ALBERT

Beschreibung: The German "Energiewende" (energy transition) is meant to be a contract between generations. The rebuilding of the whole energy system is designed and financed today in order to safeguard our children and grandchildren against fundamental risks: the enormous economic, social and environmental costs of a fossil-nuclear energy system, the risks of the nuclear fuel-cycle and the impacts of climate change, as well as energy import dependency, price shocks and geopolitical disputes over scarce resources. In contrast, a successful Energiewende creates new business areas and qualified jobs and increases competitiveness in the "green race" - in particular on the lead markets for efficiency technology and renewable energy. Accordingly, the Energiewende is described in this book as the collective effort of post-war German history and as a unique learning arena for a positive socio-economic transformation with international relevance. The book covers the formation of both the social and scientific Energiewende consensus, quantitative scenarios, the state of the Energiewende in 2015, the need for further policy intervention - in particular with respect to energy efficiency, and not least the integration of efficiency, sufficiency and renewable energy policies.

Beschreibung: Societal transitions involve multiple actors, changes in institutions, values and technologies, and interactions across multiple sectors and scales. Given this complexity, this paper takes on the view that the societal transitions research field would benefit from the further maturation and broader uptake of modelling approaches. This paper shows how modelling can enhance the understanding of and support stakeholders to steer societal transitions. It discusses the benefits modelling provides for studying large societal systems and elaborates on different ways models can be used for transitions studies. Two model applications are presented in some detail to illustrate the benefits. Then, limitations of modelling societal transitions are discussed, which leads to an agenda for future activities: (1) better cooperation in the development of dynamic models, (2) stronger interaction with other transition scholars and stakeholders, and (3) use of additional modelling approaches that we think are relevant to and largely unexplored in transitions studies.

Beschreibung: Social innovations, which transform resource intensive routines and practices into low-resource ones, combined with socio-technically designed transition paths, which are created around sustainability and environmental criteria, are milestones for implementation and diffusion of SCP (Sustainable Consumption and Production). This paper analyses such processes based on eight key components in order to evaluate and explain transformation and transition towards a sustainable lifestyle. Actors on all levels of society are included in this approach, creating a whole framework. Global megatrends, such as climate change, demographic change or resource scarcity will be put into relation with current policies and production trends, which play an important role for the development of transition pathways and future scenarios. This will enable us to work out guidelines and ideas on how to create a more sustainable society specifically.

Beschreibung: To identify the main drivers of transformation, it is helpful to identify the transformation perspectives of three specific schools of thought: idealist, institutional, and technological innovation. By differentiating among these schools of thought, a more informed transformation debate becomes possible, thereby increasing transformative literacy in academia and society.

Beschreibung: Real-world laboratories aim to create relevant and transferable knowledge and foster societal transformation towards sustainability. Members of the existing laboratories in Baden-Württemberg and experts have discussed the progress and the challenges of these innovative research settings.

Beschreibung: The transition towards full decarbonisation has reached the political agenda. In September 2016 in Wuppertal, scientists and politicians discussed ways to meet the climate targets.

Beschreibung: On the occasion of the 25th anniversary of the Wuppertal Institute for Climate, Environment and Energy, several events took place in Wuppertal under the motto of Making Utopia Possible.

Beschreibung: In order to reconfigure global socio-economic systems to be compatible with social imperatives and planetary boundaries, a transition towards sustainable development is necessary. The multi-level perspective (MLP) has been developed to study long-term transformative change. This paper complements the MLP by providing an ontological framework for studying and understanding the role of narratives as the vehicle of meaning and intermediation between individual and social collective in the context of ongoing transitions. Narratives are established as an analytical entity to unpack how disturbances at the level of the socio-technical landscape are translated into and contribute to the transformation of socio-technical regimes. To illustrate and test the approach, it is applied to the case of the Fukushima catastrophe: The narratives in relation to nuclear power in Japan, Germany and the United Kingdom are scrutinized and it is explored how these narratives have co-determined the policy responses and thus influenced ongoing transformation processes in the power sectors of the respective countries.

Beschreibung: In the context of the larger sustainability discourse, "sufficiency" is beginning to emerge as a new value throughout Western societies, and the question asked in this article is: Can we observe and conceptually identify opportunities to link successful business strategies of incumbents to principles of sufficiency? Thus, how feasible is sustainable entrepreneurship for incumbents? In this paper, a conceptual approach is developed combining insights from sociology, transition research, management and sustainable entrepreneurship research with a focus on narratives as a translation mechanism in situations where tensions emerge between corporate narratives and unexpected societal trends, e.g., the emergence of sufficient lifestyles. It will be shown that even though these are still a niche phenomenon, a focus on corporate narratives is an important element in understanding the role of incumbents in transitions to sustainability.

Beschreibung: Effective policies to mitigate climate change need to be accompanied by a socially just transition. Based on experiences of past and ongoing transition policies in coal regions in Europe and with indications to the specificity of framework conditions and challenges and to the potential effectiveness and transferability of approaches, this paper presents lessons learnt which can be inspirational for similar transitions in other coal regions and for transitions in other sectors.

Beschreibung: This case study examined the structural change in Lusatia caused by the system change from a centrally planned economy to a market economy in the period 1990-2015. It analysed the structural change process and the structural policies implemented as a reaction to this process with the objective to make this knowledge available for future structural change processes in other (coal) regions by deploying various qualitative and quantitative methods of empirical social and economic research. A discourse analysis helped to recognise who supported which structural policy approaches and why - and thus gives indications of the possible relevance of experiences for other regions.

Beschreibung: Focused fluid flow shapes the evolution of marine sedimentary basins by transferring fluids and pressure across geological formations. Vertical fluid conduits may form where localized overpressure breaches a cap rock (permeability barrier) and thereby transports overpressured fluids towards shallower reservoirs or the surface. Field outcrops of an Eocene fluid flow system at Pobiti Kamani and Beloslav Quarry (ca 15 km west of Varna, Bulgaria) reveal large carbonate‐cemented conduits, which formed in highly permeable, unconsolidated, marine sands of the northern Tethys Margin. An uncrewed aerial vehicle with an RGB sensor camera produces ortho‐rectified image mosaics, digital elevation models and point clouds of the two kilometre‐scale outcrop areas. Based on these data, geological field observations and petrological analysis of rock/core samples, fractures and vertical fluid conduits were mapped and analyzed with centimetre accuracy. The results show that both outcrops comprise several hundred carbonate‐cemented fluid conduits (pipes), oriented perpendicular to bedding, and at least seven bedding‐parallel calcite cemented interbeds which differ from the hosting sand formation only by their increased amount of cementation. The observations show that carbonate precipitation likely initiated around areas of focused fluid flow, where methane entered the formation from the underlying fractured subsurface. These first carbonates formed the outer walls of the pipes and continued to grow inward, leading to self‐sustaining and self‐reinforcing focused fluid flow. The results, supported by literature‐based carbon and oxygen isotope analyses of the carbonates, indicate that ambient seawater and advected fresh/brackish water were involved in the carbonate precipitation by microbial methane oxidation. Similar structures may also form in modern settings where focused fluid flow advects fluids into overlying sand‐dominated formations, which has wide implications for the understanding of how focusing of fluids works in sedimentary basins with broad consequences for the migration of water, oil and gas.

Beschreibung: Integrated School of Ocean Sciences (ISOS) Kiel

Beschreibung: European Union’s Horizon 2020 http://dx.doi.org/10.13039/100010661

Beschreibung: Bulgarian Science Fund

Beschreibung: The decomposition of thawing permafrost organic matter (OM) to the greenhouse gases (GHG) carbon dioxide (CO2) and methane forms a positive feedback to global climate change. Data on in situ GHG fluxes from thawing permafrost OM are scarce and OM degradability is largely unknown, causing high uncertainties in the permafrost‐carbon climate feedback. We combined in situ CO2 and methane flux measurements at an abrupt permafrost thaw feature with laboratory incubations and dynamic modeling to quantify annual CO2 release from thawing permafrost OM, estimate its in situ degradability and evaluate the explanatory power of incubation experiments. In July 2016 and 2019, CO2 fluxes ranged between 0.24 and 2.6 g CO2‐C m−2 d−1. Methane fluxes were low, which coincided with the absence of active methanogens in the Pleistocene permafrost. CO2 fluxes were lower three years after initial thaw after normalizing these fluxes to thawed carbon, indicating the depletion of labile carbon. Higher CO2 fluxes from thawing Pleistocene permafrost than from Holocene permafrost indicate OM preservation for millennia and give evidence that microbial activity in the permafrost was not substantial. Short‐term incubations overestimated in situ CO2 fluxes but underestimated methane fluxes. Two independent models simulated median annual CO2 fluxes of 160 and 184 g CO2‐C m−2 from the thaw slump, which include 25%–31% CO2 emissions during winter. Annual CO2 fluxes represent 0.8% of the carbon pool thawed in the surface soil. Our results demonstrate the potential of abrupt thaw processes to transform the tundra from carbon neutral into a substantial GHG source.

