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  • 1
    ISSN: 1572-8382
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract Few automated legal reasoning systems have been developed in domains of law in which a judicial decision maker has extensive discretion in the exercise of his or her powers. Discretionary domains challenge existing artificial intelligence paradigms because models of judicial reasoning are difficult, if not impossible to specify. We argue that judicial discretion adds to the characterisation of law as open textured in a way which has not been addressed by artificial intelligence and law researchers in depth. We demonstrate that systems for reasoning with this form of open texture can be built by integrating rule sets with neural networks trained with data collected from standard past cases. The obstacles to this approach include difficulties in generating explanations once conclusions have been inferred, difficulties associated with the collection of sufficient data from past cases and difficulties associated with integrating two vastly different paradigms. A knowledge representation scheme based on the structure of arguments proposed by Toulmin has been used to overcome these obstacles. The system, known as Split Up, predicts judicial decisions in property proceedings within family law in Australia. Predictions from the system have been compared to those from a group of lawyers with favourable results.
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  • 2
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    Artificial intelligence and law 7 (1999), S. 367-375 
    ISSN: 1572-8382
    Source: Springer Online Journal Archives 1860-2000
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  • 3
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    Artificial intelligence and law 7 (1999), S. 387-391 
    ISSN: 1572-8382
    Source: Springer Online Journal Archives 1860-2000
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  • 4
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    Artificial intelligence and law 7 (1999), S. 323-340 
    ISSN: 1572-8382
    Keywords: agent ; autonomy ; belief ; goal ; prescription ; reasoning
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract In this paper, a model of norms as cognitive objects is applied to establish connections between social conventions and prescriptions. Relevant literature on this issue, especially found in AI and the social sciences, will be shown to suffer from a dychotomic view: a conventionalistic view proposed by rationality and AI scientists; and a prescriptive view proposed by some philosophers of law (Kelsen 1934/1979, Hart 1961, Ross, 1958). In the present work, the attempt is made to fill the gap between these views by putting forward a hypothesis concerning the process from perceived behavioural regularities to normative assumptions. The emergence of norms will be here seen as intrinsically intertwined with the emergence of normative beliefs. Unlike that assumed by the conventionalistic sight, the process of emergence is seen as a non-continuous phenomenon. A given behavioural regularity will be argued to give rise to a normative belief if and as long as that regularity is believed to be prescribed within the community. Two corollaries of this hypothesis will be examined: (1) unlike that implied by the conventionalistic view, the spreading of norms is not only due to a passive behavioural social influence (imitation) but also to an active cognitive one (the spreading of normative wants and beliefs); (2) unlike that assumed by the prescriptive view, a norm is not necessarily explicitly and deliberately issued by some normative authority, but is grounded upon the norm-addressees' beliefs that they are generally prescribed to comply with it. One day, a sentinel in charge with watching a besieged castle spread for fun a false alarm about a forthcoming enemy. But as he saw the population getting in arm and running to the city walls, he himself hastened to defend his city from the enemy he had invented. (Medieval tale)
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  • 5
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    Artificial intelligence and law 7 (1999), S. 341-361 
    ISSN: 1572-8382
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract A large interest has been dedicated in recent years to the study of models for textual databases amenable to an effective integration of search and navigation functions. In the field of legal databases the need for sophisticated models is emphasised by the need to relate and combine in an effective way different types of texts, in order to solve legal problems. In our research we have analysed several existing models, each providing specific benefits and exhibiting corresponding limitations, under both a functional and economical viewpoint. Under a functional point of view, a distinctive feature of our model is the representation of relevant context information, aimed at improving the retrieval accuracy, in a framework in which the availability of multiple (structural, conceptual and functional) views over the legal texts emphasises the issues of the transparency of the model and of the incrementality of the search process. The model has been experimented on a significant excerpt of the Italian banking regulations and fiscal law, embodied in the NaviLex experimental system. On the other hand, sophisticated models imply complex text encodings, which in turn entail high costs for the manual indexing/authoring task. This well-known problem, which hampers the development of large powerful systems, has been tackled with a set of specific linguistic tools, first experimented in the Esprit II project Nomos and subsequently developed in research and development projects carried out in the Finsiel Group. These tools — devoted to the automatic extraction from texts of the information structures considered in the retrieval model — use shallow techniques amenable to effective large-scale text processing in the legal domain, in order to overcome the state-of-the-art limitations of traditional 'deep' NLP techniques. This article presents an overview of our approach, providing a general description of the representation model and processing tools, and concentrating primarily on the representation features and search improvements related to the use of the functional context information.
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  • 6
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    Artificial intelligence and law 7 (1999), S. 289-301 
    ISSN: 1572-8382
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract Analogy making from examples is a central task in intelligent system behavior. A lot of real world problems involve analogy making and generalization. Research investigates these questions by building computer models of human thinking concepts. These concepts can be divided into high level approaches as used in cognitive science and low level models as used in neural networks. Applications range over the spectrum of recognition, categorization and analogy reasoning. A major part of legal reasoning could be formally interpreted as an analogy making process. Because it is not the same as reasoning in mathematics or the physical sciences, it is necessary to use a method, which incorporates first the ability to specify likelihood and second the opportunity of including known court decisions. We use for modelling the analogy making process in legal reasoning neural networks and fuzzy systems. In the first part of the paper a neural network is described to identify precedents of immaterial damages. The second application presents a fuzzy system for determining the required waiting period after traffic accidents. Both examples demonstrate how to model reasoning in legal applications analogous to recent decisions: first, by learning a system with court decisions, and second, by analyzing, modelling and testing the decision making with a fuzzy system.
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  • 7
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    Artificial intelligence and law 7 (1999), S. 227-234 
    ISSN: 1572-8382
    Keywords: approximate reasoning ; fuzzy logic ; possible worlds ; syllogisms with particular premises ; undetermined quantifiers
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract Since Aristotle it is recognised that a valid syllogism cannot have two particular premises. However, that is not how a lay person sees it; at least as long as the premises read “many”, “most” etc, instead of a plain “some”. The lay people are right if one considers that these syllogisms do not have strict but approximate (Zadeh) validity. Typically there are only particular premises available in everyday life and one is dependent on such syllogisms. – Some rules on the usage of particular premises are given below.
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  • 8
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    Artificial intelligence and law 7 (1999), S. 185-209 
    ISSN: 1572-8382
    Keywords: artificial neural networks ; exploratory data analysis ; legal information retrieval ; natural language processing ; unsupervised learning ; vector space model
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract Exploratory analysis is an area of increasing interest in the computational linguistics arena. Pragmatically speaking, exploratory analysis may be paraphrased as natural language processing by means of analyzing large corpora of text. Concerning the analysis, appropriate means are statistics, on the one hand, and artificial neural networks, on the other hand. As a challenging application area for exploratory analysis of text corpora we may certainly identify text databases, be it information retrieval or information filtering systems. With this paper we present recent findings of exploratory analysis based on both statistical and neural models applied to legal text corpora. Concerning the artificial neural networks, we rely on a model adhering to the unsupervised learning paradigm. This choice appears naturally when taking into account the specific properties of large text corpora where one is faced with the fact that input-output-mappings as required by supervised learning models cannot be provided beforehand to a satisfying extent. This is due to the fact of the highly changing contents of text archives. In a nutshell, artificial neural networks count for their highly robust behavior regarding the parameters for model optimization. In particular, we found statistical classification techniques much more susceptible to minor parameter variations than unsupervised artificial neural networks. In this paper we describe two different lines of research in exploratory analysis. First, we use the classification methods for concept analysis. The general goal is to uncover different meanings of one and the same natural language concept. A task that, obviously, is of specific importance during the creation of thesauri. As a convenient environment to present the results we selected the legal term of “neutrality”, which is a perfect representative of a concept having a number of highly divergent meanings. Second, we describe the classification methods in the setting of document classification. The ultimate goal in such an application is to uncover semantic similarities of various text documents in order to increase the efficiency of an information retrieval system. In this sense, document classification has its fixed position in information retrieval research from the very beginning. Nowadays renewed massive interest in document classification may be witnessed due to the appearance of large-scale digital libraries.
