ALBERT

Description: In 2009, the German government launched its "National Development Plan for Electric Mobility" which set the concrete target of having 1 million electric vehicles on the road by 2020. However, there have been hypes around e-mobility before and even if this goal were to be reached, a merely quantitative aim of a certain number of electric vehicles will not suffice to contribute to a more sustainable development in transport. This requires a more comprehensive vision of sustainable e-mobility as a system innovation. Thus, the question addressed in this thesis is: How can we assess - at this critical early stage - whether there is potential for e-mobility developing as a sustainable system innovation? A theoretical framework will be developed for assessing the potential of a wider transition at an early stage by analyzing current patterns of socio-technical co-evolution and embedding these in a wider framework of the structural dynamics involved in transitions. The aim of the analysis is to identify whether 'system-innovative' projects do emerge in the case of Germany/Baden-Württemberg and what patterns (e.g. in terms of specific actor constellations, institutional adjustments etc.) can explain this. It will be shown that the system-innovative potential of this e-mobility niche remains limited, due to the powerful influence of incumbents, conflicting political goals and traditional science approaches. A few more system-innovative activities emerge where powerful actors from outside are involved, who are capable of viewing mobility in a more systemic way (e.g. actors from the public transport or housing sector). It is argued that the role of large demonstration projects is important, but they need to be designed as transdisciplinary research projects from the beginning.

Description: This paper claims that countries of the North must develop a new model of wealth - one less harmful to the environment and capable of being applied throughout the world. There are reasons to be hopeful they will do so: first, they have the means at their disposal; second, it is a misconception that environmental protection is a cost; and third, there is mounting pressure for change as indicated by air, water and soil quality data. The challenge is to move the emphasis away from end-of-the-pipe pollution control to improving resource productivity. The best way of doing this is through the imposition of "green taxes" to raise resource prices. If governments compensate by cutting other taxes to make the change revenue-neutral, there would be real benefits to the environment and the economy, particularly in developing countries.

Description: The Federal Republic of Germany committed itself in June 1990 to reduce its carbon dioxide emissions by 25% of the 1987 level by the year 2005, as a measure of slowing down the increase in the greenhouse effect. The issue of a human-caused climate change, however, did not surface in Germany for the first time just a few years ago. The potential threat was recognized a half a century ago. This article traces the history of the German climate change debate in the last 50 yr and discusses the forces and events that shaped it. The way in which various societal actors - among them scientists, the government, industry, non-governmental organizations (NGOs) and the media - entered into and influenced the debate is also examined. Unfolding the history of the global warming debate in Germany reveals how the country's current policy stance evolved.

Description: The discrepancy between ecologically conscious attitudes and actual behaviour is described as an inner resistance, and as connected with a propensity to ignore the external costs of wealth. Evidence is presented that this propensity is based on pro-material traits such as the positional attitude and the passion for goods. These traits are traced back to control orientation, whereas ecological responsibility is shown to be related to autonomy orientation. The societal origins of these basic orientations, and hence the conditions of reinforcing post-materially and ecologically minded behaviour, are discussed.

Description: How can renewable energy sources be efficiently integrated into the North African electricity systems? By using techno-economic modeling methods, this book explores optimized electricity system expansion pathways until the year 2030 for the five North African countries - Morocco, Algeria, Tunisia, Libya and Egypt. The results indicate that renewable energy integration is actually a viable business case for the entire region, if wind and solar capacities are properly planned in conjunction with the conventional generation system and under consideration of the country-specific electricity supply-/demand patterns. Further aspects featured in this publication are the impact of renewable power on the transnational electricity transmission system and the question how decision making processes about renewable energy strategies can be improved in the North African context. The book is a contribution to the scientific literature about energy issues in the Middle East and North Africa (MENA), but also seeks to address political and industrial practitioners concerned with the development of the region's renewable energy future.

Description: On 8 November 2016, Donald Trump was elected to become the 45th President of the United States of America. In his campaign, he repeatedly expressed his intention to "cancel the Paris Agreement". How can the course set with the adoption of the Paris Agreement be continued independently of the developments in the US? Lukas Hermwille and Wolfgang Obergassel sketch possible consequences of the sea change of US climate policy for the international negotiation process and identify options for a "Trump-resilient" way forward.