Beschreibung: Plain Language Summary: Thawing of permanently frozen soils (permafrost) in the northern hemisphere forms a threat to global climate since these soils contain large amounts of frozen organic carbon, which might be decomposed to the greenhouse gases (GHGs) carbon dioxide (CO2) and methane upon thaw. How fast these GHGs are produced is largely unknown, since field observations of greenhouse gas fluxes from thawing permafrost are too sparse. Consequently, simulations on the effect of thawing permafrost soils on future climate are highly uncertain. We measured CO2 and methane fluxes from soils affected by abrupt permafrost thaw in Siberia during two summer seasons. We used these field observations and long‐term incubation data to calibrate two models that simulate the CO2 release over a whole year. We found that greenhouse gas fluxes were dominated by CO2 and that the minor importance of methane was due to the absence of methane producing microorganisms in the Pleistocene permafrost. The CO2 release in the first year accounted for 0.8% of thawed permafrost carbon but decomposition rates decreased after the depletion of the rapidly decomposable organic matter. Abrupt permafrost thaw turned the tundra into a substantial source of CO2, of which 25%–31% was released in the non‐growing season.

Beschreibung: Key Points: Abrupt permafrost thaw turned the tundra into a substantial annual source of CO2 of which 25%–31% were released in the non‐growing season. About 0.8% of thawed permafrost carbon was decomposed to CO2 in one year but decomposition rates declined after the loss of labile carbon. Methane contributed a minor fraction to total greenhouse gas fluxes also because of a low methanogen abundance in Pleistocene permafrost.

Beschreibung: German Ministry for Education and Research

Beschreibung: German Research Foundation

Beschreibung: https://doi.org/10.5281/zenodo.5584710

Beschreibung: Hydrogen isotope ratios of sedimentary leaf waxes (δ2HWax values) are increasingly used to reconstruct past hydroclimate. Here, we add δ2HWax values from 19 lakes and four swamps on 15 tropical Pacific islands to an updated global compilation of published data from surface sediments and soils. Globally, there is a strong positive linear correlation between δ2H values of mean annual precipitation (δ2HP values) and the leaf waxes n‐C29‐alkane (R2 = 0.74, n = 665) and n‐C28‐acid (R2 = 0.74, n = 242). Tropical Pacific δ2HWax values fall within the predicted range of values based on the global calibration, and the largest residuals from the global regression line are no greater than those observed elsewhere, despite large uncertainties in δ2HP values at some Pacific sites. However, tropical Pacific δ2HWax values in isolation are not correlated with estimated δ2HP values from isoscapes or from isotope‐enabled general circulation models. Palynological analyses from these same Pacific sediment samples suggest no systematic relationship between any particular type of pollen distribution and deviations from the global calibration line. Rather, the poor correlations observed in the tropical Pacific are likely a function of the small range of δ2HP values relative to the typical residuals around the global calibration line. Our results suggest that δ2HWax values are currently most suitable for use in detecting large changes in precipitation in the tropical Pacific and elsewhere, but that ample room for improving this threshold exits in both improved understanding of δ2H variability in plants, as well as in precipitation.

Beschreibung: Plain Language Summary: Past precipitation patterns are difficult to reconstruct, limiting our ability to understand Earth’s climate system. Geochemists reconstruct past precipitation by measuring the amount of heavy hydrogen naturally incorporated into the waxy coating of leaves, which is preserved in mud that accumulates in lakes, soils, and oceans. Heavy hydrogen in leaf waxes is strongly correlated with local precipitation, allowing us to learn about rainfall intensity, temperature, and cloud movement. However, no existing calibration studies include sites from the tropical Pacific, home to the most intense rainfall on the planet and populations that rely on rain for drinking water and farming. We measured heavy hydrogen in leaf waxes from tropical Pacific islands and show that although values are within the global calibration error, no precipitation relationship exists within the region. Plant type distributions do not explain the lack of correlation, which is best attributed to poorly constrained estimates of heavy hydrogen in local rain and the relatively small range of variability within the region. At present, heavy hydrogen from ancient leaf waxes can show large changes in past precipitation, but improved process‐level understanding is needed to use this tool to understand smaller changes in the tropical Pacific and elsewhere.

Beschreibung: Key Points: Leaf wax 2H/1H ratios are correlated with mean annual precipitation 2H/1H ratios globally, but not in the tropical Pacific. Deviations from the global relationship between precipitation leaf wax 2H/1H ratios cannot be predicted from palynological assemblages. Small range and large uncertainties in estimates of tropical Pacific precipitation 2H/1H ratios likely account for poor correlations.

Beschreibung: Swiss National Science Foundation

Beschreibung: National Science Foundation (NSF) http://dx.doi.org/10.13039/100000001

Beschreibung: Natural Environment Research Council (NERC) http://dx.doi.org/10.13039/501100000270

Beschreibung: Department of Education and Training, Australian Research Council (ARC) http://dx.doi.org/10.13039/501100000923

Beschreibung: http://10.0.15.89/ethz-b-000412154

Beschreibung: The role of soil moisture for organic matter decomposition rates remains poorly understood and underrepresented in Earth System Models (ESMs). We apply the Dual Arrhenius Michaelis‐Menten (DAMM) model to a selection of ESM soil temperature and moisture outputs to investigate their effects on decomposition rates, at different soil depths, for a historical period and a future climate period. Our key finding is that the inclusion of soil moisture controls has diverging effects on both the speed and direction of projected decomposition rates (up to ±20%), compared to a temperature‐only approach. In the top soil, the majority of these changes is driven by substrate availability. In deeper soil layers, oxygen availability plays a relatively stronger role. Owing to these different moisture controls along the soil depth, our study highlights the need for depth‐resolved inclusion of soil moisture effects on decomposition rates within ESMs. This is particularly important for C‐rich soils in regions which may be subject to strong future warming and vertically opposing moisture changes, such as the peat soils at northern high latitudes.

Beschreibung: Plain Language Summary: Soils contain a lot of carbon (C). Earth System Models (ESMs) predict that the amount of C released from soils into the atmosphere as CO2 will increase in response to increased warming and microbial activity. Soil moisture also controls microbial C decomposition, but most ESMs do not yet describe this process very well. In this study we apply a simple equation to different ESMs, to see how both temperature and soil moisture change microbial decomposition under future climate. First, we show that the speed of C released into the atmosphere changes when we include soil moisture changes, compared to what is expected due to warming alone. Second, we found that the future speed at which carbon that can be decomposed in the topsoil mainly depends on how much carbon microbes have access to, but that in the deeper soil this process becomes much more affected by the absence/presence of oxygen. Including these soil moisture interactions in ESMs for different soil depths is important to predict whether soils will store more or less C in the future. Our findings are particularly relevant for high latitude soils which store large amounts of C, will warm fast, and experience frequent (re)wetting and drying.

Beschreibung: Key Points: Considering soil moisture effects can change modeled decomposition rates by up to ±20% compared to considering only temperature effects. The majority of these changes are driven by substrate availability, in particular in the top soil. In the subsoil, oxygen availability becomes an increasingly important factor.