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  • 9
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    Artificial intelligence and law 7 (1999), S. 273-288 
    ISSN: 1572-8382
    Keywords: formalization of legal reasoning ; fuzzy equations ; imprecision of measurements ; Jewish law ; simultaneity ; U-uncertainty
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract I discuss the attitude of Jewish law sources from the 2nd–:5th centuries to the imprecision of measurement. I review a problem that the Talmud refers to, somewhat obscurely, as “impossible reduction”. This problem arises when a legal rule specifies an object by referring to a maximized (or minimized) measurement function, e.g., when a rule applies to “the largest part” of a divided whole, or to “the first” incidence that occurs, etc. A problem that is often mentioned is whether there might be hypothetical situations involving more than one maximal (or minimal) value of the relevant measurement and, given such situations, what is the pertinent legal rule. Presumption of simultaneous occurrences or equally measured values are also a source of embarrassment to modern legal systems, in situations exemplified in the paper, where law determines a preference based on measured values. I contend that the Talmudic sources discussing the problem of “impossible reduction” were guided by primitive insights compatible with fuzzy logic presentation of the inevitable uncertainty involved in measurement. I maintain that fuzzy models of data are compatible with a positivistic epistemology, which refuses to assume any precision in the extra-conscious “world” that may not be captured by observation and measurement. I therefore propose this view as the preferred interpretation of the Talmudic notion of “impossible reduction”. Attributing a fuzzy world view to the Talmudic authorities is meant not only to increase our understanding of the Talmud but, in so doing, also to demonstrate that fuzzy notions are entrenched in our practical reasoning. If Talmudic sages did indeed conceive the results of measurements in terms of fuzzy numbers, then equality between the results of measurements had to be more complicated than crisp equations. The problem of “impossible reduction” could lie in fuzzy sets with an empty core or whose membership functions were only partly congruent. “Reduction is impossible” may thus be reconstructed as “there is no core to the intersection of two measures”. I describe Dirichlet maps for fuzzy measurements of distance as a rough partition of the universe, where for any region A there may be a non-empty set of Ā - _A (upper approximation minus lower approximation), where the problem of “impossible reduction” applies. This model may easily be combined with probabilistic extention. The possibility of adopting practical decision standards based on α-cuts (and therefore applying interval analysis to fuzzy equations) is discussed in this context. I propose to characterize the uncertainty that was presumably capped by the old sages as “U-uncertainty”, defined, for a non-empty fuzzy set A on the set of real numbers, whose α-cuts are intervals of real numbers, as U(A) = 1/h(A) ∫ 0 h(A) log [1+μ(αA)]dα, where h(A) is the largest membership value obtained by any element of A and μ(αA) is the measure of the α-cut of A defined by the Lebesge integral of its characteristic function.
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  • 10
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    Artificial intelligence and law 7 (1999), S. 363-365 
    ISSN: 1572-8382
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
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  • 11
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    Artificial intelligence and law 7 (1999), S. 377-385 
    ISSN: 1572-8382
    Source: Springer Online Journal Archives 1860-2000
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  • 12
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    Artificial intelligence and law 3 (1995), S. 1-4 
    ISSN: 1572-8382
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
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  • 13
    ISSN: 1572-8382
    Keywords: knowledge representation ; natural language ; thesaurus ; vector space ; text retrieval
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
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  • 14
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    Artificial intelligence and law 3 (1995), S. 5-54 
    ISSN: 1572-8382
    Keywords: Bayesian inference networks ; natural language ; probability
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract The ability to find relevant materials in large document collections is a fundamental component of legal research. The emergence of large machine-readable collections of legal materials has stimulated research aimed at improving the quality of the tools used to access these collections. Important research has been conducted within the traditional information retrieval, the artificial intelligence, and the legal communities with varying degrees of interaction between these groups. This article provides an introduction to text retrieval and surveys the main research related to the retrieval of legal materials.
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  • 15
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    Artificial intelligence and law 3 (1995), S. 143-150 
    ISSN: 1572-8382
    Source: Springer Online Journal Archives 1860-2000
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  • 16
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    Artificial intelligence and law 3 (1995), S. 97-142 
    ISSN: 1572-8382
    Keywords: integrated ; natural language ; hypertext ; document assembly ; knowledge representation ; expert system ; text retrieval
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract There is more to legal knowledge representation than knowledge-bases. It is valuable to look at legal knowledge representation and its implementation across the entire domain of ‘computerisation of law’, rather than focussing on sub-domains such as ‘legal expert systems’. The DataLex WorkStation software and applications developed using it are used to provide examples. Effective integration of inferencing, hypertext and text retrieval can overcome some of the limitations of these current paradigms of legal computerisation which are apparent when they are used on a ‘stand-alone’ basis. Effective integration of inferencing systems is facilitated by use of a (quasi) natural language knowledge representation, and the benefits of isomorphism are enhanced. These advantages of integration apply to all forms of inferencing, including document generation and casebased inferencing. Some principles for development of integrated legal decision support systems are proposed.
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  • 17
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    Artificial intelligence and law 3 (1995), S. 209-215 
    ISSN: 1572-8382
    Keywords: AI & Law research ; categorization of systems ; practice-oriented approach
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract The introduction of results of AI and Law research in actual legal practice advances disturbingly slow. One of the problems is that most research can be classified as either theoretical or pragmatic, while combinations of these two are scarce. This interferes with the need for feedback as well as with the need of getting support, both financially and from actual legal practice. The conclusion of this paper is that an emphasis on research that generates operational and sophisticated systems is necessary in order to provide a future for AI and Law.
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  • 18
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    Artificial intelligence and law 3 (1995), S. 287-304 
    ISSN: 1572-8382
    Keywords: work product retrieval ; information retrieval ; document management ; electronic publishing
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract Contemporary law offices use many different technologies for storing and retrieving documents produced in the course of legal work. This article examines two approaches in detail: document management, as exemplified by SoftSolutions, and electronic publishing, as exemplified by Folio VIEWS. Some other approaches are reviewed, and the pragmatics, politics, economics, and legalities of legal work product retrieval are discussed.
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  • 19
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    Artificial intelligence and law 4 (1996), S. 157-161 
    ISSN: 1572-8382
    Source: Springer Online Journal Archives 1860-2000
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  • 20
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    Artificial intelligence and law 4 (1996), S. 133-156 
    ISSN: 1572-8382
    Keywords: artificial intelligence ; knowledge engineering ; legal expert systems ; building contracts ; breach of contract
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract Although Berman and Hafner [Berman 1989, pp. 928–938] presented the possibility to adapt the model of reasoning of development of an expert system for medical diagnosis to the reasoning of a judge when he/she sentences criminals does not resemble the reasoning found in the decisions of physicians, mathematicians or statisticians. When a lawyer reasons, he/she not only looks for the solution of a case; he/she simultaneously looks for the bases on which his/her reasoning can rest [Galindo 1992, pp. 363–367]. That is to say, he/she not only needs to find the solution but moreover he/she has to find the references (laws, jurisprudence and bibliography) that allow him/her to argue the solution. In many cases, computer solutions to these reasoning processes have been made in a separated way: the solution to the cases using expert systems, and the search of documentation using information retrieval systems. This paper presents the ARPO-2 prototype, a solution integrating the two aspects of legal reasoning: an expert system which is able to simultaneously find the solution to a problem and to give the necessary references so that the lawyer argues the solution. The subject on which the prototype solves problems is the breach of building contracts. In this paper, we describe the process of development of an expert system for solving, justification and documentation of ‘breach of contracts’, giving details on the way how the objects that intervene in the case were defined as well as on the reasoning followed.
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  • 21
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    Artificial intelligence and law 4 (1996), S. 163-197 
    ISSN: 1572-8382
    Keywords: argumentation ; legal reasoning ; burden of proof
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract We present a computational model of dialectical argumentation that could serve as a basis for legal reasoning. The legal domain is an instance of a domain in which knowledge is incomplete, uncertain, and inconsistent. Argumentation is well suited for reasoning in such weak theory domains. We model argument both as information structure, i.e., argument units connecting claims with supporting data, and as dialectical process, i.e., an alternating series of moves by opposing sides. Our model includes burden of proof as a key element, indicating what level of support must be achieved by one side to win the argument. Burden of proof acts as move filter, turntaking mechanism, and termination criterion, eventually determining the winner of an argument. Our model has been implemented in a computer program. We demonstrate the model by considering program output for two examples previously discussed in the artificial intelligence and legal reasoning literature.
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  • 22
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    Artificial intelligence and law 4 (1996), S. 275-296 
    ISSN: 1572-8382
    Keywords: argumentation ; default reasoning ; priority
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract In this paper we explore the thesis that the role of argumentation in practical reasoning in general and legal reasoning in particular is to justify the use of defeasible rules to derive a conclusion in preference to the use of other defeasible rules to derive a conflicting conclusion. The defeasibility of rules is expressed by means of non-provability claims as additional conditions of the rules. We outline an abstract approach to defeasible reasoning and argumentation which includes many existing formalisms, including default logic, extended logic programming, non-monotonic modal logic and auto-epistemic logic, as special cases. We show, in particular, that the ‘admissibility’ semantics for all these formalisms has a natural argumentation-theoretic interpretation and proof procedure, which seem to correspond well with informal argumentation. In the admissibility semantics there is only one way for one argument to attack another, namely by undermining one of its non-provability claims. In this paper, we show how other kinds of attack between arguments, specifically how rebuttal and priority attacks, can be reduced to the undermining of non-provability claims.