Description: On 26 January 2019, the Commission on Growth, Structural Change and Employment recommended that no more coal-fired power plants would be operated in Germany by 2038 at the latest. In this paper the Wuppertal Institute comments on the results of the Commission and makes recommendations for the current necessary steps for the climate and innovation policy in Europe, Germany and North Rhine-Westphalia.

Description: This report on urban mobility performance measurement is aimed at enabling stake- holders of the city of Bucharest and the public to understand their current urban mobility situation through a point-based results framework. It shall provide the city of Bucharest with a yardstick to measure its performance and benchmark the progress against some of its counterparts. It measures the urban mobility and compares it with 13 other European cities: Berlin, London, Vienna, Brussels, Moscow, Rome, Zurich, Paris, Amsterdam, Copenhagen, Oslo, Budapest and Madrid. Similar to many other European cities, Bucharest employs a Sustainable Urban Mobility Plan (SUMP) in order to continuously improve urban transport and mobility and to make it more sustainable. In this respect, the report should also be regarded as a document which supports the stakeholders in Bucharest in their efforts to develop transport and mobility in the city more sustainable.

Description: Digitalisation is in full swing and it is changing and influencing the world of the 21st century as no other dynamics of change has done before. Dealing with its impacts and at the same time shaping digitalisation itself is therefore a core task for achieving a globally sustainable transformation (German Advisory Council on Global Change - WGBU, 2019). But which direction should digitalisation take to ensure that it makes e ective contributions to globally sustainable development? And what is the specific approach needed to steer digitalisation in the right direction?

Description: On 8 November 2016, Donald Trump was elected to become the 45th President of the United States of America. In his campaign, he repeatedly expressed his intention to "cancel the Paris Agreement". How can the course set with the adoption of the Paris Agreement be continued independently of the developments in the US? The authors sketch possible consequences of the sea change of US climate policy for the international negotiation process and identify options for a "Trump-resilient" way forward.

Description: Germany's waste management system is one of the world's most advanced - its primary objective is to dispose of waste in a way that is safe for both people and the environ- ment. However, only about 14 per cent of the raw materials used in industry are derived from recycling processes; the remainder are still sourced from primary materials. The circular economy is not yet being implemented on a large enough scale. Recyclates or recycled materials, i.e. secondary raw materials recovered from waste, are being fed back into production and usage processes at volumes that are far below what is possible. If this system were to be improved, loss of value, dependence on volatile commodity markets, lower resource productivity, and externalities in the form of environmental pollution could be avoided. A drive towards digitalisation in industry and the waste management sector could make this happen. A study by the German Federal Ministry for the Environment, Nature Conservation, Building and Nuclear Safety (BMUB) indicates that no other lead market in the environmental sector stands to benefit from digitalisation more than the circular economy - and that, at the same time, no sector has ever been so poorly positioned.

Description: Concretely defined targets are guiding policy efforts and the measures required to achieve national energy and low-carbon transformations in order to reach the maximum 2 degree climate change mitigation target agreed at the COP in Paris in 2015. Reducing energy consumption by harnessing the potential of energy efficiency, expanding the use of renewable energy resources, and transforming all sectors into low-energy and low-carbon structures is crucial. Among the G20 states, most states have set targets for renewable energies, energy efficiency, and greenhouse gas (GHG) emission reductions. Yet, it seems that starting points and target units differ a lot between the G20, and hence comparability is difficult. This topical paper presents a synopsis on the current targets within the G20. The relative lack of energy efficiency targets shows that this pillar needs much greater efforts in current and future energy policy.

Description: From 7 to 18 November 2016, the twenty-second Conference of the Parties (COP22) to the United Nations Framework Convention on Climate Change (UNFCCC) took place in Marrakech. Due to the early entry into force of the Paris Agreement, Marrakech also hosted the first Conference of the Parties serving as Meeting of the Parties to the Paris Agreement (CMA1). Researchers from the Wuppertal Institute observed the conference and elaborated a detailed analysis of the results. The report starts by discussing developments regarding the implementation of the Paris Agreement, in particular the detailed "rulebook" and cooperative mechanisms. Next, the article discusses developments in the various avenues for raising climate ambition that have been put in place by the Paris conference: the 2018 facilitative dialogue, the engagement of non-state and sub-national actors, and the elaboration of mid-century climate strategies. In addition, the article discusses other Marrakech developments, in particular on issues of climate finance and adaptation, as well as recent developments in the wider world that have an impact on the UNFCCC, in particular developing alliances, developments in the International Civil Aviation Organisation (ICAO) and under the Montreal Protocol, and possible repercussions of the US presidential election.