Beschreibung: Norwegian Research Council

Beschreibung: https://doi.org/10.5281/zenodo.5654554

Beschreibung: The interaction between the land surface and the atmosphere is a crucial driver of atmospheric processes. Soil moisture and precipitation are key components in this feedback. Both variables are intertwined in a cycle, that is, the soil moisture – precipitation feedback for which involved processes and interactions are still discussed. In this study the soil moisture – precipitation feedback is compared for the sempiternal humid Ammer catchment in Southern Germany and for the semiarid to subhumid Sissili catchment in West Africa during the warm season, using precipitation datasets from the Climate Hazards Group InfraRed Precipitation with Station data (CHIRPS), from the German Weather Service (REGNIE) and simulation datasets from the Weather Research and Forecasting (WRF) model and the hydrologically enhanced WRF‐Hydro model. WRF and WRF‐Hydro differ by their representation of terrestrial water flow. With this setup we want to investigate the strength, sign and variables involved in the soil moisture – precipitation feedback for these two regions. The normalized model spread between the two simulation results shows linkages between precipitation variability and diagnostic variables surface fluxes, moisture flux convergence above the surface and convective available potential energy in both study regions. The soil moisture – precipitation feedback is evaluated with a classification of soil moisture spatial heterogeneity based on the strength of the soil moisture gradients. This allows us to assess the impact of soil moisture anomalies on surface fluxes, moisture flux convergence, convective available potential energy and precipitation. In both regions the amount of precipitation generally increases with soil moisture spatial heterogeneity. For the Ammer region the soil moisture – precipitation feedback has a weak negative sign with more rain near drier patches while it has a positive signal for the Sissili region with more rain over wetter patches. At least for the observed moderate soil moisture values and the spatial scale of the Ammer region, the spatial variability of soil moisture is more important for surface‐atmosphere interactions than the actual soil moisture content. Overall, we found that soil moisture heterogeneity can greatly affect the soil moisture – precipitation feedback.

Beschreibung: WRF and WRF‐hydro model simulations are used to determine the sign and analyse the mechanisms of the soil moisture ‐ precipitation feedback for the sempiternal humid Ammer catchment in Southern Germany and for the semiarid to subhumid Sissili catchment in West Africa during the warm season. The generation of moist convection is favoured over surfaces with moderately high soil moisture gradients in the Ammer region, while for the Sissili region the location of precipitation tends to be related to areas with high soil moisture gradients. For the Ammer region the soil moisture – precipitation feedback has a weak negative sign with more rain near drier patches while it has a positive signal for the Sissili region with more rain over wetter patches.

Beschreibung: Untersuchung des Klimas des südlichen Afrikas – ein Brückenschlag vom frühen Holozän bis heute

Beschreibung: Transregional Collaborative Research Center

Beschreibung: In designed experiments, different sources of variability and an adequate scale of measurement need to be considered, but not all approaches in common usage are equally valid. In order to elucidate the importance of sources of variability and choice of scale, we conducted an experiment where the effects of biochar and slurry applications on soil properties related to soil fertility were studied for different designs: (a) for a field‐scale sampling design with either a model soil (without natural variability) as an internal control or with composited soils, (b) for a design with a focus on amendment variabilities, and (c) for three individual field‐scale designs with true field replication and a combined analysis representative of the population of loess‐derived soils. Three silty loam sites in Germany were sampled and the soil macroaggregates were crushed. For each design, six treatments (0, 0.15 and 0.30 g slurry‐N kg−1 with and without 30 g biochar kg−1) were applied before incubating the units under constant soil moisture conditions for 78 days. CO2 fluxes were monitored and soils were analysed for macroaggregate yields and associated organic carbon (C). Mixed‐effects models were used to describe the effects. For all soil properties, results for the loess sites differed with respect to significant contributions of fixed effects for at least one site, suggesting the need for a general inclusion of different sites. Analysis using a multilevel model allowed generalizations for loess soils to be made and showed that site:slurry:biochar and site:slurry interactions were not negligible for macroaggregate yields. The use of a model soil as an internal control enabled observation of variabilities other than those related to soils or amendments. Experiments incorporating natural variability in soils or amendments resulted in partially different outcomes, indicating the need to include all important sources of variability. Highlights Effects of biochar and slurry applications were studied for different designs and mixed‐effects models were used to describe the effects. Including an internal control allowed observation of, e.g., methodological and analytical variabilities. The results suggested the need for a general inclusion of different sites. Analysis using a multilevel model allowed generalizations for loess soils. The results indicated the need to include all important sources of variability.

Beschreibung: Human alteration of nutrient cycles has caused persistent and widespread degradation of water quality around the globe. In many regions, including Western Europe, elevated nitrate (NO3−) concentration in surface waters contributes to eutrophication and noncompliance with environmental legislation. Discharge, NO3− concentrations and the vulnerability of the aquatic ecosystems to eutrophication often exhibit a distinct seasonality. Understanding spatial patterns and long‐term trends in this seasonality is crucial to improve water quality management. Here, we hypothesized that NO3− concentrations during high‐flow periods would respond faster to changes in nutrient inputs than low‐flow concentrations because of greater connectivity of shallow diffuse NO3− sources with the river network. To test this hypothesis, we compiled long‐term NO3− and discharge time series from 290 Western European catchments. To characterize the long‐term trajectories of seasonal NO3− concentration, we propose a novel hysteresis approach comparing low‐ and high‐flow NO3− concentration in the context of multi‐decadal N input changes. We found synchronous winter maxima of NO3− and discharge in 84% of the study catchments. However, contrary to our hypothesis, there were surprisingly diverse long‐term trajectories of seasonal NO3− concentration. Both clockwise (faster high‐flow NO3− response) and counterclockwise hysteresis (faster low‐flow NO3− response) occurred in similar proportions, potentially due to a high complexity in the underlying processes. Spatial variability of seasonality in NO3− concentration across the catchments was more pronounced and better predictable than its long‐term variability. This work demonstrates the value of seasonal and inter‐annual hydrochemical analysis and provides new tools for water quality monitoring and management.

Beschreibung: Plain Language Summary: Nitrogen is an essential element of all living organisms and has thus often been used excessively as fertilizer to secure food production. However, surface waters can suffer from elevated nutrients inputs, causing toxic algal blooms and impairing drinking water quality, especially during summer low flows. To manage water quality, it is crucial to understand these seasonal variations of nitrogen and discharge and the underlying processes. We used data from 290 catchments in France and Germany to characterize average seasonality patterns and their long‐term evolution across the variety of landscapes and human influences. This allowed classifying catchment behavior and linking them to controls. As expected, both nitrogen and discharge peak during winter in most catchments (84%). However, there are well explainable deviations, for example, in mountainous regions. The long‐term evolution of seasonality was more diverse than expected suggesting a complex interplay of various processes with the long input history from fertilization and wastewater being part of the controls. We found that the differences among catchments were greater than the long‐term changes of seasonality within most catchments. By identifying catchment typologies, our study increases the understanding of nitrate seasonality patterns across a large extent and thus supports ecological water quality management.

Beschreibung: Key Points: Spatial patterns of nitrate and discharge seasonality are linked to topography and hydroclimate with winter maxima dominating for both. After decreasing nutrient inputs, cases with decreases in river nitrate preceding during low‐ and high‐flow seasons occurred equally often. Spatial variability of nitrate seasonality is greater and more predictable from catchment characteristics than its long‐term variability.

Beschreibung: Deutsche Forschungsgemeinschaft (DFG) http://dx.doi.org/10.13039/501100001659

Beschreibung: Helmholtz Association http://dx.doi.org/10.13039/501100009318

Beschreibung: US National Science Foundation (NSF)

Beschreibung: Abstract The number of newly discovered and confirmed impact structures on earth is growing continuously. In this review paper, the main attributes of 198 confirmed impact structures and 10 further structures, for which final confirmation based on the identification of shock features is not yet entirely satisfying, are presented. The impact craters are compared statistically, with regard to their morphology, structure, and status of erosion or burial. The size– and age–frequency distributions of terrestrial impact structures are presented. Additional aspects concern target petrography and shock effects found in the craters. Based on the discovery statistics of presently known crater structures, an estimate can be made of the number of craters that await discovery. The paper is complementary to the recently published atlas of terrestrial impact structures by Gottwald et al. (2020).