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  • 23
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    Artificial intelligence and law 4 (1996), S. 199-273 
    ISSN: 1572-8382
    Keywords: legal reasoning ; reasoning with principles and rules ; non-monotonic logic
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract This paper describes a model of legal reasoning and a logic for reasoning with rules, principles and goals that is especially suited to this model of legal reasoning. The paper consists of three parts. The first part describes a model of legal reasoning based on a two-layered view of the law. The first layer consists of principles and goals that express fundamental ideas of a legal system. The second layer contains legal rules which in a sense summarise the outcome of the interaction of the principles and goals for a number of case types. Both principles, goals and rules can be used in legal arguments, but their logical roles are different. One characteristic of the model of legal reasoning described in the first part of the paper is that it takes these logical differences into account. Another characteristic is that it pays serious attention to the phenomena of reasoning about the validity and acceptance of rules, respectively principles and goals, and about the application of legal rules, and the implications of these arguments for the use of rules, principles and goals in deriving legal conclusions for concrete cases. The second part of the paper first describes a logic (Reason-Based Logic) that is especially suited to deal with legal arguments as described in terms of the previously discussed model. The facilities of the logic are illustrated by means of examples that correspond to the several aspects of the model. The third part of the paper deals with a number of logico-philosophical reflections on Reason-Based Logic. The occasion is also used to compare these presuppositions with theories of defeasible reasoning based on the comparison of arguments.
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  • 24
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    Artificial intelligence and law 4 (1996), S. 297-329 
    ISSN: 1572-8382
    Keywords: coherence ; defeasibility ; nonmonotonic logic ; principles ; weighing
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract The main stream of legal theory tends to incorporate unwritten principles into the law. Weighing of principles plays a great role in legal argumentation, inter alia in statutory interpretation. A weighing and balancing of principles and other prima facie reasons is a jump. The inference is not conclusive. To deal with defeasibility and weighing, a jurist needs both the belief-revision logic and the nonmonotonic logic. The systems of nonmonotonic logic included in the present volume provide logical tools enabling one to speak precisely about various kinds of “rules about rules”, dealing with such things as applicability of rules, what is assumed by rules, priority between rules and the burden of proof. Nonmonotonic logic is an example of an extension of the domain of logic. But the more far-reaching the extension is, the greater problems it meets. It seems impossible to make logical reconstruction of the totality of legal argumentation. The lawyers' search for reasons has no obvious end point. Ideally, the search for reasons may end when one arrives at a coherent totality of knowledge. In other words, coherence is the termination condition of reasoning. Both scientific knowledge and knowledge of legal and moral norms progresses by trial and error, and that one must resort to a certain convention to define what “error” means. The main difference is, however, that conventions of science are much more precise than those of legal scholarship. Consequently, determination of “error” in legal science is often holistic and circular. The reasons determining that a legal theory is “erroneous” are not more certain than the contested theory itself. A strict and formal logical analysis cannot give us the full grasp of legal rationality. A weaker logical theory, allowing for nonmonotonic steps, comes closer, at the expense of an inevitable loss of computational efficiency. Coherentist epistemology grasps even more of this rationality, at the expense of a loss of preciseness.
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    Artificial intelligence and law 5 (1997), S. 139-159 
    ISSN: 1572-8382
    Keywords: defeasible reasoning ; debate ; argumentation ; case based reasoning ; criminal law
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract Modeling legal argumentation is one of the most important research in AI and Law, and a lot of models have been proposed. However, most research has not treated value judgement and debate. In this paper, we introduce a legal reasoning model which covers various aspects of legalreasoning such as making argument, selecting argument and debate.Furthermore, we present how criminal law is described and reasoned inthis model.
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    Artificial intelligence and law 4 (1996), S. 331-368 
    ISSN: 1572-8382
    Keywords: argumentation ; defeasibility ; dialectics ; rule conflicts ; logic programming
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract Inspired by legal reasoning, this paper presents a formal framework for assessing conflicting arguments. Its use is illustrated with applications to realistic legal examples, and the potential for implementation is discussed. The framework has the form of a logical system for defeasible argumentation. Its language, which is of a logic-programming-like nature, has both weak and explicit negation, and conflicts between arguments are decided with the help of priorities on the rules. An important feature of the system is that these priorities are not fixed, but are themselves defeasibly derived as conclusions within the system. Thus debates on the choice between conflicting arguments can also be modelled. The proof theory of the system is stated in dialectical style, where a proof takes the form of a dialogue between a proponent and an opponent of an argument. An argument is shown to be justified if the proponent can make the opponent run out of moves in whatever way the opponent attacks. Despite this dialectical form, the system reflects a ‘declarative’, or ‘relational’ approach to modelling legal argument. A basic assumption of this paper is that this approach complements two other lines of research in AI and Law, investigations of precedent-based reasoning and the development of ‘procedural’, or ‘dialectical’ models of legal argument.
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    Artificial intelligence and law 6 (1998), S. 1-2 
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    Artificial intelligence and law 5 (1997), S. 291-322 
    ISSN: 1572-8382
    Keywords: automated legal decision systems ; regulating effects ; system development ; transparency ; control
    Source: Springer Online Journal Archives 1860-2000
    Topics: Computer Science , Law
    Notes: Abstract Automated decision systems are often used to enforce legislation.As such, they have considerable regulating effects. These systemsregulate the behaviour of users and addressees mainly throughstandardization. This research classifies these systems intocategories according to which the regulating effects can bedescribed more clearly. Furthermore, this categorization resultsin a better understanding how problems encountered with atpresent can be avoided in the future. Many problems result fromthe way the development process has been organized. It turns outthe development process can be divided according to the time thesystems are developed with regard to the legislation they aim toenforce. Present procedures lack good monitoring of thedevelopment process. To this end, legal procedures are needed toensure that a legally correct product will be made, partiesinvolved should change their tune, system developers should bemore concerned with the legal status of the system and thelegislator should be actively involved in the development of thesystem. Moreover, an ex ante-evaluation should notice thepossible regulating effects caused by the system to ensure acorrect balance of the pros and cons. It should be ensured thatthese systems are effectively put to control. Transparency isindispensable.
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    Artificial intelligence and law 6 (1998), S. 289-309 
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    Artificial intelligence and law 6 (1998), S. 231-287 
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    Artificial intelligence and law 6 (1998), S. 311-324 
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    Artificial intelligence and law 6 (1998), S. 151-202 
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    Artificial intelligence and law 7 (1999), S. 1-15 
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    Artificial intelligence and law 3 (1995), S. 159-189 
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    Keywords: rationale ; ratio legis ; ratio decidendi ; principle ; purpose ; dialectic ; procedure ; argument ; rule ; policy ; backing ; defeasible reasoning ; case-based reasoning ; logic
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    Notes: Abstract We discuss five kinds of representations of rationales and provide a formal account of how they can alter disputation. The formal model of disputation is derived from recent work in argument. The five kinds of rationales are compilation rationales, which can be represented without assuming domain-knowledge (such as utilities) beyond that normally required for argument. The principal thesis is that such rationales can be analyzed in a framework of argument not too different from what AI already has. The result is a formal understanding of rationales, a partial taxonomy, and a foundation for computer programs that represent and reason with rationales. The five kinds of rationales are as follows: (c)ompression and (s)pecialization, which yield rules, and (d)isputation, which yields a decision. These are modeled as potentially changing the focus of the dispute. Then there are (f)it, a rationale for rules, and (r)esolution, a rationale for decisions. These cannot be modeled as simply; they force disputation to a meta-level, at least temporarily. The paper first discusses each kind of rationale in the abstract. Then it produces a model of dispute in which the simpler rationales can be analyzed. Formal examples are given. The model is augmented to allow analysis of the more difficult rationales. Examples are again given. The discussion is not intended to be strictly mathematical; rather, it aims to use formal methods to illuminate and provide framework for future interpretation and implementation.
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    Artificial intelligence and law 3 (1995), S. 191-208 
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    Keywords: learning ; theory revision ; logic programming
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    Notes: Abstract In this paper we discuss a view of the Machine Learning technique called Explanation-Based Learning (EBL) or Explanation-Based Generalization (EBG) as a process for the interpretation of vague concepts in logic-based models of law. The open-textured nature of legal terms is a well-known open problem in the building of knowledge-based legal systems. EBG is a technique which creates generalizations of given examples on the basis of background domain knowledge. We relate these two topics by considering EBG's domain knowledge as corresponding to statute law rules, and EBG's training example as corresponding to a precedent case. By making the interpretation of vague predicates as guided by precedent cases, we use EBG as an effective process capable of creating a link between predicates appearing as open-textured concepts in law rules, and predicates appearing as ordinary language wording for stating the facts of a case. Standard EBG algorithms do not change the deductive closure of the domain theory. In the legal context, this is only adequate when concepts vaguely defined in some law rules can be reformulated in terms of other concepts more precisely defined in other rules. We call ‘theory reformulation’ the process adopted in this situation of ‘complete knowledge’. In many cases, however, statutory law leaves some concepts completely undefined. We then propose extensions to the EBG standard that deal with this situation of ‘incomplete knowledge’, and call ‘theory revision’ the extended process. In order to fill in ‘knowledge gaps’ we consider precedent cases supplemented by additional heuristic information. The extensions proposed treat heuristics represented by abstraction hierarchies with constraints and exceptions. In the paper we also precisely characterize the distinction between theory reformulation and theory revision by stating formal definitions and results, in the context of the Logic Programming theory. We offer this proposal as a possible contribution to cross fertilization between machine learning and legal reasoning methods.
