extended range of options, such as demand management, materials efficiency, and electrification, must also be pursued to reach zero emissions. New policy research and evaluation approaches are needed to support and assess progress as these industries have hitherto largely been overlooked in domestic climate policy as well as international negotiations.

Description: Cities and municipalities have had to endure a great deal in recent years, including a global coronavirus pandemic, fire disasters in the US and devastating floods like those in Germany. These are also consequences of anthropogenic climate change, and cities have to be better prepared for such events in future. In particular, the cata-strophic flooding Germany experienced in July 2021 demonstrated how ill-equipped municipalities are for this type of incident. In this paper, we look at how cities can become more resilient, sustainable and ready for the future.

Description: Nutrition is one of the most important areas for the great transformation. So how can a shift towards a sustainable food system be achieved? This paper addresses this question - based on more than ten years of research on sustainable nutrition at the Wuppertal Institute. It focuses on public catering, because even small changes - for example in the choice of ingredients - have a huge impact here. With appropriate policy frameworks, public catering can serve as an easily accessible place for consumers to experience sustainable food and at the same time be a reliable buyer of biodiversity and climate-friendly food from farmers. However, other actors are also needed for a transformation of the food system: The "Zukunftsimpuls" addresses politics, (agricultural) industry, science and every individual - because the transformation of the food system is a task for the entire society.

Description: Estimates of flood susceptibility and land loss in the world's coastal regions depend on our knowledge of sea level rise (SLR) from increases in ocean mass and volume, as well as knowledge of vertical land motion. Conventional approaches to the latter include tide-gauge and Global Positioning System (GPS) measurements relative to well-anchored monuments few meters below the surface. However, in regions of rapid Holocene sedimentation, compaction of this material can add a significant component to the surface lowering. Unfortunately, this process has been difficult to quantify, especially for the shallowest material above the monument. Here we use a new technique, GPS interferometric reflectometry, to estimate the rate of this process in the Mississippi Delta and the eastern margin of the North Sea. We show that the rate of shallow compaction is comparable to or larger than the rate of global SLR, adding 35% and 65%, respectively, to the rate of relative SLR by 2100.

Description: Schools play an important role in achieving climate protection goals, because they lay the foundation of knowledge for a responsible next generation. Therefore, schools as institutions have a special role model function. Enabling schools to become aware of their own carbon footprint (CF) is an important prerequisite for being able to tap the substantial CO2 reduction potential. Aiming at the direct involvement of students in the assessment process, a new assessment tool was developed within the Schools4Future project that gives students the opportunity to determine their own school's CF. With this instrument the CO2 emissions caused by mobility, heating and electricity consumption as well as for food in the school canteen and for consumables (paper) can be recorded. It also takes into account existing renewable energy sources. Through the development of the tool, not only a monitoring instrument was established but also a concrete starting point from which students could take actions to reduce Greenhouse Gas (GHG) emissions. This paper presents the tool and its methods used to calculate the CF and compares it with existing approaches. A comparative case study of four pilot schools in Germany demonstrates the practicability of the tool and reveals fundamental differences between the GHG emissions.

Description: Urban development faces numerous challenges in the 21st century and a central task is the sustainable and liveable design of the city. Can the concept of a Smart City be a tool to making cities more liveable and sustainable? To find out, we chose a biographical method to analyse the steps towards a successful Smart City and to better understand the structures behind it. We combine the innovation biography method with a process model from sustainability governance research, namely Steurer's sustainability governance model and apply them to Vienna's Smart City, especially the preparation of the Vienna Smart City framework strategy (Steurer & Trattnigg, 2010). On the one hand, this article shows that a transfer of the innovation biography method to urban research can generate deeper insights on urban development processes in general. On the other hand, the approach chosen can show that Vienna integrates the sustainable urban design into the process of Smart City design. So the smart and sustainable city design, often called for in theoretical contributions, is practised in Vienna. Due to its reconstructive character, the biographical method has revealed that it is possible to govern sustainability by using Smart City as an umbrella strategy, as long as one manages it in an integrated and holistic way, recognises trends and is able to acquire and use research funds effectively and efficiently. The knowledge gained from the new method for urban and Smart City research is twofold. Firstly, the transfer of the method previously developed in the human sciences and subsequently for organisations, institutions and products and services also works in urban research. Second, the innovation biography provides in-depth insights into the process towards the Smart City and the stakeholders involved. The use of the biographical method highlights the relevance of good governance in terms of interdisciplinary cooperation on the one hand and high political commitment on the other through the micro-level perspective and is also sensitive enough to highlight the importance of an appropriate narrative in and for the process towards the Smart City.