Description: The brochure summarises the project's objectives and methodological approach, its key findings as well as conclusions. Both case studies have shown that technological solutions for low carbon development should be embedded in a well-developed institutional framework to foster their deployment and implementation. Therefore, recommendations for Wuxi include examples of innovative and integrated technical projects for increasing energy and resource efficiency, combining them with recommendations for the development of institutional frameworks. One element of such a framework could be a local energy agency in Wuxi, which would offer support and expertise to potential investors in low carbon technologies. Also for the German pilot region, the brochure offers concrete recommendations how to facilitate low carbon planning within the region.

Description: In the Paris Agreement, the governments of the world have pledged to attain climate neutrality in the second half of this century. More precisely, in Art. 4.1 parties agreed to "achieve a balance between anthropogenic emissions by sources and removals by sinks of greenhouse gases". However, the collective as well as the majority of measures by individual countries fall short of embarking on a pathway towards that objective. But nevertheless, an increasing number of actors - countries, sub-national entities, as well as corporations - have stepped up their efforts and set themselves carbon neutrality goals. In this Policy Brief Lukas Hermwille and Markus Gornik portray the commitments of Costa Rica, Norway, Sweden, the City of Melbourne, Australia and the corporation Microsoft. All cases have set themselves ambitious neutrality goals and have implemented measures to achieve them. However, none of the cases will be able to achieve accomplish neutrality on their own, at least not on short-term. The remaining emissions will be compensated using carbon credits either from domestic offset schemes (Costa Rica) or from international schemes. For the time being, voluntary carbon neutrality goals, as presented in this Policy Brief, are an effective way to demonstrate leadership in climate protection. For the near future, pioneering actors that set voluntary carbon or climate neutrality goals could provide a significant source of demand for international carbon credits.

Description: While the Paris Agreement (PA) has enshrined ambitious long-term objectives, the current level of action of the Parties to the Agreement falls far short of this ambition, as is recognised in the very COP decision adopting the Agreement. The Global Stocktake (GST) established in Art. 14 of the PA is a key element to address this problem. Its purpose is to review the implementation of the PA and to assess the progress made towards the collectively agreed goals. The aim of this report is to develop recommendations on how to maximise the potential impact of the GST. The report starts from a perspective of what the GST could ideally do, irrespective of decisions already taken under the UNFCCC and other political constraints. In the second step, the report takes these limitations into account and suggests ways for how to nonetheless work towards the desired outcome.

Description: In the context of the German-Korean Energy Policy Dialogue, integration of renewable power sources and smart grids have been identified as topics with high relevance. This study aims to support mutual learning and exploration of new fields for collaboration by identifying similarities and differences in the respective status quos, strategies and policies in both countries. After a short introduction to the South Korean energy situation, Chapter 2 provides an overview of the South Korean power market, its situation regarding renewable power sources and the Korean definition of smart grids. Chapter 3 of this study highlights the major South Korean energy strategies and regulatory frameworks relevant to integration of renewable energies and smart grids. In Chapter 4, the status and perspectives of renewable energy sources integration and smart grids in South Korea are discussed, presenting various demonstrative examples, new business models and the current situation of technology deployment. Chapter 5 puts South Korea in the global context and compares it to Germany. Finally, Chapter 6 draws conclusions and presents recommendations on suitable areas for mutual learning.

Description: The Paris Agreement adopted in December 2015 provides the basis for future international cooperation on the field of climate change mitigation. While truly global in reach, the agreement will however result in an increasingly complex new climate regime: Instead of using a uniform formula, Parties are allowed to autonomously define their NDCs (nationally determined contributions), resulting in a large diversity of contributions. This poses significant challenges for emissions accounting and the transfer of emission units. This Policy Paper explores how these challenges can be addressed by analysing different types of NDCs and assessing their compatibility with the export and use of emission units. On that basis, the authors develop opt-in provisions for Parties willing to participate in unit transfers under the new climate regime and illustrate how potential risks to environmental integrity can be addressed.