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    Artificial intelligence and law 3 (1995), S. 267-275 
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    Keywords: Legal Expert Systems ; sequenced transition networks ; neural networks ; ID3 algorithm ; Toulmin Argument Structures ; case-based reasoning ; production rule expert system ; divorce ; property division ; explanation
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    Artificial intelligence and law 3 (1995), S. 221-265 
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    Keywords: multiple interpretation ; open texture ; vagueness ; schemata ; metalogic programming ; metalogic knowledge representation
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    Notes: Abstract A representation methodology for knowledge allowing multiple interpretations is described. It is based on the following conception of legal knowledge and its open texture. Since indeterminate, legal knowledge must be adapted to fit the circumstances of the cases to which it is applied. Whether a certain adaptation is lawful or not is measured by metaknowledge. But as this too is indeterminate, its adaptation to the case must be measured by metametaknowledge, etc. This hierarchical model of law is quite well-established and may serve well as a basis for a legal knowledge system. To account for the indeterminacy of law such a system should support the construction of different arguments for and against various interpretations of legal sources. However, automatizing this reasoning fully is unsound since it would imply a restriction to arguments defending interpretations anticipated at programming time. Therefore, the system must be interactive and the user's knowledge be furnished in a principled way. Contrary to the widespread opinion that classical logic is inadequate for representing open-textured knowledge, the framework outlined herein is given a formalization in first order logic.
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    Artificial intelligence and law 4 (1996), S. 1-71 
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    Keywords: legal argument ; heuristic search ; best-first search ; evaluation function ; bankruptcy law ; “good faith” ; information retrieval ; information harvesting ; case-domain graph ; argument pieces ; argument dimensions ; argument factors ; neighbor methods
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    Notes: Abstract The BankXX system models the process of perusing and gathering information for argument as a heuristic best-first search for relevant cases, theories, and other domain-specific information. As BankXX searches its heterogeneous and highly interconnected network of domain knowledge, information is incrementally analyzed and amalgamated into a dozen desirable ingredients for argument (called argument pieces), such as citations to cases, applications of legal theories, and references to prototypical factual scenarios. At the conclusion of the search, BankXX outputs the set of argument pieces filled with harvested material relevant to the input problem situation. This research explores the appropriateness of the search paradigm as a framework for harvesting and mining information needed to make legal arguments. In this article, we describe how legal research fits the heuristic search framework and detail how this model is used in BankXX. We describe the BankXX program with emphasis on its representation of legal knowledge and legal argument. We describe the heuristic search mechanism and evaluation functions that drive the program. We give an extended example of the processing of BankXX on the facts of an actual legal case in BankXX's application domain — the good faith question of Chapter 13 personal bankruptcy law. We discuss closely related research on legal knowledge representation and retrieval and the use of search for case retrieval or tasks related to argument creation. Finally we review what we believe are the contributions of this research to the understanding of the diverse disciplines it addresses.
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    Artificial intelligence and law 5 (1997), S. 1-74 
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    Keywords: case-based reasoning ; legal argument ; information retrieval ; search ; evaluation ; bankruptcy
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    Notes: Abstract In this article we evaluate the BankXX program from several perspectives. BankXX is a case-based legal argument program that retrieves cases and other legal knowledge pertinent to a legal argument through a combination of heuristic search and knowledge-based indexing. The program is described in detail in a companion article in Artificial Intelligence and Law 4: 1--71, 1996. Three perspectives are used to evaluate BankXX:(1) classical information retrieval measures of precision and recall applied against a hand-coded baseline; (2) knowledge-representation and case-based reasoning, where the baseline is provided by the functionality of a well-known case-based argument program, HYPO (Ashley, 1990); and (3) search, in which the performance of BankXX run with various parameter settings, for instance, resource limits, is compared. In this article we report on an extensive series of experiments performed to evaluate the program. We also describe two additional experiments concerning(1) the program's search behavior; and (2) the use of a modified form of precision and recall based on case similarity. Finally we offer some general conclusions that might be drawn from these particular experiments.
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    Artificial intelligence and law 5 (1997), S. 75-76 
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    Artificial intelligence and law 5 (1997), S. 97-118 
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    Keywords: legal reasoning ; analogy ; similarity ; order-sorted logid ; taxonomic hierarchy ; goal-dependent abstraction
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    Notes: Abstract This paper presents a new algorithm to find an appropriate similarityunder which we apply legal rules analogically. Since there may exist a lotof similarities between the premises of rule and a case in inquiry, we haveto select an appropriate similarity that is relevant to both thelegal rule and a top goal of our legal reasoning. For this purpose, a newcriterion to distinguish the appropriate similarities from the others isproposed and tested. The criterion is based on Goal-DependentAbstraction (GDA) to select a similarity such that an abstraction basedon the similarity never loses the necessary information to prove the ground (purpose of legislation) of the legal rule. In order to cope withour huge space of similarities, our GDA algorithm uses some constraintsto prune useless similarities.
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    Artificial intelligence and law 5 (1997), S. 119-137 
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    Keywords: ontology refinement ; legal ontologies ; machine-readable dictionaries ; spell match ; definition match ; static analysis ; Contracts for the International Sale of Goods
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    Notes: Abstract This paper discusses how to refine a given initial legal ontology using an existing MRD (Machine-Readable Dictionary). There are two hard issues in the refinement process. One is to find out those MRD concepts most related to given legal concepts. The other is to correct bugs in a given legal ontology, using the concepts extracted from an MRD. In order to resolve the issues, we present a method to find out the best MRD correspondences to given legal concepts, using two match algorithms. Moreover, another method called a static analysis is given to refine a given legal ontology, based on the comparison between the initial legal ontology and the best MRD correspondences to given legal concepts. We have implemented a software environment to help a user refine a given legal ontology based on these methods. The empirical results have shown that the environment works well in the field of Contracts for the International Sale of Goods.
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    Artificial intelligence and law 5 (1997), S. 177-178 
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    Artificial intelligence and law 5 (1997), S. 77-96 
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    Keywords: legal reasoning ; CISG ; knowledge representation ; logic ; compound predicate formula
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    Notes: Abstract In order to represent legal knowledge adequately, it is vital to create a formal device that can freely construct an individual concept directly from a predicate expression. For this purpose, a Compound Predicate Formula (CPF) is formulated for use in legal expert systems. In this paper, we willattempt to explain the nature of CPFs by rigorous logical foundation, i.e., establishing their syntax and semantics precisely through the use of appropriate examples. We note the advantages of our system over other such systems and discuss the significance of CPFs with regard to the formalization of legal reasonings using examples from the United Nations Convention for the International Sale of Goods.
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    Artificial intelligence and law 5 (1997), S. 179-205 
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    Keywords: legal databases ; information retrieval ; artificial intelligence ; knowledge engineering ; document base
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    Notes: Abstract Juris-Data is one of the largest case-study base in France. The case studies are indexed by legal classification elaborated by the Juris-Data Group. Knowledge engineering was used to design an intelligent interface for information retrieval based on this classification. The aim of the system is to help users find the case-study which is the most relevant to their own. The approach is potentially very useful, but for standardising it for other legal document bases it is necessary to extract a legal classification of the primary documents. Thus, a methodology for the construction of these classifications was designed together with a framework for index construction. The project led to the implementation of a Legal Case Studies Engineering Framework based on the accumulated experimentation and the methodologies designed. It consists of a set of computerised tools which support the life-cycle of the legal document from their processing by legal experts to their consultation by clients.
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    Artificial intelligence and law 5 (1997), S. 323-340 
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    Keywords: agents ; communication ; legalknowledge-based systems ; architecture
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    Notes: Abstract Problem solving by autonomous, interacting computersystems has attracted much attention in the ArtificialIntelligence community. These autonomous computersystems, called agents, provide a promisingperspective for the legal knowledge-based systemscommunity, as legal problem solving often involvesdistributed problem solving capabilities that gobeyond the capabilities of individual knowledge-basedsystems. We focus on the coordination of agents andcommunication between agents by proposing a model ofcommunication between various agents using modellingtechniques such as communication primitives and statetransition diagrams. Our representation concerns theDutch Algemene Wet Bestuursrecht (AWB; GeneralAct on Administrative Law). A proposal for an agentarchitecture describes how these communication aspectscan be incorporated into an architecture.