Description: Quantitative environmental assessments are crucial in working effectively towards sustainable production and consumption patterns. Over the last decades, life cycle assessments (LCA) have been established as a viable means of measuring the environmental impacts of products along the supply chain. In regard to user and consumption patterns, however, methodological weaknesses have been reported and, several attempts have been made to improve LCA accordingly, for example, by including higher order effects and behavioural science support. In a discussion of such approaches, we show that there has been no explicit attention to the concepts of consumption, often leading to product-centred assessments. We introduce social practice theories in order to make consumption patterns accessible to LCA. Social practices are routinised actions comprising interconnected elements (materials, competences, and meanings), which make them conceivable as one entity (e.g. cooking). Because most social practices include some sort of consumption (materials, energy, air), we were able to develop a framework which links social practices to the life cycle inventory of LCA. The proposed framework provides a new perspective of quantitative environmental assessments by switching the focus from products or users to social practices. Accordingly, we see the opportunity in overcoming the reductionist view that people are just users of products, and instead we see them as practitioners in social practises. This change could enable new methods of interdisciplinary research on consumption, integrating intend-oriented social sciences and impact-oriented assessments. However, the framework requires further revision and, especially, empirical validation.

Description: At the heart of transition research lies the question of how to "scale up" sustainable alternatives from a protected niche to the creation of mainstream practices. While upscaling processes are often seen as an essential element that contributes to societal transformation, upscaling itself remains a fuzzy concept. We argue that some fundamental dilemmas of upscaling can be identified, for example, the different understanding of the concept by researchers and practitioners. The dilemmas should be addressed in a more reflexive way by those from the worlds of science and practice who are involved in collaborative research settings.

Description: We conducted a random allocation experiment at fashion week in Berlin in 2017, testing how face-to-face (f2f) communication affects sales of a fashion start-up focusing on second-hand. The experiment revealed that 11% of guests of an f2f event afterwards turned paying customers with an average basket size 11.8% higher than the overall sales event average. We add insights to research on entrepreneurial practice as well as on offline operations in the context of circular consumption in fashion, exposing the leveraging effect of f2f communication for customer acquisition and revenue of start-ups in the field of sustainable fashion.

Description: Businesses like Airbnb have shown that a successful circular economy (CE) business can operate exclusively online. Although online communication and web appearance attributes have been subject to academic research given accelerated digitization, there is still a lack of knowledge about online attributes and their role in facilitating CE. We close the portrayed knowledge gap by conducting a discrete-choice experiment with best to worst scaling and focusing on the effect of CE experience on the perception of a CE website by ranking nine online attributes, grouped in three subsets. We therefore contribute by identifying online attributes that are perceived as favorable for CE businesses and detect how participation in CE activities affects the perception of these attributes. We find that third-party associated online attributes (e.g., user reviews or third-party guarantees) rank significantly higher throughout CE consumption patterns of the sample, being always amongst the top three attributes. This novel finding on online preferences opens a new direction for further research, as well as allows practitioners to optimize online operations accordingly. Furthermore, we find that users without prior touchpoints with CE have a higher need for information about the business model as compared to CE active users who are more interested in community related attributes.