Description: Article 6 of the Paris Agreement established three approaches for countries to cooperate with each other: cooperative approaches under Art. 6.2, a new mechanism to promote mitigation and sustainable development under Art. 6.4, and a framework for non-market approaches under Art. 6.8. Detailed rules for these three approaches are currently being negotiated. This Policy Paper summarises the views submitted by Parties in March 2017 to identify points of controversy and convergence. It builds on a previous paper which summarised views submitted in September 2016. Compared to the 2016 round of submissions, some conceptual advances can be noted. However, a number of issues continue to be controversial with little indication of a convergence of views.

Description: The Greens / European Free Alliance Group of the European Parliament contracted Wuppertal Institute in collaboration with Energiaklub to develop scientifically sound, comprehensive, alternative, and sustainable long term energy scenarios for Hungary, which cover potential development paths till 2030 and 2050. The scenarios developed deliver information about the costs and long-term effects of different energy choices for Hungary as well as credible information on potential benefits of greening the energy mix. As a result, the study aims to provide policy makers with better evidence for making informed, prudent and forward-thinking decisions in this field.

Description: At the 46th meeting of the UNFCCC's subsidiary bodies in Bonn, it was decided that Parties submit their input on selected aspects of the Art. 6 negotiations shortly before COP 23, taking place in Bonn in early November. This Policy Paper summarises the views submitted in October 2017 to identify points of controversy and convergence. It builds on previous papers summarising the views submitted in September 2016 and March 2017, respectively.

Description: European coal mining regions face massive transformational challenges. The necessity of climate protection only intensifies a trend, prevalent in all of Europe: coal mining has been losing its economic importance over the last decades. Fewer and fewer people are employed in the sector. Coal regions face the challenge of how to facilitate a just transition, and which perspectives to develop for a future beyond coal. Against this background this study analyses the current situation in four key European coal mining regions, namely: Aragon in Spain, Lusatia in Germany, Silesia in Poland and Western Macedonia in Greece. The study provides a brief summary of the regions' socio-economic structure, including the respective role of coal mining. An assessment of how existing European structural instruments, specifically the European Structural and Investment Funds (the ESI Funds) are utilised in the region, forms the core of the study.

Description: The maritime part of all transport via the port of Rotterdam is linked to the brunt of all CO2 emissions (87 %) the port can potentially influence. This report aims to quantitatively grasp the maritime transport of the Port of Rotterdam, in terms of ships, total tonnages, energy consumption and CO2 emissions in respect to types of cargo and regions. In the first and broad part of the report, the emissions and energy demands of sailing ships are assessed. Emissions and energy demand for the port itself are subject of a separate part at the end.

Description: This JIKO Policy Paper analyses a series of very ambitious mitigation scenarios and complements this analysis with a review of several sectoral technology roadmaps. The results are quite clear: there is no reason to believe that international carbon trading will become obsolete any time soon. Whether or not international carbon trading is to play a role in international climate protection efforts is in the end not a physical or economic question, but a political one.

Description: The core objective of Energy Efficiency Watch 3 (EEW3) is to establish a constant feedback loop on the implementation of European and national energy efficiency policies and thus enable both compliance monitoring and mutual learning on effective policy making across the EU. The project team applied a mixed-method approach to assess energy efficiency policy developments in EU Member States. EEW3 analysed the progress made in the implementation of energy efficiency policies in European Member States since the publication of the second National Energy Efficiency Action Plans (NEEAPs) in 2011 by screening official documents, sought experts' knowledge via an EU-wide survey and has been creating new consultation platforms with a wide spectrum of stakeholders including parliamentarians, regions, cities and business stakeholders. Results are presented in Country Reports for each of the 28 Member States, the Expert Survey Report, 10 Case Studies presenting outstanding energy efficiency policies in Europe, the Key Policy Conclusions, the project summary report in brochure format and this Feedback Loop Report, which summarises the overall EEW3 portfolio.

Description: The current utilisation of natural resources in Germany and Europe is not sustainable, as inter alia stated by the German government as well as by the European Commission. At the same time, increased resource efficiency could lead to various environmental but also economic benefits. This brief study commissioned by Changing Markets presents developments in the field of resource efficiency policies, analyses the status quo of resource consumption with a special focus on fast moving consumer goods and describes potential effects of resource conservations.