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    Artificial intelligence and law 6 (1998), S. 105-110 
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    Artificial intelligence and law 6 (1998), S. 59-79 
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    Keywords: automatic abstracting ; case indexing ; information retrieval
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    Notes: Abstract The SALOMON project is a contribution to the automatic processing of legal texts. Its aim is to automatically summarise Belgian criminal cases in order to improve access to the large number of existing and future cases. Therefore, techniques are developed for identifying and extracting relevant information from the cases. A broader application of these techniques could considerably simplify the work of the legal profession. A double methodology was used when developing SALOMON: the cases are processed by employing additional knowledge to interpret structural patterns and features on the one hand and by way of occurrence statistics of index terms on the other. As a result, SALOMON performs an initial categorisation and structuring of the cases and subsequently extracts the most relevant text units of the alleged offences and of the opinion of the court. The SALOMON techniques do not themselves solve any legal questions, but they do guide the user effectively towards relevant texts.
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    Artificial intelligence and law 6 (1998), S. 111-149 
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    Artificial intelligence and law 6 (1998), S. 203-230 
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    Artificial intelligence and law 3 (1995), S. 217-220 
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    Artificial intelligence and law 3 (1995), S. 277-285 
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    Keywords: artificial intelligence and law ; expert systems ; neural nets ; juror selection ; summoning jurors
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    Notes: Abstract Trial Courts all over the world have a common problem concerning how to regulate the number of jurors to summon so that there is a sufficient but not excess supply available for scheduled trials. Many trials end abruptly just before jurors are selected for voir dire. The reasons for this are diverse, including last minute settlements, guilty pleas, continuances, unavailability of witnesses, etc. This typically results in one-third to one-half of all summoned jurors never experiencing any activity at all — they might as well have stayed at work or home. It is in the best interest of the Court, business community, taxpayers and citizenry to use the minimum number of jurors necessary to conduct trials on a timely basis. It was the goal of the Intelligent Summoner to meet this challenge, and it has succeeded beyond expectations. This paper describes the background and design of the Intelligent Summoner and its operational experience during the first three years. The Intelligent Summoner was developed by MacNeel-Eisan Associates and has been in use in a medium-sized Common Pleas trial court located in Montgomery County, Pennsylvania.
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    Artificial intelligence and law 4 (1996), S. 73-76 
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    Artificial intelligence and law 4 (1996), S. 77-111 
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    Artificial intelligence and law 4 (1996), S. 113-132 
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    Keywords: formalisation ; logic ; knowledge-based systems
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    Notes: Abstract Previous research into the formalisation of statute law identified a number of uses of language which posed problems for formalisation. A previous paper argued that these uses establish the requirement that a formalisation be isomorphic, but noted that this has odd consequences. This paper expands on what these consequences are and argues that they undermine the very idea of formalisation. Therefore, the whole argument constitutes a reductio ad absurdum of the idea of formalising statute law. The paper provides reasons why this activity is impossible and places the conclusion in the context of the development of modem logic, in which context it appears uncontroversial.
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    Artificial intelligence and law 5 (1997), S. 161-176 
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    Keywords: case-based reasoning ; similarity ; temporal relations ; event calculus ; aspect
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    Notes: Abstract Case-based reasoning has played an important role in legal reasoning systems. As one criteria for similarity of cases, temporal relationsamong affairs in legal cases should be compared. Thus far in many legalreasoning systems, cases have been described as sequences of pointwiseevents, or at best, simple time intervals, and they have been related bypredicates such as before, after, while,and so on. However, such relations may depend on each implementer'spersonal view, and also require much labor to write down by hand. In this paper, we first propose a classification of affair types by their temporal features, and according to those types, we propose several assumption rules that prescribe the temporal relations between affair types. The temporal relations are automatically generated by these rules. Thereafter, we discuss how thesetemporal relations work in the comparison of similarity of cases. Inthe process of comparison, inadequate temporal relations need to beamended. For this purpose, we introduce revision rules, that refute theresults of assumption rules.
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    Artificial intelligence and law 5 (1997), S. 207-242 
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    Keywords: conceptual models ; system design ; ontologies
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    Notes: Abstract There has been much talk of the need to build intermediate models of the expertise required preparatory to constructing a knowledge-based system in the legal domain. Such models offer advantages for verification, validation, maintenance and reuse. As yet, however, few such models have been reported at a useful level of detail. In this paper we describe a method for conceptualising legal domains as well as its application to a substantial fragment of the Dutch Unemployment Benefits Act (DUBA). We first discuss the intermediate models (called expertise models), then present a three-stage method for their construction, drawing on the CommonKADS work in knowledge acquisition, conceptual models of statute law, and the KANT method of knowledge analysis. Subsequently, we describe how these techniques were applied to the DUBA, and provide detailed examples of the resulting model. Finally, conclusions on the framework and guidelines are given as well as means of recording and presenting the various design choices.
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    Artificial intelligence and law 5 (1997), S. 349-350 
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    Artificial intelligence and law 5 (1997), S. 347-347 
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    Artificial intelligence and law 5 (1997), S. 243-248 
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    Artificial intelligence and law 5 (1997), S. 263-290 
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    Keywords: legal-knowledge representation ; isomorphism ; feature structures
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    Notes: Abstract This paper presents a new language for isomorphic representations of legalknowledge in feature structures. The language includes predefinedstructures based on situation theory for common-sense categories, andpredefined structures based on Van Kralingen‘s (1995) frame-based conceptualmodelling language for legal rules. It is shown that the flexibility of thefeature-structure formalism can exploited to allow for structure-preservingrepresentations of non-primitive concepts, and to enable various types ofinteraction and cross-reference between language elements. A fragment of theDutch Opium Act is used to illustrate how modelling and reasoning proceed in practice.
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    Artificial intelligence and law 5 (1997), S. 249-261 
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    Keywords: argument ; AI and law ; explanation ; non-monotonic reasoning ; dialogue games
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    Notes: Abstract In this paper I shall discuss the notion of argument, and the importanceof argument in AI and Law. I shall distinguish four areas where argument hasbeen applied: in modelling legal reasoning based on cases; in thepresentation and explanation of results from a rule based legal informationsystem; in the resolution of normative conflict and problems ofnon-monotonicity; and as a basis for dialogue games to support the modellingof the process of argument. The study of argument is held to offer prospectsof real progress in the field of AI and law, and the purpose of this paperis to provide an overview of work, and the connection between the various strands.
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    Artificial intelligence and law 6 (1998), S. 81-103 
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    Notes: Abstract This paper addresses the problems that lawyers experience retrieving information from legal-text databases. Traditional access mechanisms of text databases require users to know how information is stored. We propose a method for index organisation which shields lawyers from the internal storage structures and which allows them to address the legal databases in their own legal terms. The proposed index is based on a model of legal tasks as opposed to traditional database indexes which represent the contents of the database. We will lay out the architecture of an information system in which this task model is used to determine the information need, to retrieve relevant documents and to give methodical guidance for the legal task itself. To account for the design of a task-based legal information retrieval system, a substantial part of this paper is devoted to analysis and representation of legal tasks.
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    Artificial intelligence and law 6 (1998), S. 27-57 
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    Notes: Abstract There is a growing interest in how people conceptualise the legal domain for the purpose of legal knowledge systems. In this paper we discuss four such conceptualisations (referred to as ontologies): McCarty's language for legal discourse, Stamper's norma formalism, Valente's functional ontology of law, and the ontology of Van Kralingen and Visser. We present criteria for a comparison of the ontologies and discuss the strengths and weaknesses of the ontologies in relation to these criteria. Moreover, we critically review the criteria.
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    Artificial intelligence and law 6 (1998), S. 3-26 
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    Notes: Abstract In the law, it is generally acknowledged that there are intuitive differences between reasoning with rules and reasoning with principles. For instance, a rule seems to lead directly to its conclusion if its condition is satisfied, while a principle seems to lead merely to a reason for its conclusion. However, the implications of these intuitive differences for the logical status of rules and principles remain controversial. A radical opinion has been put forward by Dworkin (1978). The intuitive differences led him to argue for a strict logical distinction between rules and principles. Ever since, there has been a controversy whether the intuitive differences between rules and principles require a strict logical distinction between the two. For instance, Soeteman (1991) disagrees with Dworkin's opinion, and argues that rules and principles cannot be strictly distinguished, and do not have a different logical structure. In this paper, we claim that the differences between rules and principles are merely a matter of degree. We give an integrated view on rules and principles in which rules and principles have the same logical structure, but different behavior in reasoning. In this view, both rules and principles are considered to consist of a condition and a conclusion. The observed differences between rules and principles are, in our view, the result of different types of relations that they have with other rules and principles. In the integrated view, typical rules and typical principles are the extremes of a spectrum. We support our claim by giving an explicit formalization of our integrated view using the recently developed formal tools provided by Reason-Based Logic. As an application of our view on rules and principles, we give three ways of reconstructing reasoning by analogy.