Description: This research project approached the emergence of social business innovations from the periphery, working towards the core: the first article features the representation of the concept of Social Business City, which was newly implemented by Wiesbaden in 2010. Here, social businesses are to be founded with the help of a network based on both public and private institutions. At the time of conducting the research, three such Social Business Cities existed: Wiesbaden (Germany), Fukuoka (Japan) and Pistoia (Italy); in 2016 Barcelona joined the list of Social Business Cities. The second article analyses the ways in which microfinance organisations that are based on the concept of social business according to Yunus differ from one another. Included in this research was Grameen Bank in Bangladesh, Social Business Women in Germany and Grameen America in the United States. Subsequently, a third article investigates the similarities and differences to be found between social businesses and charities. The research focuses on advantages and disadvantages on both sides and aims at answering the questions: which approach is appropriate under what circumstances and which aspects could be adopted by the other? Finally, we investigated the various cooperation of the Grameen Group with global players such as Danone, Veolia and Intel in Bangladesh and the particular challenges which result therefrom.

Description: Automakers close factories, the stock exchange crashes, empty streets and cafés everywhere and suddenly working from home is recommended or even required for a large part of the working population in Germany. The Corona pandemic is defining our current everyday life and hitting Germany, Europe and the world at a time when there are a multitude of huge challenges to be solved already. Economic aid is indispensable during and in the aftermath of such a crisis, but the primary focus is to prevent the spread of the pandemic and limiting the health implications. Economic stimulus packages and structural aid are an effective means of overcoming the long-term economic consequences of such disruptive developments. However, they must not be distributed according to the "watering can principle"; financial support must be provided in a future-oriented manner for urgently needed investments. The aim must be to promote the necessary sustainable transformation processes within our economy and society, such as climate protection. According to the authors, the preparations must be made now. This discussion paper shows which criteria and measures are needed.

Description: Addressing the prevailing mode of high-carbon lifestyles is crucial for the transition towards a net-zero carbon society. Existing studies fail to fully investigate the underlining factors of unsustainable lifestyles beyond individual determinants nor consider the gaps between current footprints and reduction targets. This study examines latent lifestyle factors related to carbon footprints and analyzes gaps between decarbonization targets and current lifestyles of major consumer segments through exploratory factor analysis and cluster analysis. As a case study on Japanese households, it estimates carbon footprints of over 47,000 households using expenditure survey microdata, and identifies high-carbon lifestyle factors and consumer segments by multivariate regression analysis, factor analysis, and cluster analysis. Income, savings, family composition, house size and type, ownership of durables and automobiles, and work style were confirmed as determinants of high-footprint Japanese households, with eight lifestyles factors, including long-distance leisure, materialistic consumption, and meat-rich diets, identified as the main contributory factors. The study revealed a five-fold difference between lowest and highest footprint segments, with all segments overshooting the 2030 and 2050 decarbonization targets. The findings imply the urgent need for policies tailored to diverse consumer segments and to address the underlying causes of high-carbon lifestyles especially of high-carbon segments.

Description: This doctoral research is located in the branch of sustainability sciences that has the realisation of sustainable development as its core subject of research. The most broadly accepted notion of sustainable development is that which evolves along the resolutions, declarations, and reports from international processes in the framework of the United Nations (UN). The consensual outputs from such processes feature global-generalised and context-free perspectives. However, implementation requires action at diverse and context-rich local levels as well. Moreover, while in such UN processes national states are the only contractual parties, it is increasingly recognised that other ("nonstate") actors are crucial to sustainability. The research presented here places the attention on bottom-up initiatives that are advancing innovative ways to tackle universal access to clean energy and to strengthen small-scale family farmers. This means, the focus is on bottom-up initiatives advancing local implementation of global sustainability targets, more precisely, targets that make part of the Sustainable Development Goals two and seven (SDG 2 and SDG7). The research asks how such bottom-up initiatives can contribute to the diffusion of sustainability innovations, thereby also contributing to social change.