Beschreibung: The prevailing view suggests that the Eemian interglacial on the European Plain was characterized by largely negligible geomorphic activity beyond the coastal areas. However, systematic geomorphological studies are sparse. Here we present a detailed reconstruction of Eemian to Early Weichselian landscape evolution in the vicinity of a small fingerlake on the northern margin of the Salzwedel Palaeolake in Lower Saxony (Germany). We apply a combination of seismics, sediment coring, pollen analysis and luminescence dating on a complex sequence of colluvial, paludal and lacustrine sediments. Results suggest two pronounced phases of geomorphic activity, directly before the onset and at the end of the Eemian period, with an intermediate period of pronounced landscape stability. The dynamic phases were largely driven by incomplete vegetation cover, but likely accentuated by fluvial incision in the neighbouring Elbe Valley. Furthermore, we discovered Neanderthal occupation at the lakeshore during Eemian pollen zone (PZ) E IV, which is chronologically in line with other known Eemian sites of central Europe. Our highly‐resolved spatio‐temporal data substantially contribute to the understanding of climate‐induced geomorphic processes throughout and directly after the last interglacial period. It helps unraveling the landscape dynamics between the coastal areas to the north and the loess belt to the south.

Beschreibung: Two phases of channel incision at the Saalian‐Eemian transition and in the late Eemian. Incisions closely followed by rising water tables. Long‐lasting phase of geomorphic stability in the mid‐Eemian, characterized by: very dense forest cover. the formation of a fingerlake within the paleochannel with gradually sinking water table. no influx of clastic sediments, but deposition of peat and lake‐marl deposits.

Beschreibung: Max‐Planck‐Gesellschaft http://dx.doi.org/10.13039/501100004189

Beschreibung: Although previous findings support an origin of the Shatsky Rise igneous plateau (Northwest Pacific) through interaction of a mantle plume with a mid‐ocean ridge triple junction, the evidence for the involvement of a mantle plume is equivocal. The identification of an intraplate hotspot track emanating from the plateau could solve this controversy. Here we present major and trace element geochemical data from two different bathymetric features that emanate from the youngest end of Shatsky Rise: Papanin Ridge and the Ojin Rise Seamount province. Combining our results with plate tectonic reconstructions, we conclude that Papanin Ridge represents a hotspot track formed by plume‐ridge interaction. Whereas the southwestern part was formed along the path of the retreating Pacific‐Farallon‐Izanagi triple junction, the northeastern part was built by preferential drainage into its Pacific‐Farallon branch. In contrast, the Ojin Rise Seamounts formed as a true intraplate hotspot track of the Shatsky plume tail. Our wide‐ranging study reveals systematic spatial geochemical variations, consistent with a lithospheric thickness control on magma composition derived from melting a heterogeneous plume source. The recognition of two hotspot tracks and in particular of the Ojin Rise Seamounts as an intraplate hotspot track that is directly linked to Shatsky plateau volcanism both in terms of geochemistry and plate tectonic reconstructions confirms the long‐disputed involvement of a mantle plume for the formation of Shatsky Rise.

Beschreibung: Plain Language Summary: The origin of Shatsky Rise, a large igneous plateau in the NW Pacific, has long been debated. It could have either formed by shallow mantle melting due to its confirmed creation along a mid‐ocean ridge or with additional contribution of deeper mantle material that upwelled as so‐called mantle plume beneath the spreading ridge (“plume‐ridge interaction”). The identification of an intraplate hotspot track emanating from Shatsky Rise and related to the plateau could answer this question. Here we present major and trace element geochemical data from lava samples dredged from two different structures that arise from the youngest end of the Shatsky Rise plateau: Papanin Ridge and the Ojin Rise Seamount province. By combining our results with plate tectonic reconstructions, we conclude that Papanin Ridge formed, like the main Shatsky Rise, by continued plume‐ridge interaction. In contrast, the Ojin Rise Seamounts formed as a true intraplate hotspot track by the drift of the Pacific Plate over the stationary Shatsky hotspot (plume tail). The recognition of an intraplate hotspot track that is directly linked to the Shatsky plateau volcanism both in terms of geochemistry and plate tectonic reconstructions also confirms the involvement of a mantle plume for the formation of Shatsky Rise.

Beschreibung: Key Points: The Ojin Rise Seamounts are identified as intraplate hotspot track of the same mantle plume that formed the Shatsky Rise oceanic plateau. Papanin Ridge formed by plume‐ridge interaction and represents the northeastern continuation of the Shatsky plateau. Linking an intraplate hotspot track to the Shatsky plateau confirms the involvement of a mantle plume for its formation.

Beschreibung: Bundesministerium für Bildung und Forschung (BMBF) http://dx.doi.org/10.13039/501100002347

Beschreibung: GEOMAR Helmholtz Centre for Ocean Research Kiel

Beschreibung: https://doi.org/10.26022/IEDA/111976

Beschreibung: Fast and accurate large‐scale localization and quantification of harmfully compacted soils in recultivated post‐mining landscapes are of particular importance for mining companies and the following farmers. The use of heavy machinery during recultivation imposes soil stress and can cause irreversible subsoil compaction limiting crop growth in the long term. To overcome or guide classical point‐scale methods to determine compaction, fast methods covering large areas are required. In our study, a recultivated field of the Garzweiler mine in North Rhine‐Westphalia, Germany, with known variability in crop performance was intensively studied using non‐invasive electromagnetic induction (EMI) and electrode‐based electrical resistivity tomography (ERT). Additionally, soil bulk density, volumetric soil water content and soil textures were analysed along two transects covering different compaction levels. The results showed that the measured EMI apparent electrical conductivity (ECa) along the transects was highly correlated (R2 〉 .7 for different dates and depths below 0.3 m) to subsoil bulk density. Finally, the correlations established along the transects were used to predict harmful subsoil compaction within the field, whereby a spatial probabilistic map of zones of harmful compaction was developed. In general, the results revealed the feasibility of using the EMI derived ECa to predict harmful compaction. They can be the basis for quick monitoring of the recultivation process and implementation of necessary melioration to return a well‐structured soil with good water and nutrient accessibility, and rooting depths for increased crop yields to the farmers.

Beschreibung: BonaRes (Module A)

Beschreibung: The Miocene period saw substantially warmer Earth surface temperatures than today, particularly during a period of global warming called the Mid Miocene Climatic Optimum (MMCO; ∼17–15 Ma). However, the long‐term drivers of Miocene climate remain poorly understood. By using a new continuous climate‐biogeochemical model (SCION), we can investigate the interaction between volcanism, climate and biogeochemical cycles through the Miocene. We identify high tectonic CO2 degassing rates and further emissions associated with the emplacement of the Columbia River Basalt Group as the primary driver of the background warmth and the MMCO respectively. We also find that enhanced weathering of the basaltic terrane and input of explosive volcanic ash to the oceans are not sufficient to drive the immediate cooling following the MMCO and suggest that another mechanism, perhaps the change in ocean chemistry due to massive evaporite deposition, was responsible.

Beschreibung: Plain Language Summary: The Miocene period was much warmer than today, with the Mid Miocene Climatic Optimum (MMCO, roughly 17–15 million years ago) especially warm. Due to the high surface temperatures, comparisons to projected climatic conditions as a result of anthropogenic climate change have been drawn. However, the drivers of climate during the Miocene are not well understood. By using a new type of climate model, we investigate the impact volcanic eruptions had on the period, and link the extreme warmth of the MMCO with greenhouse gas release from the eruption of the Columbia River Basalts Group (CRBG). We find weathering of the CRBG does not explain the cooling at the end of the MMCO, and so discuss other potential explanations such as evaporite deposition.

Beschreibung: Key Points: A new climate‐biogeochemical model allows investigation of drivers of climate change in the Miocene. Columbia River Basalt Group (CRBG) degassing is sufficient to have caused the Mid Miocene Climatic Optimum (MMCO). Weathering of CRBG insufficient to drive cooling after the MMCO. This may be linked to evaporite deposition and changes to marine chemistry.

Beschreibung: UK Natural Environment Research Council

Beschreibung: French Research Agency (ANR)

Beschreibung: Glacial landforms are abundant in the North Sea basin and are often used to reconstruct the impact and dynamics of ice sheets during the Pleistocene. Geophysical methods have allowed the mapping and structural analysis of glacial landforms at the surface and in the subsurface to estimate the position of former ice margins in the North Sea. However, the glacial history of the southeastern North Sea remains underexplored. In this study, we present a structural analysis of Late Pliocene to Late Pleistocene sediments based on a dense grid of 2D high‐resolution multi‐channel reflection seismic data from the German sector of the southeastern North Sea. We show that the Heligoland Glacitectonic Complex (HGC) is larger than previously assumed (700 km2, 32×22 km) and characterized by three distinct zones of thrusting and deformation on two décollements. The kinematic restoration of seismic cross‐sections and dip measurements of thrust faults demonstrate that the HGC was formed by an ice lobe advancing from the southeast. To explain the origin of the HGC, we provide alternative models for its formation during a single ice advance or two ice advances in the study area. Furthermore, we validate the early or pre‐Elsterian age of the HGC based on nearby Elsterian tunnel valleys, and conclude that salt structures in the subsurface may have influenced its location.