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    Artificial intelligence and law 7 (1999), S. 51-67 
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    Notes: Abstract Diagnosis theory reasons about incomplete knowledge and only considers the past. It distinguishes between violations and non-violations. Qualitative decision theory reasons about decision variables and considers the future. It distinguishes between fulfilled goals and unfulfilled goals. In this paper we formalize normative diagnoses and decisions in the special purpose formalism DIO(DE)2 as well as in extensions of the preference-based deontic logic PDL. The DIagnostic and DEcision-theoretic framework for DEontic reasoning DIO(DE)2 formalizes reasoning about violations and fulfillments, and is used to characterize the distinction between normative diagnosis theory and (qualitative) decision theory. The extension of the preference-based deontic logic PDL shows how normative diagnostic and decision-theoretic reasoning — i.e. reasoning about violations and fulfillments — can be formalized as an extension of deontic reasoning.
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    Artificial intelligence and law 7 (1999), S. 17-35 
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    Keywords: norm ; constraint ; real-time decision making ; decisions with risk ; decisions under uncertainty ; vague information ; policy ; social space
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    Topics: Computer Science , Law
    Notes: Abstract A method for forcing norms onto individual agents in a multi-agent system is presented. The agents under study are supersoft agents: autonomous artificial agents programmed to represent and evaluate vague and imprecise information. Agents are further assumed to act in accordance with advice obtained from a normative decision module, with which they can communicate. Norms act as global constraints on the evaluations performed in the decision module and hence no action that violates a norm will be suggested to any agent. Further constraints on action may then be added locally. The method strives to characterise real-time decision making in agents, in the presence of risk and uncertainty.
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    Artificial intelligence and law 7 (1999), S. 69-79 
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    Keywords: agent society ; norms ; contracts ; speech acts
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    Notes: Abstract In this paper we present some concepts and their relations that are necessary for modeling autonomous agents in an environment that is governed by some (social) norms. We divide the norms over three levels: the private level the contract level and the convention level. We show how deontic logic can be used to model the concepts and how the theory of speech acts can be used to model the generation of (some of) the norms. Finally we give some idea about an agent architecture incorporating the social norms based on a BDI framework.
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    Artificial intelligence and law 7 (1999), S. 37-50 
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    Notes: Abstract The general aim of this work is to show the importance of the adressee's mind as planned by the author of a speech act or of a norm; in particular, how important are the expected motivations for goal adoption. We show that speech acts differ from one another for the different motivations the speaker is attempting to obtain from the hearer. The description of the participants' social positions is not sufficient. Important conflicts can arise which are not relative to what to do, but to the different motives requested by the speaker. This view is applied to norms, pointing out that what is required by a norm is not only a behaviour but also a mental attitude, and that the prescribed mind might be even more important than the prescribed behaviour. Norms don't want just behavioural conformity, but also that this conformity implies an acknowledgement and a reinforcement of both the authority and the norm itself. Norms ask for submission. Any form of norm is aimed at influencing the addressee by changing his or her mind.
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    Artificial intelligence and law 7 (1999), S. 81-96 
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    Keywords: agents ; user interface metaphors ; agent programming languages ; agent communication languages ; agent protocols ; Hohfeld ; formal theories of rights ; normative structures ; deontic logic ; groupware ; CSCW ; electronic commerce
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    Topics: Computer Science , Law
    Notes: Abstract Two areas of importance for agents and multiagent systems are investigated: design of agent programming languages, and design of agent communication languages. The paper contributes in the above mentioned areas by demonstrating improved or novel applications for deontic logic and normative reasoning. Examples are taken from computer-supported cooperative work, and electronic commerce.
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    Artificial intelligence and law 7 (1999), S. 97-113 
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    Keywords: commitments ; multiagent systems ; norms
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    Notes: Abstract Social commitments have long been recognized as an important concept for multiagent systems. We propose a rich formulation of social commitments that motivates an architecture for multiagent systems, which we dub spheres of commitment. We identify the key operations on commitments and multiagent systems. We distinguish between explicit and implicit commitments. Multiagent systems, viewed as spheres of commitment (SoComs), provide the context for the different operations on commitments. Armed with the above ideas, we can capture normative concepts such as obligations, taboos, conventions, and pledges as different kinds of commitments. In this manner, we synthesize ideas from multiagent systems, particularly the idea of social context, with ideas from ethics and legal reasoning, specifically that of directed obligations in the Hohfeldian tradition.
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    Artificial intelligence and law 7 (1999), S. 115-128 
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    Keywords: analogy ; fuzzy logic ; learning ; legal formalism ; neural networks ; vagueness
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    Topics: Computer Science , Law
    Notes: Abstract Computational approaches to the law have frequently been characterized as being formalistic implementations of the syllogistic model of legal cognition: using insufficient or contradictory data, making analogies, learning through examples and experiences, applying vague and imprecise standards. We argue that, on the contrary, studies on neural networks and fuzzy reasoning show how AI & law research can go beyond syllogism, and, in doing that, can provide substantial contributions to the law.
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    Artificial intelligence and law 7 (1999), S. 303-321 
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    Keywords: decision support ; expert system ; fuzzy logic ; fuzzy ranking method ; insurance ; neural network ; traffic cases
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    Topics: Computer Science , Law
    Notes: Abstract There are several systems which provide computer support to legal decisions. Perhaps the most significant ones, besides various computerised systems for administration, are information retrieval systems that locate statutes and documents. Other research projects, however, deal with legislation and adjudication, making it possible to use information techniques in making legal decisions. I wish to describe two decision-support programs and to link them to some theoretical findings of my former researches. What connects those programs is that they give some new information for decisions on the basis of previous similar legal cases; both describe cases with the help of criteria and use diverse artificial intelligence methods for different types or criteria. The first of the two programs aims to support decisions of insurance specialists by assessing the measure of the compensation for immaterial damage. The result is given by the combination of a neural network, based upon previous judicial cases, and an expert system. The neural network gives the first assessment for the sum of compensation while the expert system refines the network's output. The other program can be used by judges and lawyers in the course of preparing a decision. Studying cases of road accidents, we find that fuzzy logic methods can help to approximate decisions actually given by judges. In this way, the process of decision making by courts and lawyers receives an additional piece of information, obtained by comparing the seriousness of the actual case with that of previous cases.
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    Artificial intelligence and law 7 (1999), S. 211-225 
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    Keywords: case law ; dynamic systems ; legal neural networks ; rule based model ; self-organisation
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    Topics: Computer Science , Law
    Notes: Abstract The representation of knowledge in the law has basically followed a rule-based logical-symbolic paradigm. This paper aims to show how the modeling of legal knowledge can be re-examined using connectionist models, from the perspective of the theory of the dynamics of unstable systems and chaos. We begin by showing the nature of the paradigm shift from a rule-based approach to one based on dynamic structures and by discussing how this would translate into the field of theory of law. In order to show the full potential of this new approach, we start from an experiment with NEUROLEX, in which a neural network was used to model a corpus of French Council of State decisions. We examine the implications of this experiment, especially those concerning the limits of the model used, and show that other connectionist models might correspond more adequately to the nature of legal knowledge. Finally, we propose another neural model which could show not only the rules which emerge from legal qualification (NEUROLEX's goal), but also the way in which a legal qualification process evolves from one concept to another.
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    Artificial intelligence and law 7 (1999), S. 129-151 
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    Keywords: connectionism ; legal philosophy ; legal theory ; neural networks
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    Topics: Computer Science , Law
    Notes: Abstract This paper examines the use of connectionism (neural networks) in modelling legal reasoning. I discuss how the implementations of neural networks have failed to account for legal theoretical perspectives on adjudication. I criticise the use of neural networks in law, not because connectionism is inherently unsuitable in law, but rather because it has been done so poorly to date. The paper reviews a number of legal theories which provide a grounding for the use of neural networks in law. It then examines some implementations undertaken in law and criticises their legal theoretical naïvete. It then presents a lessons from the implementations which researchers must bear in mind if they wish to build neural networks which are justified by legal theories.