Description: Background: Facing planetary boundaries, we need a sustainable energy system providing its life support function for society in the long-term within environmental limits. Since science plays an important role in decision-making, this study examines the thematic landscape of research on sustainable energy, which may contribute to a sustainability transformation. Understanding the structure of the research field allows for critical reflections and the identification of blind spots for advancing this field. Methods: The study applies a text mining approach on 26533 Scopus-indexed abstracts published from 1990 to 2016 based on a latent Dirichlet allocation topic model. Models with up 1100 topics were created. Based on coherence scores and manual inspection, the model with 300 topics was selected. These statistical methods served for highlighting timely topic trends, differing thematic fields, and emerging communities in the topic network. The study critically reflects the quantitative results from a sustainability perspective. Results: The study identifies a focus on establishing and optimizing the energy infrastructure towards 100% renewable energies through key modern technology areas: materials science, (biological) process engineering, and (digital) monitoring and control systems. Energy storage, photonic materials, nanomaterials, or biofuels belong to the topics with the strongest trends. The study identifies decreasing trends for general aspects regarding sustainable development and related economic, environmental, and political issues. Conclusions: The discourse is latently adopting a technology-oriented paradigm focusing on renewable energy generation and is moving away from the multi-faceted concept of sustainability. The field has the potential to contribute to climate change mitigation by optimizing renewable energy systems. However, given the complexity of these systems, horizontal integration of the various valuable vertical research strands is required. Furthermore, the holistic ecological perspective considering the global scale that has originally motivated research on sustainable energy might be re-strengthened, e.g., by an integrated energy and materials perspective. Beyond considering the physical dimensions of energy systems, existing links from the currently technology-oriented discourse to the social sciences might be strengthened. For establishing sustainable energy systems, future research will not only have to target the technical energy infrastructure but put a stronger focus on issues perceivable from a holistic second-order perspective.

Description: Climate researchers agree that anthropogenic greenhouse gas emissions significantly contribute to climate change, and that radical measures to reduce greenhouse gas emissions and to adapt to the impacts of no longer avoidable climate change are needed. The German Federal Government with its Climate Protection Plan 2050 reinforced its target to reduce Germany's greenhouse gas emissions by 80 to 95 percent compared with 1990. The achievement of these targets requires nothing less than a fundamental transformation of spatial planning. In the paper a methodology to scientifically assess the likely impacts of possible combinations of policies or strategies to achieve the energy transition, i.e. to reduce the greenhouse gas emissions of urban mobility and transport is proposed and demonstrated, using the Ruhr Area, the largest conurbation in Germany, as an example. The results of the policies examined so far can be summarised as follows: Push measures as high energy prices, speed limits or reduction of the number of lanes of main roads are more effective in reducing greenhouse gas emissions than pull measures as the promotion of cycling, walking, electric cars or public transport. Between policies or policy packages there can be positive or negative synergies, i.e. the impacts of measures can reinforce or weaken each other. The results show that even with ambitious policies the greenhouse gas emission targets of the national and state governments will not be achieved and that more radical policies are needed.

Description: The decarbonisation of the building stock is an important element for the success of the German Energiewende (energy transition). Despite some progress having been made, the rate of energy renovation falls below the level required to meet political commitments. This gives rise to the question: what deters property owners from making energy efficiency investments and how can the policy framework foster such investments? To answer this question, the paper focuses on a widely neglected property owner group: small private landlords (SPL). Although they manage 37% of all residential rental properties in Germany, very little is known about their decision-making processes for energy efficiency investments. We applied a mixed-method design to identify factors that hindered and supported their investments. In an explorative study, we initially conducted 18 problem-centred interviews. Subsequently, we carried out a postal survey and analysed the questionnaires using a hierarchical linear regression model. The results show that energy renovation is a multi-dimensional decision-making process, which can only be adequately addressed by a comprehensive policy package. To develop such a package, the author recommends that the specific investment behaviour of SPL must be better targeted, their knowledge about energy efficiency investments must be improved through exchange and networking, a sense of responsibility for the neighbourhood must be fostered, and greater focus must be placed on improving local framework conditions

Description: Wolfgang Sachs wrote a seminal series of essays for the New Internationalist in 1992 called "Development: a guide to the ruins". The concept of development lives on - and takes on new shapes as it is reframed by the UN, reinterpreted by the Vatican or hijacked by authoritarian populists to serve their own nationalist agenda. But, he argues now, we need to move beyond its misguided assumptions into a new post-development era based on eco-solidarity.