Description: This paper analyses the risks to environmental integrity associated to the transfers of mitigation outcomes in the context of Art. 6 of the Paris Agreement and provides an overview on approaches and tools that could be used for addressing them. The analysis shows that some of the environmental integrity risks can be dealt with at the technical level. This relates, inter alia, to the risks of mitigation outcomes being unreal or non-permanent as well as to carbon leakage and rebound effects. Here, robust MRV provisions should be established. Other risks will be difficult to address without touching the new and open structure of the Paris Agreement. This applies, for example, to risks associated to the diverse nature of NDCs, and requires further investigation.

Description: In spite of current multiple political crises, global warming will remain a prime issue on the global agenda. The adoption of the Paris Agreement in 2015 and its quick ratification in 2016 have created a strong momentum for worldwide action against climate change. As global greenhouse gas emissions must decline towards levels close to zero by the middle of the century, the rapid decarbonisation of energy systems is high on the agenda of most countries around the globe. This publication delivers insights into cutting edge research on the necessary transitions towards low carbon societies and by this aims to contribute to international as well as national policymaking. The topics covered in more than 20 concise original articles are among the most important issues for progressing solutions for climate change and sustainable development. The papers discuss recent findings and case studies in the following subject areas: Governance of the necessary long-term transitions in the context of potential known and unknown adverse developments; Policy instruments and strategies that allow for financing the transition to low carbon economies and, at the same time, respond to today's economic and social challenges; Integrated strategies for three of the most important arenas of global decarbonisation: Cities, as much of the change and necessary investment for low carbon societies must take place, be planned, be financed and be built in cities; industry, particularly the energy-intensive processing industries, which are at the core of society's metabolism and are responsible for a large and growing share of global emissions and science as a whole, which must become more solutions-oriented because the transitions needed will rely heavily on research providing solutions for technological as well as societal problems. As a contribution to these great challenges and at the request of the G7 Environment Ministers, the Low Carbon Society Research Network (LCS-RNet) acts as a forum aimed at fostering research and policymaking to jointly achieve decarbonised energy systems in countries around the world. It convenes leading scientists, practitioners and policymakers and aims at supporting governments in proceeding jointly towards the design and implementation of climate-friendly low carbon societies.

Description: In this policy paper we discuss policy instruments which can help to decarbonise passenger cars in the European Union. We elaborate to what extent these policy instruments are effective, technology-neutral, predictable, cost-effective and enforceable. Based on these criteria, we develop recommendations for the European Union and its Member States on (1) how to shape their policy frameworks in order to achieve existing climate change mitigation targets; (2) how to support car manufacturers in selling innovative and competitive products; and (3) how to encourage consumers in Europe to purchase appropriate vehicles. We conclude that favourable policy instruments are used, but there is a strong need for adjustment and further development. The effectiveness of the current EU emission standard should be further increased by turning away from granting "super-credits" and introducing a size-based (instead of weight-based) credit system. Moreover, its overall ambition is questionable and the existing compliance mechanisms should be sharpened. Fuel taxes are an effective means to push consumers to buy energy-efficient cars. However, a sharp increase may not have the desired effects. Instead, the Member States should harmonise their excise duties at the level of those Member States, which currently impose the highest taxes (Netherlands, Italy). This includes the abolition of any diesel tax bonus. An introduction and harmonisation of vehicle taxes (purchase and circulation) should be based on a vehicle's energy consumption. Additionally, reformation efforts should aim to change the taxation of company cars in a way that vehicle sizes are reduced over time. Ambitious Member States may also want to introduce a sales quota for electric vehicles. Sales quotas are a very cost-effective policy instrument provided that the mandated technology will achieve a certain market share. This may be assumed for battery-electric vehicles. Further supportive instruments that should be considered are eco-labelling, public procurement and purchase incentives. However, the latter instrument's effectiveness is debatable and its implementation should therefore not be a Member State's priority.

Description: Europe needs a new vision of progress. An energy transition has this potential. It can give the "European idea" a future-oriented content. The goal for 2050 is clear: a Europe without fossil and nuclear energy! This is not a utopia. Studies, resolutions of the EU and some member states prove that this vision is feasible and has many advantages: more jobs, more security of supply, fewer premature deaths due to air pollution, reduction of resource conflicts, falling energy costs. New green lead markets for renewable energies and resource efficiency are emerging. A European energy transition requires an alliance, ideally fuelled by neighbours France and Germany. Many are hoping for Germany as a driver of nuclear and coal phase-out. But deciding on "revolutionary goals" is not enough: finally implementing them is what Germany and Europe are waiting for. This report shows which concrete steps can advance this vision of progress.