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    Artificial intelligence and law 7 (1999), S. 235-257 
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    Keywords: fuzzy logic ; gradual knowledge ; jurimetrics ; rules interpolation
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    Topics: Computer Science , Law
    Notes: Abstract As an introduction to our work, we emphasize the parallel interpretation of abstract tools and the concepts of undetermined and vague information. Imprecision, uncertainty and their relationships are inspected. Suitable interpretations of the fuzzy sets theory are applied to legal phenomena in an attempt to clearly circumscribe the possible applications of the theory. The fundamental notion of reference sets is examined in detail, hence highlighting their importance. A systematic and combinatorial classification of the relevant subsets of the legal field is supplied for practical application. Although the use of the fuzzy sets theory is sometimes suggested as a palliative measure (no competition exists), it can also be complementary (serve as a building block to improve modelisation). An Appendix gives a brief recall of the key-concepts of the axiomatic theory of fuzziness and its developments: fuzzy sets, fuzzy logic, fuzzy control and theory of possibility.
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    Artificial intelligence and law 7 (1999), S. 259-272 
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    Keywords: CISG ; case-based reasoning ; fuzzy logic ; legal expert system
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    Topics: Computer Science , Law
    Notes: Abstract In a legal expert system based on CBR (Case-Based Reasoning), legal statute rules are interpreted on the basis of precedents. This interpretation, because of its vagueness and uncertainty of the interpretation cannot be handled with the means used for crisp cases. In our legal expert system, on the basis of the facts of precedents, the “statute rule” is interpreted as a form of “case rule”, the application of which involves the concepts of membership and vagueness. The case rule is stored in a data base by means of fuzzy frames. The inference based on a case rule is made by fuzzy YES and fuzzy NO, and the degree of similarity of cases. The system proposed here will be used for legal education; its main area of application is contract, especially in relation to the United Nations Convention on Contracts for the International Sale of Goods (CISG).
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    European journal of law and economics 7 (1999), S. 225-240 
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    Keywords: Crime ; money laundering ; regulation
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    Topics: Law , Economics
    Notes: Abstract The paper undertakes an economic analysis of money laundering and of anti-money laundering regulation within a theoretical and normative framework. The model is then applied to the development of the Italian anti-money laundering regulation in recent years.
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    European journal of law and economics 7 (1999), S. 161-175 
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    Keywords: Litigation process ; detailed judicial reasoning
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    Topics: Law , Economics
    Notes: Abstract In this paper we question the general practice in which Common Law based judicial systems produce detailed written decisions. The requirement to produce written court decisions is expensive and helps produce long delays. Furthermore, we show that the general applicability of detailed reasoning may be inefficient. Our method of proving this claim is to show that the individual litigants have almost nothing to gain from having a detailed written reasoning. In fact, most of the time, they are clearly better off by being able to switch to a policy that requires no written opinion. Our approach is most appropriate in circumstances of pecuniary private disputes where the parties involved act as rational utility, or profit, maximizers.
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    European journal of law and economics 7 (1999), S. 183-196 
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    Keywords: Economics of crime ; optimal sanction ; probability of apprehension
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    Topics: Law , Economics
    Notes: Abstract In this paper we discuss the implications of introducing imperfect information on the optimal law enforcement literature. We assume that individuals can be imperfectly informed about the probability of apprehension and about the sanction. Imperfect information about the probability and the sanction might pose a problem to criminal deterrence. If that is the case, there are clear incentives to disseminate information about law enforcement (probability and severity of sanction). However, note that individuals also have incentives to buy information about law enforcement: they may erroneously decide to become criminals (because they have underestimated the expected sanction) or they may erroneously decide not to become criminals (because they have overestimated the expected sanction). This paper proposed that it is optimal to complement criminal punishment with some disclosure of information.
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    European journal of law and economics 8 (1999), S. 29-49 
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    Keywords: Tort ; causation ; efficiency
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    Topics: Law , Economics
    Notes: Abstract This paper argues for a reorientation in our thinking concerning the relationship between causation and efficiency in the design of tort law. The main proposition is that efficiency theory has a significant but deferential role to play in understanding appropriate tort law rules in countries where a corrective justice purpose is fundamental to the tort system.
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    European journal of law and economics 7 (1999), S. 241-260 
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    Keywords: Pension plans ; reveresed solidarity ; labour law ; collective bargaining
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    Topics: Law , Economics
    Notes: Abstract There is a unexpected phenomenon in the majority of complementary pension plans in the Netherlands. Unlike other arrangements that are the result of collective bargaining and decision making, these pension plans increase the inequality in the distribution of (lifetime) income. In those plans, persons without a career contribute to the payment of pension provisions of those with a career. Generally speaking, this implies that blue-collar workers and women pay for the pensions of white-collar workers, who are mostly men. For some of the contracting parties, the terms of the pension contract seem to be disadvantageous and suboptimal. The question arises as to why these contracts are being concluded and how they can survive in a competitive environment. Moreover, since the pension plans are the result of collective bargaining between the organisation of employers and the labour unions, the question arises as to how reversed solidarity fits the alleged redistributive goal of the labour unions. The analysis leads to the following conclusions. Firstly, that information and transaction cost, collective agreements, legal barriers and market failures on substitute arrangements prevent the conclusion of optimal contracts. Secondly, employers would find the pension plan attractive because it discourages shirking, enhances productivity and the process of job matching and reduces labour turnover. Thirdly, a pension plan based on final salary is in the interest of the median voter in the labour union, who is older and earns a higher seniority wage than junior workers. Furthermore, in the given circumstances the pension plan enlarges union membership and the dues income of the union and endows the union leadership with more prestige and influence. Individual union members would not oppose such a pension plan for reasons of informational asymmetry, transaction cost and the inability to capture the full benefits of their actions. A comparison of the pension schemes of Belgium, Germany, France and the UK shows that there are large differences in the structure and content of retirement provisions. Reversed solidarity may also be part of the pension plans in Belgium and the UK.
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    European journal of law and economics 8 (1999), S. 79-83 
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    Keywords: Consolidation ; research schools and research traditions
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    Topics: Law , Economics
    Notes: Abstract When a particular research field experiences the sudden and simultaneous appearance of several encyclopaedic and anthological works, this might be taken as a sign of consolidation. This article tests the hypothesis of consolidation on occasion of the appearance of several new anthologies and an encyclopaedia.
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    European journal of law and economics 2 (1995), S. 5-19 
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    Notes: Abstract This paper analyzes the ethics of market competition with reference to sport games. The metaphor of games suggests that different games represent three elements or models that are related to man and society: record, struggle, and cooperation. Record-type games pursue excellence or virtue; struggle-type games determine winners in zero-sum games; and the idea of cooperation or teamwork demands the just rules of competition based on solidarity. Moral criticism of market competition is sometimes in confusion with regard to the targets of criticism. Distinction should be made between the aims, rules, and motives of competition. A free society based on self-interest should be maintained by improving the aims and rules of competition, which are often defective and degraded. Thus the ethics of competition should consist of the ethics of virtue, of justice, and of freedom.
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    European journal of law and economics 2 (1995), S. 45-62 
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    Notes: Abstract The possibility of fraud exists in any contract. Courts and custom allow some amount of fraud before voiding the contract. The same principles hold for marriage. This paper provides a comparative analysis of annulment and divorce, shows that there exists a socially optimal amount of fraud in marriage, and demonstrates how changes in the locale's divorce regime result in changing demand for annulments. While substitutability between annulment and divorce is limited, annulment is shown to become more valuable for introducing fault when the divorce regime shifts to no fault. As European nations harmonize their family laws, they should be conscious of this substitutibility.
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    European journal of law and economics 2 (1995), S. 21-43 
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    Topics: Law , Economics
    Notes: Abstract In this paper the economic analysis of accident law is used to examine the liability for nuclear accidents. It is argued that the classic system of individual liability of a nuclear power plant operator with a financial cap on compensation and individual insurance by national pools is not effective. The current system leads to a too low compensation for victims and lacks an adequate internalization of the nuclear risk. Hence, it is argued that the economic analysis of law can provide useful insights for the revision of the Paris and Vienna Conventions on the liability for nuclear accidents. It is also argued that higher amounts of compensation can be generated only if the idea is accepted that all plants share the costs of an accident wherever it occurs. This could be realized through a mutual pooling system. Such a system could also be fitted into the revision of the Paris and Vienna Conventions.
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    European journal of law and economics 2 (1995), S. 85-92 
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    Notes: Abstract An important reason why intellectual property is far less effective for generating innovation than it could be is the excessively high cost of resolving disputes. This largely reflects the use of ordinary court arrangements to determine what are essentially technical issues. Compulsory expert arbitration, with legal aid for the party that doesnot appeal to the court from a ruling, is proposed as an alternative. A full-scale working model of such a system is shown to exist in the interference procedure of the United States Patent and Trademark Office. That no more than 4 percent of court appeals from decisions in this are even partially successful augurs well for the potential value of the arrangements proposed.