Description: This assessment report identifies six key areas of sustainable consumption. Transforming those areas is associated with a significant, positive impact on sustainable development. In this way, those key areas lay the foundation to set clear priorities and formulate concrete policy measures and recommendations. The report describes recent developments and relevant actors in those six fields, outlines drivers and barriers to reach a shift towards more sustainability in those specific areas, and explores international good-practice examples. On top of this, overarching topics in the scientific discourse concerning sustainable consumption (e.g. collaborative economy, behavioural economics and nudging) are revealed by using innovative text-mining techniques. Subsequently, the report outlines the contributions of these research approaches to transforming the key areas of sustainable consumption. Finally, the report derives policy recommendations to improve the German Sustainable Development Strategy (DNS) in order to achieve a stronger stimulus effect for sustainable consumption.

Description: Effective actions to mitigate climate change are urgently needed, especially in the context of cities, which are major sources of global CO2 emissions. Establishing and managing knowledge systems that integrate local knowledge can contribute to establishing more effective responses to climate change as well as transformative change towards sustainability. However, it is still unclear how new forms of urban governance should acquire, store, create, or disseminate knowledge for fostering sustainability transitions effectively. In this study, we present a multilevel knowledge system approach based on design principles informed especially by the knowledge management literature. These address (i) working environments across multiple levels, (ii) knowledge forms and types, and (iii) knowledge processes. We apply this approach to municipal climate action in the German energy transition. In particular, we focus on the operational work of municipal climate action managers of regional centers of Lower Saxony, one of the largest of the 16 federal states, and investigate their involvement in knowledge processes. Based on semi-structured interviews in 14 of the 17 regional centers, we show that structural pre-conditions for successful knowledge management and organizational learning are present. However, we also show that there is a need for improvement regarding (i) the multilevel coordination for accelerating routine operation, (ii) the persistence of local operational knowledge, and (iii) the exploitation of local innovations. Relying on these results, we offer general recommendations for municipal climate action and suggest that policies should (i) rely on local knowledge for effective decision-making, (ii) foster multilevel exchanges of explicit and tacit knowledge for implementation, and (iii) enable open-ended learning processes that leverage local innovations for creating usable transformational knowledge.

Description: Rock fractures play a major role in many geological processes, such as plate tectonics, earthquakes, volcanic eruptions and fluid transport in the earthś crust. The present volume contains the abstracts of all presentations of the symposium Rock Fractures in Geological Processes, held on 26-27 November 2013 in London honouring the 60th birthday of Ágúst Guðmundsson, chair in Structural Geology, Royal Holloway University of London, a leading expert in the field and author of a well known text book of the same title. The symposium covered all topics related to fractures in the earthś crust, e.g., crustal stresses, rock mechanical properties, field analysis of fractures - from joints and faults to mineral veins and dykes - , analytical, analogue and numerical models of fractures and related fluid transport, as well as the activity of faults and volcanoes including calderas, and economic aspects such as exploration and exploitation of hydrocarbons and geothermal energy.

Description: research

Description: conference

Description: Dieser Band enthält Beiträge zur Geologie des Harzes und seines Umfeldes, die anlässlich des 5. Workshops Harzgeologie am Geowissenschaftlichen Zentrum der Georg-August-Universität Göttingen vorgestellt wurden. Der Band umfasst die Kurzfassungen der Vorträge und Poster und den Exkursionsführer zu dieser zweitägigen Veranstaltung.

Description: conference

Description: excursionguide