Description: Alternative power initiatives are socio-ecological innovations that substantially contribute to city's sustainable development and, therefore, are of particular societal benefit and value. Cities should, consequently, have an inherent interest in their existence and proliferation. This, however, asks for strategic innovation management. While, acknowledgement of the project's innovativeness constitutes the precondition for management, in the further process of steering activity the tasks to reduce hurdles, create open space and support the project's capacities need to be mastered. Thereby, cities are increasingly asked to become innovative themselves in order to find ways to optimally make use of their available tools and capacities.

Description: In summer 2017, the ICDP SUSTAIN project (Surtsey Underwater volcanic System for Thermophiles, Alteration processes and INnovative concretes), drilled three cored boreholes (Table 1) through Surtsey at sites ≤10 m from a cored hole obtained in 1979. Drilling through the still hot volcano was carried out with an Atlas Copco CS1000 drill rig, whose components were transported by helicopter to Surtsey and re-assembled on site. The first vertical borehole, SE-02a, was cored in HQ diameter to 152 meters below surface (m b.s.) during August 7-16. It was terminated due to borehole collapse. A second vertical (SE-02b) cored borehole was then drilled in HQ diameter to 192 m during August 19-26. Wireline borehole logging in SE-02b was performed August 26. The anodized NQ-sized aluminum tubing of the Surtsey Subsurface Observatory was installed in SE-02b to 181 m depth on August 27. A third borehole, SE-03, angled 35° from vertical and directed 264°, was drilled from August 28 to September 4 and reached a measured depth of 354 m (~290 m vertical depth) under the eastern crater. The core is HQ diameter to a measured depth of 213 m and NQ diameter from 213-354 m measured depth. The core traverses the deep conduit and intrusions of the volcano to a total vertical depth of 290 m b.s. Seawater drilling fluid for boreholes SE-02a and SE-02b was filtered and doubly UV-sterilized at the drill site. No mud products were employed while coring SE-02a, while small amounts of attapulgite mud were used in SE-02b and SE-03. Core samples for geochemical analyses of pore water and microbiological investigations were collected on site from all three boreholes. About 650 m of core was transported by helicopter to Heimaey, 18 km northeast of Surtsey, to a processing laboratory where the core was scanned, documented, and described. Additional core processing has taken place at the Náttúrufraedistofnun Íslands, the Icelandic Institute of Natural History in Gardabaer, where both the 1979 and 2017 cores are stored.

Description: On a beautiful summer day Emma and Steven want to have fun at their favourite lake. However, a mysterious situation thwarts their plans. This leads the two friends on an unexpected quest ... Join Emma and Steven as they explore the vast, intriguing and efficient world of stable isotopes: What are isotopes? How do isotopes work? And last but not least, how can isotopes help Emma and Steven to finally answer the question: Who poisoned Family Mole?

Description: Length: 32 min What forms the landscapes of the Earth with its mountains, rivers, soils, the places we live in? Is Earth’s surface shaped when rocks are uplifted by geologic forces, and are then destroyed by rain, ice, and wind; or do plants with their roots, animals that dig into soil and the vast number of microorganisms shape the landscapes? Watch the scientists of the German-Chilean “EarthShape” project study these questions along a fascinating landscapes in Chile, and in their home laboratories. A science movie designed and produced by Friedhelm von Blanckenburg from GFZ Potsdam, Germany, Kirstin Übernickel from Universität Tübingen, and Wolfgang Dümcke from Filmbüro Potsdam, Germany, within the DFG-funded research network “EarthShape – Earth Surface Shaping by Biota” which is coordinated by Todd Ehlers (Universität Tübingen) und Friedhelm von Blanckenburg (GFZ Potsdam).

Description: The GIZ Transboundary Water Management in Central Asia programme supports Tajik-Kyrgyz cooperation on the shared Isfara river basin by means of sustainable basin planning and management through capacity building. In addition, the rehabilitation of small-scale infrastructure and automatised flow measurement systems ensure a safe and fair allocation of water resources. As a result, improved water management and infrastructure in the Isfara River contribute to better information and water availability for more than 200,000 agricultural water users across both countries. Alongside already established methods of transboundary cooperation in the basin, which has complicated boundary issues, the hereinafter described measures counteract latent tensions among Tajik and Kyrgyz communities over the limited resource of arable land, which is closely linked to water. The GIZ Transboundary Water Management in Central Asia programme is implemented on behalf of the German Federal Foreign Office and cofunded by the European Union.