Beschreibung: Schleswig‐Holstein Agency for Coastal Defence, National Park and Marine Conservation (LKN.SH) and the State Agency for Agriculture, Environment and Rural Areas of Schleswig‐Holstein (LLUR)

Beschreibung: Quantitative environmental assessments are crucial in working effectively towards sustainable production and consumption patterns. Over the last decades, life cycle assessments (LCA) have been established as a viable means of measuring the environmental impacts of products along the supply chain. In regard to user and consumption patterns, however, methodological weaknesses have been reported and, several attempts have been made to improve LCA accordingly, for example, by including higher order effects and behavioural science support. In a discussion of such approaches, we show that there has been no explicit attention to the concepts of consumption, often leading to product-centred assessments. We introduce social practice theories in order to make consumption patterns accessible to LCA. Social practices are routinised actions comprising interconnected elements (materials, competences, and meanings), which make them conceivable as one entity (e.g. cooking). Because most social practices include some sort of consumption (materials, energy, air), we were able to develop a framework which links social practices to the life cycle inventory of LCA. The proposed framework provides a new perspective of quantitative environmental assessments by switching the focus from products or users to social practices. Accordingly, we see the opportunity in overcoming the reductionist view that people are just users of products, and instead we see them as practitioners in social practises. This change could enable new methods of interdisciplinary research on consumption, integrating intend-oriented social sciences and impact-oriented assessments. However, the framework requires further revision and, especially, empirical validation.

Beschreibung: The author demonstrates that digital technologies and new mobility concepts can lead to a reduction of the automobiles in urban areas by a factor of 10. The book features two vivid case studies of such digital mobility concepts: TwoGo by SAP and smexx. The author proposes six prototypes of business models for "Shared Automobility Services". Janasz offers also the "Transformative Literacy" for designing sustainable urban mobility systems of the future. The author elaborates on the socio-political patterns of urban mobility by presenting the case of the City of Basel (Switzerland). He proposes the framework of "Integrated Sustainable Urban Mobility" to explain how to overcome car dependence in cities.

Beschreibung: This governance brief aims to provide practical examples on how investments in urban infrastructure, clean energy, and energy efficiency can be implemented; and how these are embedded in multi-level governance, experimentation, and policy-learning. It draws on examples from the German energy system transition, which can be understood as a large-scale, real-life laboratory for the governance of a sustainability transition of an entire national energy system. The federal state of North-Rhine Westphalia's experience illustrates the complexity of the governance challenge of implementing low-carbon system transitions.

Beschreibung: The results presented in this article illustrate how the local public was informed on specific Carbon Capture and Storage (CCS) projects by regional newspapers in Germany. The analyzed articles were published in four daily newspapers within the German regions where four CO2 onshore storage projects took place or have been planned. The articles were published between 2007 and 2011. In total, 1,115 newspaper articles about the four CO2 onshore storage projects were gathered and analyzed both qualitatively and quantitatively. Our results showed that the regional media coverage of CCS projects in Germany reached peaks in 2009 and 2010. The main topics changed within the media coverage and it is worth mentioning to what extent the media coverage of CCS disregarded topics with regard to economic, technical, ecological or scientific aspects on CCS. The overall evaluation of CCS within the articles is negative. While commercial CCS projects received more negative evaluation across newspaper articles; opinions about the research and industry project Ketzin were more neutral.

Beschreibung: In early September 2014, about 4.000 scientists, activists and artists at the 4th International Conference on Degrowth sent out two messages. 1. Industrialized societies will change, either by disaster or by design. Accelerated resource exploitation and climate change can force societies into a transition. Or they swiftly develop new forms of economic, political and social organization which respect the planetary boundaries. 2. "Degrowth" has become a new social movement which translates scientific insights into cultural change, political change and social practice. Hence, the conference itself was an experiment on the potentials and limits of share economy, commoning and sufficiency. A team of young scholars and activists from different German research institutes and non-govern- mental organisations prepared the conference. The team of the Wuppertal Institute was partly involved in the preperation of the conference. Scientists from all research groups took part in the conference, presenting and discussing project results. The publication is a collection of contributions of the Wuppertal Institute to the conference and covers pivotal issues of the degrowth-debate: indicator development (Freyling & Schepelmann), working time reduction (Buhl), feminist theory (Biesecker & Winterfeld), and urban transition (Best).

Beschreibung: The International Sustainability Transitions Conference (IST) will discuss advances in the field of sustainability transformations. The conference will be organized by the Sustainability Transitions Research Network, in which both the Wuppertal Institute and Leuphana University of Lüneburg participate.

Beschreibung: Treating waste as a resource and the design of a circular economy have been identified as key approaches for resource efficiency. Despite ambitious targets, policies and instruments that would enable a transition from a conventional waste management to an integrated and comprehensive resource management are still missing. Moreover, this will require innovative policy mixes which do not only address different end-of-pipe approaches but integrate various resource efficiency aspects from product design to patterns of production and consumption. Based on the results of a project funded by the Seventh Framework Programme for Research and Technological Development named "POLFREE - Policy Options for a resource efficient economy", this paper addresses several aspects of the conceptualization of policy mixes with regard to waste as a specific resource efficiency challenge. The guiding research interest of this paper is the combination of policies necessary to create a full circular economy. In a first step, the present waste policy frameworks, institutions and existing incentives at national level are examined in order to disclose regulatory and policy gaps. Based on this, the second part of the paper describes and analyses specific waste-related resource efficiency instruments with regard to their potential impacts under the constraints of various barriers. Based on the assessment of the country analyses and the innovative instruments, the paper draws conclusions on waste policy mixes and political needs.

Beschreibung: The present study investigates and compares the public perception of CO2 offshore storage, CO2 onshore storage and CO2 transport via pipeline in Germany nationwide and in two coastal regions. For this purpose, three representative surveys were carried out and analyzed with the methods of descriptive statistics and ordinal regressions. The results of our descriptive statistical analyses show clear regional differences with regard to self-reported awareness, factual knowledge, risk perceptions and general attitudes towards CO2 offshore/onshore storage and CO2 transport via pipeline. With regard to the public perception of the two storage options - offshore and onshore - no major differences could be identified: both are hardly accepted by the German public. In comparison to CO2 offshore storage/CO2 onshore storage, the attitudes towards CO2 transport via pipeline were perceptibly more positive in all regions. Our regression analyses revealed that the perceptions of the personal and societal risks of CO2 transport via pipeline/CO2 offshore storage/CO2 onshore storage as well as the perceptions of the personal and societal benefits of CCS are the most important direct determinants of general attitudes towards CO2 transport via pipeline, CO2 offshore storage and CO2 onshore storage.

Beschreibung: The lack of suitable tools to assess sustainable mobility measures' costs, benefits and overall impacts is a significant factor impeding their implementation. Cost-benefit analysis (CBA) is often applied to large-scale infrastructure projects, but does not capture all relevant socio-economic impacts. Small-scale but potentially highly cost-effective measures often do not have the critical mass to warrant a thorough cost-benefit analysis. This paper reviews existing assessment methodologies, including their advantages, limitations and application to different urban mobility measures, and current assessment practice in cities based on survey results. Based on these analyses, a holistic approach for project appraisal is proposed, consisting of aspects of a multi-criteria analysis (MCA) and CBA and applicable to a variety of urban mobility measures.

Beschreibung: For 20 years, the number of resource policy approaches with direct and indirect relations to raw materials, resource and material efficiency has grown enormously at national and international level. This discussion paper makes an inventory of different political and regulatory approaches that contain a direct or indirect reference to resources such as construction materials, industrial minerals, or metals. They are examined and evaluated regarding foci and resource priorities as well as further categories such as target lines, governance levels, indicators used, integration into wider target systems, specification, and implementation. The aim is to provide an overview of the spectrum of resource objectives in international, European, and national strategies, programs, and initiatives. The closer analysis of raw material targets embedded in the policy programs and legal approaches reveals that most goals lack a time frame and a concrete vision, thus remain at a strategic level. To complement the overview, the state of research in the field of modeling and simulation is briefly discussed. Concluding remarks concerning their relation to the objectives identified and the task of target setting complete the discussion.