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    European journal of law and economics 2 (1995), S. 119-125 
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    Keywords: Thought ; psychology ; legal reasoning
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    Topics: Law , Economics
    Notes: Abstract The law is essentially an intellectual activity, and our understanding of the thinking processes are important. This article presents a discussion not of pure logic or what psychologists have worked out by experiments on rats, but a general description of how we actually think in problems such as those faced by lawyers.
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    European journal of law and economics 2 (1995), S. 99-118 
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    Keywords: Bargaining ; Coase theorem ; efficient allocation ; factor supply behavior ; institutional arrangements
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    Topics: Law , Economics
    Notes: Abstract The Coase theorem asserts that private bargaining can overcome the difficulties posed by an externality situation and lead to a first-best allocative solution. For such idealized efficiency to be achieved, however, it is generally recognized that certain very special conditions must be met—including the assumption of zero transaction costs. In opposition to this view, the paper argues that the special simplifying conditions usually specified in the literature are not sufficient. Unless stringent supplementary conditions are introduced, private bargaining will not bring about a first-best solution. Indeed, if the standard assumptions are met but the supplementary conditions of the paper are not, government intervention in the externality case can be expected to produce a solution that is Pareto superior to the one generated by private bargaining.
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    European journal of law and economics 2 (1995), S. 127-147 
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    Keywords: Contract ; unsconscionability ; bargaining power
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    Topics: Law , Economics
    Notes: Abstract The justness and the efficiency of contracts will depend on the effectiveness of contract discipline. This disciplin will be most effective when contractors have a good range of alternatives to choose from and when they ca make those choices on the basis of good information about the alternatives. This notion of contract disciplin is used in this paper as the basis for reviewing the coherence and effectivenss of judicial attempts to control con tracting behavior in the United Kingdom. It is suggested that the legal analysis of contract needs to be reorientate toward an exploration of the sources of contract indiscipline in the many highly imperfect markets in the real world
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    European journal of law and economics 2 (1995), S. 149-173 
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    Notes: Abstract This article discusses the widely cherished theme of property rights and externalities, surveying the legal and economic literature that developed around Coase's 1960 article, The Problem of Social Cost. It identifies and appraises the most notable attacks to the Coase theorem and offers an insightful examination of the state of legal and economic scholarship in the wake of Coase's postulate. In revisiting familiar passages, this article shows the pervasive methodological implications of the Coasian approach to property rights and examines the normative and practical significance of the Coasian analysis in various situations of alleged market failure.
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    European journal of law and economics 2 (1995), S. 179-197 
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    Keywords: labor law ; labor economics ; security of tenure ; symbiotic arrangements
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    Topics: Law , Economics
    Notes: Abstract Security of tenure is discussed in this paper by contrasting conventional and recent hybrid so-called flexible employment regimes. These regimes will be analyzed in a neoinstitutional perspective—that is, within transaction cost and agency theory frameworks, including public choice considerations. We start from the premise that in a standard employment scenarioex ante hostages may not be taken and that limitedex post compensation payments are efficient. We then trace features of safeguarding employee investment in hybrid flexible regimes such as new independent contracting, franchising (and other relevantvariants of symbiotic contracting, capacity-oriented variable work time schemes, job sharing, and so on. We compare these new institutional creations in the labor market with standard regimes under the hypothesis that in an ideal scenario Pareto superior moves are feasible but that there is a systematic aberration from optimality caused by information asymmetries, search constraints (boundedness), and a lack of adaptive capacities of the regime users, particularly employees. This “regime deception factor∝ (RDF) needs theoretical and empirical scrutiny from both legal and economic perspectives.
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    European journal of law and economics 2 (1995), S. 199-209 
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    Keywords: law ; detail ; policy
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    Topics: Law , Economics
    Notes: Abstract The desirable degree of detail in the law has not been previously discussed. The point of this article is to begin the discussion by raising a number of problems. The first deals with the fact that a highly detailed law cannot, of course, be remembered and, in fact, may be very hard even to discover. Second, if the law is not highly detailed, it is apt to be uncertain in marginal cases, of which there should be many. Detail can be added to the law either by judicial decision or legislation or by some kind of special body as in France. In any event, however, there will certainly be cases in which it is not clear what the law is and there will be at least some obscurities in the law. These problems are discussed and not solved in this paper. It is intended to start the discussion, not finish it.
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    European journal of law and economics 2 (1995), S. 211-226 
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    Keywords: regulatory change ; switching regression ; event study
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    Topics: Law , Economics
    Notes: Abstract This paper demonstrates the applicability of two empirical techniques—the Heckman two-stage switching regression and the event study methodology—for evaluating regulatory or legislative change relating to companies and in particular to the regulation of company reporting. These techniques measure the impact of regulatory changes once they have happened. They could be used in practice if regulatory changes were subject to a review procedure. The availability of these relatively sophisticated techniques should encourage the quantitative analysis of regulatory changes. Comparisons of effects across member states of the European Union would be interesting but would obviously need care.
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    European journal of law and economics 2 (1995), S. 63-84 
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    Topics: Law , Economics
    Notes: Abstract This paper deals with the phenomenon of institutional change and has been conceived as an attempt to answer the following question: Can we retain theimage of institutional change contained in a theory when we replace a methodological foundation on which the theory was built by a different and alternative one? For an answer to be developed, special attention is paid to the contributions made by institutional economists (IE) and those made by transaction cost—new institutional economists (NIE). The question clearly shows that it is a paper on applied methodology rather than a survey on institutional change contributions. Because of that, its main purpose is not to increase our knowledge about the characteristics of real changes in legal rules and social norms, their causes, their processes, or their effects, though several examples are given of those institutionalist and new institutionalist contributions that analyze those changes. Our purpose is to investigate the way in which these two groups of economists approach the object of analysis already mentioned. Our conclusion will be that institutionalist and new institutionalist contributions are built on two different and mutually exclusive approaches because their respective methods of analysis (holism versus methodological individualism) are different and, above all, because they build their respective analyses on some concepts that are mutually exclusive (concepts showing power or nonvoluntary influences versus concepts showing voluntary transactions). Their analyses contain different and mutually exclusiveimages of the changes taking place in legal rules-formal institutions and social norms-informal institutions. Some comments about the limitations of the holist method of analysis are made in the paper.
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    European journal of law and economics 2 (1995), S. 247-249 
    ISSN: 1572-9990
    Source: Springer Online Journal Archives 1860-2000
    Topics: Law , Economics
    Type of Medium: Electronic Resource
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  • 97
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    Electronic Resource
    Springer
    European journal of law and economics 2 (1995), S. 227-245 
    ISSN: 1572-9990
    Keywords: relevant market ; Sherman Act ; Clayton Act section 7) ; horizontal combinations ; vertical combinations
    Source: Springer Online Journal Archives 1860-2000
    Topics: Law , Economics
    Notes: Abstract Attention by the courts to what constitutes a market has resulted from litigation enforcement by both the Federal Trade Commission and the Antitrust Division of the Department of Justice, especially in connection with the amended section 7 of the Clayton Act. The termmarket is not mentioned in either the Clayton or the Sherman Acts. What constitutes a “part of commerce,∝ “a line of commerce,∝ or “section of the country∝ has been interpreted by the courts to mean “a market.∝ A market in antitrust administration then becomes judicial—a process of interpreting the language of the antitrust statutes.
    Type of Medium: Electronic Resource
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  • 98
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    European journal of law and economics 2 (1995), S. 251-253 
    ISSN: 1572-9990
    Source: Springer Online Journal Archives 1860-2000
    Topics: Law , Economics
    Type of Medium: Electronic Resource
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  • 99
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    European journal of law and economics 2 (1995), S. 263-263 
    ISSN: 1572-9990
    Source: Springer Online Journal Archives 1860-2000
    Topics: Law , Economics
    Type of Medium: Electronic Resource
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  • 100
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    Electronic Resource
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    European journal of law and economics 2 (1995), S. 265-284 
    ISSN: 1572-9990
    Keywords: Economic analysis of law ; law ; law and economics ; methodology ; rational choice ; sociology
    Source: Springer Online Journal Archives 1860-2000
    Topics: Law , Economics
    Notes: Abstract The sociology of law appears to be a weak field in the United States, in comparison to other indisciplinary fields of legal study, notably economic analysis of law. Although American legal sociologists have done important empirical work, particularly on the litigation process and on the legal profession, the focus of American sociology of law has been narrow, theoretically limited, and, empirically, limited in both scope and method. These deficiencies may reflect the methodological limitations of Max Weber, the most influential figure in the history of sociology in general and sociology of law in particular. The failure of legal sociologists to borrow theoretical and empirical tools from sociologically minded economists such as Gary Becker is especially regrettable, and may be due to inaccurate perceptions of the political valence of economic analysis of law, sociology's traditional skepticism about the knowledge claims of other disciplines, professional envy, and misunderstanding of the economists' conception of rational choice.
    Type of Medium: Electronic Resource
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