Beschreibung: In the face of persistent sustain ability problems challenging economic development, ecological integrity as well as social justice, transformational changes are crucial. Proposed changes shall include, for instance, large-scale transitions of practices, infrastructures as well as values and priorities. In Germany, real-world laboratories are proposed for research in and with society, aiming to understand and contribute to transformations.

Beschreibung: A reduction in working hours is being considered to tackle issues associated with ecological sustainability, social equity and enhanced life satisfaction - a so-called triple dividend. With respect to an environmental dividend, the authors analyse the time use rebound effects of reducing working time. They explore how an increase in leisure time triggers a rearrangement of time and expenditure budgets, and thus the use of resources in private households. Does it hold true that time-intensive activities replace resource-intensive consumption when people have more discretionary time at their disposal? This study on environmental issues is complemented by introducing the parameters of voluntary social engagement and individual life satisfaction as potential co-benefits of rebound effects. In order to analyse the first dividend, a mixed methods approach is adopted, enabling two models of time use rebound effects to be applied. First, semi-standardised interviews reveal that environmentally ambiguous substitutions of activities occur following a reduction in working hours. Second, estimates for Germany from national surveys on time use and expenditure show composition effects of gains in leisure time and income loss. For the latter, we estimate the marginal propensity to consume and the marginal propensity to time use. The results show that time savings due to a reduction in working time trigger relevant rebound effects in terms of resource use. However, both the qualitative and quantitative findings put the rebound effects following a reduction in working time into perspective. Time use rebound effects lead to increased voluntary social engagement and greater life satisfaction, the second and third dividends.

Beschreibung: Optimization and simulation models are fit to work on a multitude of technical, economic, and techno-economic questions. However, they are by now not able to satisfactorily include societal aspects like acceptance, spatial implications and legal frameworks. In order to advance scope and explanatory power of simulation models, collaboration in interdisciplinary research teams is needed. Yet the exchange in such teams and its coordination can prove challenging. Furthermore, disciplinary approaches and methods for simulation and optimization might not be familiar to all participants. To this end, a new conceptual model is introduced. The conceptual model employs few basic elements and concepts for describing and explaining arbitrary societal and technical relationships. Most notably, the conceptual model is general in its design, so contributions to the problem formulation and design components can be made by all team members regardless of their discipline. The procedure is based on common agent-based concepts without using their terminology. Consequently, an exchange among all team members becomes possible without them necessarily being proficient in agent-based modeling. A reduced presentation of workshop results exemplifies the use of novel elements for deriving an emergent agent-based simulation.

Beschreibung: Climate change induces various risks for supply chains of manufacturing firms. However, surveys have suggested that only a minority of firms conducts strategic adaptations, which we define as anticipatory and target-oriented action with the purpose of increasing resilience to climate change. While several barrier-centered studies have investigated the causality of non-adaptation in industry, the examined barriers are often not problem-specific. Furthermore, it has been shown that even in cases when managers perceive no barriers to adaptation at all, strategic adaptations may still not be conducted. On this background, the present analysis focuses on the logic of adaptive inaction, which we conceive, in particular, as inaction with regard to strategic adaptations. Adopting an action-theoretical perspective, the study examines (a) which aspects may shape the rationality of adaptive inaction among managers, (b) which more condensed challenges of conducting strategic adaptations emerge for managers, and (c) how the theoretical propositions can be tested. For this purpose, the study employs an exploratory approach. Thus, hypotheses on such aspects are explored, which may shape the rationality of adaptive inaction among managers. Subsequently, predictions are inferred from the theoretical propositions, which allow testing their empirical relevance. Methodologically, the hypotheses are explored by reexamining existing explanatory approaches from literature based on a set of pretheoretical assumptions, which include notions of bounded rationality. As a result, the study proposes 13 aspects which may constrain managers in conducting adaptations in such a way, which serves the economic utility of the firm. By condensing these aspects, 4 major challenges for managers are suggested: the challenges of (a) conducting long-term adaptations, of (b) conducting adaptations at an early point in time, of (c) conducting adaptations despite uncertain effects of the measures, and of (d) conducting adaptations despite cross-tier dependencies in supply chains. Finally, the study shows how the propositions can be tested and outlines a research agenda based on the developed theoretical suggestions.

Beschreibung: Real-world laboratories (RwLs) often put researchers in highly demanding research contexts regarding their roles and self-conceptions. Helpful roles of researchers have been described but still little is known about the factors influencing the adoption of certain roles. Using data from three parallel RwLs in Wuppertal, Germany, we found four roles of researchers: the reflective scientist, the facilitator, the change agent and the (self-)reflexive scientist. We sequenced the RwLs into situations and analysed them by RwL process steps and conditions, considering the roles of researchers as outcomes. Although the conditions convey only limited explanatory power, there was a consistent picture that being pressured to carry out real-world action, having a practice partner with fewer resources and working without a functional project group is (in conjunction) sufficient to cause the researcher to partake in activities beyond conventional research. Process steps played a minor role. Our research on factors influencing the adoption of roles may help RwL researchers to perform their roles as intended.

Beschreibung: Energy sufficiency has recently gained increasing attention as a way to limit and reduce total energy consumption of households and overall. This paper presents both the partly new methods and the results of a comprehensive analysis of a micro- and meso-level energy sufficiency policy package to make electricity use in the home more sufficient and reduce at least the growth in per-capita dwelling size. The objective is to find out how policy can support households and their members, as individuals or as caregivers, but also manufacturers and local authorities in practicing energy sufficiency. This analysis needed an adapted and partly new set of methods we developed. Energy sufficiency does not only face barriers like energy efficiency, but also potential restrictions for certain household members or characteristics, and sometimes, preconditions have to be met to make more energy-sufficient routines and practices possible. All of this was analysed in detail to derive recommendations for which policy instruments need to be combined to an effective policy package for energy sufficiency. Energy efficiency and energy sufficiency should not be seen as opposed to each other but work in the same direction - saving energy. Therefore, some energy sufficiency policy instruments may be the same as for energy efficiency, such as energy pricing policies. Some may simply adapt technology-specific energy efficiency policy instruments. Examples include progressive appliance efficiency standards, standards based on absolute consumption, or providing energy advice. However, sufficiency may also require new policy approaches. They may range from promotion of completely different services for food and clothes cleaning, to instruments for limiting average dwelling floor area per person, or to a cap-and-trade system for the total electricity sales of a supplier to its customers, instead of an energy efficiency obligation.

Beschreibung: A fundamental change in societal values and economic structures is required to address increasing pressures on ecosystems and natural resources. Transition research has developed in the last decades to analyze the co-dynamics of technological, institutional, social and economic elements in the provision of key functions such as energy, water and food supply. This doctoral dissertation provides conceptual and methodological contributions to the pro-active governance of sustainability transitions. Three research gaps are identified that are addressed in this dissertation. First, a comprehensive conceptualization of learning in sustainability transitions is currently missing that comprises learning at multiple societal levels (ranging from individuals to policy-actors). Learning concepts are often not explicitly discussed in transition research even though learning is considered as fundamental for innovation processes, niche formation and development as well as breakthrough and diffusion of innovations. Second, methods for the analysis and design of transition governance processes are lacking that specify case-specific intervention points and roles of actors in the implementation of innovations. Third, participatory modeling approaches are only applied to a limited extent in transition research despite a high potential for supporting communication and learning. The conceptualization of multi-level learning developed in this doctoral research conceptualizes learning at different societal levels as specific learning contexts ranging from individual and group contexts to organizational and policy contexts. The conceptual framework further differentiates between learning processes, intensity, objects, outcomes, subjects and factors, allowing for a more detailed analysis of learning within and across learning contexts. Thus, learning contexts can be linked by processes that involve actors from different learning contexts (e.g., community groups and policy-makers), as well as exchanges of physical aspects, institutions and knowledge (in the form of "learning factors"). This research has also provided a classification of model uses in transition research that supports a purposeful discussion of the opportunities of modeling and promising future research directions. The methodology developed in this doctoral research aims at the analysis and design of transition governance processes by specifying the various opportunities to contribute to sustainability transitions through purposeful action at different societal levels, as well as related roles of stakeholders in implementing such processes of change. The methodology combines different streams of previous research: 1) a participatory modeling approach to identify problem perceptions, case-specific sustainability innovations as well as related implementation barriers, drivers and responsibilities; 2) a systematic review to identify supportive and impeding learning factors from the general literature that can complement case-specific factors; and 3) a method for the analysis and design of case-specific transition governance processes. Three case studies in Canada (topic: sustainable food systems), Cyprus (water-energy-food nexus) and Germany (sustainable heating supply) have been selected to test and iteratively develop the methodology described above. The results for each case study reveal that there are learning objects (i.e., learning requirements) in all learning contexts, which underscores the importance of multi-level learning in sustainability transitions, ranging from the individual to the group, organizational and policy levels. Actors have various opportunities to actively facilitate societal transformations towards sustainable development either directly through actions at their particular societal levels (i.e., context-internal learning) or indirectly through actions that influence learning at other societal levels. In fact, most of the learning factors require cooperation across learning contexts during the implementation process. The comparing of learning factors across case studies underline the importance of several factor categories, such as "physical a disturbance or crisis", "information and knowledge". Of the 206 factors identified by stakeholders, 40 factors are case-specific and not contained in the general, review-based factor list. This underscores the value of participatory research, as general, top-down analyses might have overlooked these case-specific factors. The methodology presented in this dissertation allows for the identification and analysis of case-specific intervention points for sustainability transitions at multiple societal levels. The methodology furthermore permits the analysis of interplay between individual, group, organizational and policy actions, which is a first step towards their coordination. The focus on sustainability innovations links the broad topic of sustainability transitions to a set of opportunities for practical interventions and overcoming their implementation barriers. The methodology presented allows for the analysis and design of these interlinkages between learning contexts. While the methodology cannot provide any "silver bullets" for inducing sustainability transitions, it is flexible enough to identify an appropriate abstraction level for analyzing and designing transition governance processes. The methodology developed in this doctoral research also provides several contributions for the development of participatory modeling methods in transition research. Thus, the participatory method supports an integrated analysis of barriers and drivers of sustainability innovations, and allows application in practice and education. The concepts and methods developed in this research project allow for reflection on transition governance processes from a systemic viewpoint. Experiences in the case studies underline the applicability of the concepts and methods developed for the analysis of case-specific transition governance processes. Despite substantial differences in the geographic location, culture and topics addressed, all case studies include promising sustainability innovations and the engagement of multiple actors in their implementation. The diversity and multitude of initiatives in the case study regions provides an optimistic outlook on future opportunities for large-scale sustainability transitions.

Beschreibung: 2015 was a watershed for international sustainability governance. With the Paris climate agreement and Agenda 2030, the international community adopted new targets and processes which are to guide policy for decades to come. Both emphasise the need for integration. In practice, however, climate change and sustainable development have so far been siloed issues.

Beschreibung: We present the results of a regression analysis of a large-scale integrated user online application that surveys natural resource use and subjective well-being in Germany. We analyse more than 44,000 users who provided information on their natural resource consumption (material footprint) as well as their personal socio-economic and socio-psychological characteristics. We determine an average material footprint of 26 tonnes per person per year. In addition, we endeavour to determine how much environment humans need by regressing natural resource use as well as relevant socio-economic and socio-psychological features on subjective well-being. We establish a slightly negative correlation between subjective well-being and material footprints. A higher material footprint is associated with lower subjective well-being. We conclude that consumer policies seeking to promote sustainable behaviour should highlight the fact that a lower material footprint may result in greater subjective well-being.

Beschreibung: After two decades of privatization and outsourcing being the dominant trends across public services, an inclination towards founding new municipal power utilities can be observed. In this article, the authors examine the preservation strategies of the German energy regime following the transition approach developed by Geels. From the multi-level perspective, it can be stated that innovations take place in niches and have to overcome the obstacles and persistence of the conventional fossil-nuclear energy regime. Through an empirical analysis, it can be concluded that the established regime significantly delays the decentralization process required for a transformation of energy structures on local electricity grids. Furthermore, it is shown that municipal utilities (Stadtwerke) are important key actors for the German Energiewende (energy transition) as they function as local energy distributors and they meet a variety of requirements to promote fundamental structural change. The trend towards re-municipalization and the re-establishment of municipal utilities reveal the desire to further strengthen the scope of local politics.

Beschreibung: As the recent withdrawal of the United States from the Paris Agreement has shown, political volatility directly affects climate change mitigation policies, in particular in sectors, such as transport associated with long-term investments by individuals (vehicles) and by local and national governments (urban form and transport infrastructure and services). There is a large potential for cost-effective solutions to reduce greenhouse gas emissions and to improve the sustainability of the transport sector that is yet unexploited. Considering the cost-effectiveness and the potential for co-benefits, it is hard to understand why efficiency gains and CO2 emission reductions in the transport sector are still lagging behind this potential. Particularly interesting is the fact that there is substantial difference among countries with relatively similar economic performances in the development of their transport CO2 emissions over the past thirty years despite the fact that these countries had relatively similar access to efficient technologies and vehicles. This study aims to explore some well-established political science theories on the particular example of climate change mitigation in the transport sector in order to identify some of the factors that could help explain the variations in success of policies and strategies in this sector. The analysis suggests that institutional arrangements that contribute to consensus building in the political process provide a high level of political and policy stability which is vital to long-term changes in energy end-use sectors that rely on long-term investments. However, there is no direct correlation between institutional structures, e.g., corporatism and success in reducing greenhouse gas emissions in the transport sector. Environmental objectives need to be built into the consensus-based policy structure before actual policy progress can be observed. This usually takes longer in consensus democracies than in politically more agile majoritarian policy environments, but the policy stability that builds on corporatist institutional structures is likely to experience changes over a longer-term, in this case to a shift towards low-carbon transport that endures.

Beschreibung: The field of nutrition will face numerous challenges in coming decades; these arise from global consumption patterns and lead to a high use of resources. Actors in the catering sector face difficulties in promoting their solutions for a more sustainable situation in their field, one of them being the lack of acceptance from consumers. We must ask the question of how to influence consumer behavior and bring forth a transition towards more sustainable food consumption. This paper presents results of a qualitative assessment of eating practices. A group of ten consumers participated in problem-centered interviews and provided data on their eating-out behavior over the course of two weeks. Using the theoretical approach of practice theory, the data gathered in this study were used to form an understanding of the practice of eating out with a focus on the daily routines that influence consumer choices. The results indicate that the practice of eating out is highly dependent on external factors. Busy lifestyles, mobility routines and a perceived lack of time prompt the decision to eat out. Consumers consciously do so to save time and effort and to streamline their schedules. Mobility seems to be an important driver for eating out. Participants try to limit the ways they undertake eating out yet often stop for a meal in-between appointments spontaneously. Findings suggest that nutrition knowledge and sustainable mindsets have little influence on the eating decisions away from home: Participants show a high level of distrust towards quality claims and put their health concerns aside eating out. We can conclude that the act of eating out is strongly influenced by daily routines and those practices that precede or succeed it. Changes in work and mobility patterns are very likely to have an impact on the way consumers eat away from home.

Beschreibung: Against the background of environmental problems arising from the growing extraction of natural resources and resource depletion, achieving a sustainable development is an indispensable challenge in the twenty-first century. In this article we want to show how socio-technical and product-service innovations can change social practices - the routine doings in everyday life - and, thus, support transition of socio-technical systems. We introduce theoretical considerations on how social practice theories and the framework of the Multi-Level Perspective in transition research can be linked to better understand transition processes from a micro-macro-link perspective. We then present cases based on desk research in the field of practices in bathing, heating and nutrition to show how these have changed over the past decades. Building on this, examples of concepts for sustainable product-service-design in these areas are introduced as leverage points to change social practices in everyday life. These have been developed in research projects or design student seminar works, respectively. We argue that this implies sustainable product-service-systems should be developed in a user- and actor-integrated framework, such as Sustainable LivingLabs. The integration of users and other stakeholders into participatory co-creation processes enables tailored solutions that take actual routines and dependencies seriously into account.

Beschreibung: Urban areas provide space and place for experimentation with sustainability transitions in real-world laboratories. Members of the existing urban laboratories in Baden-Württemberg and experts have discussed the challenges of these innovative research settings, as well as possible solutions.

Beschreibung: Understanding the diversifying role of civil society in Europe's sustainability pathway is a valid proposition both scientifically and socially. Civil society organisations already play a significant role in the reality of cities, what remains to be explored is the question: what is the role of civil society in the future sustainability of European cities? We first examine the novelty of new forms of civil society organization based on a thorough review of recent case studies of civil society initiatives for sustainable transitions across a diversity of European projects and an extensive literature review. We conceptualize a series of roles that civil society plays and the tensions they entail. We argue that, civil society initiatives can pioneer new social relations and practices therefore be an integral part of urban transformations and can fill the void left by a retreating welfare state, thereby safeguarding and servicing social needs but also backing up such a rolling back of the welfare state. It can act as a hidden innovator - contributing to sustainability but remaining disconnected from the wider society. Assuming each of these roles can have unintended effects, such as being proliferated by political agendas, which endanger its role and social mission, and can be peeled off to serve political agendas resulting in its disempowerment and over-exposure. We conclude with a series of implications for future research on the roles of civil society in urban sustainability transitions.

Beschreibung: Background: For a successful transition to a sustainable energy system, not only technical but also social innovations are required. A major challenge to social innovation research is how to translate the social innovation from a novelty with big potential into a mainstream practice. The multilevel perspective (MLP) of socio-technical transitions provides a heuristic to understand how niches can potentially break through to the regime level. In this paper, we examine in how far a multilevel perspective approach is suited to analyze and better understand diffusion trajectories of social rather than technological innovations, taking a social practice theory perspective. Five example projects, selected among the top social innovations for the Energiewende in North Rhine-Westphalia, are analyzed. We discuss to what extend the MLP provides a helpful tool to understand the transition processes. Results: Social innovations can be very divers. We find that the MLP does not offer a one-size-fits-all framework for the analysis of the diffusion of social innovations. The MLP proves applicable only in those cases where the social innovation (1) can lead to a system change and (2) has a clear competing or symbiotic relationship with an existing regime. Conclusions: Social innovations that aim to be transformative in the sense that they have the goal to be system changing (rather than incremental) can be analyzed along the heuristics of the MLP. For this type of social innovation, the MLP can be fruitful to learn to better understand the diffusion dynamics of social innovation and the barriers and drivers they might face. However, for social innovations that aim at incremental improvements without challenging the existing system, the MLP cannot be applied to study the diffusion process.

Beschreibung: As part of this dissertation, a categorisation of the social costs of electricity supply is suggested. The following three main cost categories are differentiated: plant-level costs, system costs and external costs. Different types of costs are allocated to these categories and are examined and quantified (to the extent possible) for several power generation technologies. The limits of monetizing certain types of costs are also discussed. In a further step, and based on a large number of empirical studies, individual factors that have had a significant influence on the development of plant-level costs in the past, are identified and categorized. Finally, based on an online survey conducted among energy modellers, the dissertation examines to what extent the identified relevant types of costs and cost-influencing factors are taken into account in different types of energy models.

Beschreibung: To contribute to a better understanding of consumer food leftovers and to facilitate their reduction in out-of-home settings, our study analyzes the effects of two common intervention strategies for reducing leftovers in a holistic behavioral model. Based on a quasi-experimental baseline-intervention design, we analyzed how the display of information posters and the reduction of portion sizes take an effect on personal, social and environmental determinants in a structural equation model. Applying data from online surveys and observations among 880 guests (503 baseline, 377 intervention) during two weeks in a university canteen, the suggested model allows to assign effects from the two interventions on plate leftovers to specific changes in behavioral determinants. Portion size reductions for target dishes are found to relate to lower levels of plate waste based on conscious perception, represented in smaller portion size ratings. Effects from seeing information posters are found to base on changed personal attitudes, subjective norms and perceived behavioral control. However, depending on how an individual reacts to the information (by only making an effort to finish all food or by making an effort and additionally choosing a different dish in the canteen) there are opposite effects on these determinants and consequently also on plate leftovers. Overall, the differentiated results on intervention effects strongly support the benefits of more holistic and in-depth analyses of interventions to reduce plate leftovers and therefore to contribute to more sustainable food consumption in out-of-home settings.

Beschreibung: Addressing food waste prevention is one target of the Sustainable Development Goals (SDGs) and a major task for the UN Environmental Programme and the European Commission. It is promising in terms of its environmental saving potential. However, it also leads to consumers being able to save money, which they then are likely to spend, thus again causing a negative environmental impact. This dimension of the so-called indirect rebound effect, which prevents the desired ecological benefits from being achieved, is investigated in this paper. By using a single-region environmentally extended input-output model from a production perspective, the indirect rebound effects from food waste prevention in Germany are analysed. Any political action needs to consider not only a differentiation in income class, but also alternative concepts such as the principles of sufficiency in order to achieve all ecological benefits and specifically the third target of SDG 12.

Beschreibung: Energy efficiency of a range of domestic appliances covered by the labelling and ecodesign directives has improved significantly over the last 15 years. However, the power consumption of the German residential sector has remained relatively constant over this period. Besides other factors, such as decreasing average household size, the main reasons for this development were the increases of the types, features, size, equipment stock and usage times of appliances and devices in private households. The project "Energy Sufficiency - strategies and instruments for a technical, systemic and cultural transformation towards sustainable restriction of energy demand in the field of construction and everyday life" investigates how the complementation of energy efficiency with energy sufficiency could lead to more user adequate domestic products and product-service systems and thereby result in an absolute reduction of power consumption. In this project, energy sufficiency is defined as a strategy to reduce energy consumption by three approaches: 1. Quantitative reduction of sizes, features, usage times of devices etc. 2. Substitution of technical equipment in households by e.g.urban services. 3. Adjustment of technical services delivered by appliances toutility needed and desired by users. The energy saving effects of an application of these approaches were modelled for different types of households and the energy saving potentials of energy sufficiency quantified. Innovative approaches for user adequate products and services were developed in open innovation workshops by the Design Thinking method. The paper summarizes some of the intermediate results of theoretical and transdisciplinary investigations of the project that runs until May 31, 2016. Furthermore, a first set of design criteria for user adequate appliances enabling energy sufficiency are developed based on these results. The paper concludes with suggestions for the future development of energy labelling and ecodesign derived from the design criteria and supplemented by examples of existing requirements according to the voluntary environmental label "Blauer Engel".

Beschreibung: In the last four decades, energy efficiency increased significantly in OECD countries. However, only during the most recent years, total energy consumption started to decrease a little, and much more slowly than energy efficiency potentials would suggest. Energy sufficiency has therefore gained new attention as a way to limit and reduce total energy consumption of a household or a country overall. The project "Energiesuffizienz" funded by the German ministry for research has examined what energy sufficiency actually is, and what householders, household members but also manufacturers and local authorities could do to make electricity use in the home more sufficient. The focus of this paper is the policy part of the project - the first comprehensive analysis of an energy sufficiency policy. The objective is to find out how policy can support market actors in using the energy sufficiency options identified. As for energy efficiency policy, it starts with the gathering of potential sufficiency actions and the analysis of the relevant barriers all market actors face, to derive recommendations for which policy instruments need to be combined to an effective policy package, and which other pre-conditions have to be met. Energy efficiency and energy sufficiency should not be seen as opposed to each other but work in the same direction - saving energy. Therefore, some instruments of the energy sufficiency policy package may be the same as for energy efficiency - such as energy taxation, and linear or progressive energy prices. Some may simply adapt technology-specific energy efficiency policy instruments. Examples are progressive appliance efficiency standards, standards based on absolute consumption, or providing energy advice. However, sufficiency may also require radical new approaches particularly to mitigate the drivers of non-sufficiency. They may range from promotion of completely different services for food and clothes cleaning, to instruments for limiting average dwelling floor area per person, or to a cap-and-trade system for the total electricity sales of a supplier to its customers, instead of an energy efficiency obligation. The paper presents these and other elements of an integrated energy sufficiency policy package resulting from this analysis.