Description: Deliverable D5.2 presents the experimental outcome of jetting experiments at simulated reservoir conditions. Different rock types are tested under various conditions with the use of three different types of test bench. At first jetting experiments are conducted under submerged conditions in order to derive a better understanding of the governing erosion mechanism. Therefore pitting tests are combined with PIV measurements in order to derive and explain the erosion pattern of the occurring cavitation erosion and why the rock is more like to be eroded by the stagnation pressure of the impinging jet. Second, jetting experiments under pressure controlled conditions are performed. Rate of penetrations (ROP) of up to 100 m/h can be achieved which proofs the successful application of RJD technology especially in sand stone reservoir rock types. Especially the rotating nozzle design bears the highest potential for jetting operations where the static nozzle designs tend to fail, especially when pore pressure increases. The third experimental series under application of a bi- axial stress field show that the current RJD technology, as being used by project partner WSG, is not able to penetrate harder sandstone rock types (e.g. Dortmund sandstone) when field operating conditions are applied. The induced stress in the specimen does not initiate or enhance ROP. A second experiment thereby shows that higher nozzle exit speeds can lead to massive breakouts. Fourth, experiments are performed under a tri-axial stress field in collaboration with TU DELFT. Rock cubes are tested under different and very severely stress regimes while jetting into them. Compared to tests at atmospheric conditions it can be stated that the application of a stress field does not enhance the erosion of rock. At last experiments are conducted with the project partner WSG in order to determine the jetability of the Icelandic Basalt rock type and Icelandic inter basalt sediment layer. The experiments show that already higher pump pressures result in higher jetting performance, hence making them jetable as previously not expected. Furthermore the experiments approved the feasibility of the planned field test in Iceland when the soft sediment layer is the target zone. All in all the experiments conducted with the RJD technology show different results at simulated reservoir conditions compared to those at atmospheric which are described in deliverable D5.1 (Hahn & Wittig, 2017). Therefor, further testing at conditions representing the reservoir conditions more closer are needed in order to better understand and analyze the jetting process downhole.

Description: In this deliverable, the objectives of the Imperial College team are to consider jetted boreholes in the context of conventional borehole wall-rock stability analysis and to utilise an in-house advanced combined finite-discrete element code to examine the wall-rock failure process for jetted holes. The geomechanical modelling of Lateral Stability in D7.2 presented here is in addition to the main focus on modelling the water-jetting breakdown of the rock itself, reported in D7.1.

Description: The aim of this research is to investigate the failure mechanism for different types of rock in the context of water jet drilling and to predict the jet-ability or assess the radial jet drilling (RJD) performance prior to drilling and at the well petrophysical analysis stage. The main approach is to numerically simulate the water jet drilling for different types of rock using ICL’s in-house fluid-solid coupling codes. The rock properties, CT-scan data and jetting results obtained from D4.1 (Bakker et al., 2018) and D5.1 (Hahn et al., 2017) provide a good foundation for the related numerical results.

Description: The GEOFON program consists of a global seismic network (GE Network), a seismological data centre (GEOFON DC) and a global earthquake monitoring system (GEOFON EQinfo). These three pillars are part of the MESI research infrastructure of the Helmholtz Centre Potsdam - GFZ German Research Centre for Geosciences aiming at facilitating scientific research. GEOFON provides real-time seismic data, access to its own and third party data from the archive facilities as well as global and rapid earthquake information. The GEOFON Seismological Software can be considered a fourth cross-cutting module of the GEOFON Program. Data, services, products and software openly distributed by GEOFON are used by hundreds of scientists and data centres worldwide. Its earthquake information service is accessed directly by tens of thousands of visitors. The SeisComP software package is the flagship software provided to the community, which is geared for seismic observatory and data centre needs and used extensively to support our internal operations. Like all other MESI (Modular Earth Science Infrastructure) modules GEOFON has the majority of users outside the GFZ as well as an external advisory committee that provides advice to the GFZ Executive Board and to the GEOFON team. This report describes the main activities carried out within the three GEOFON pillars and the software development group.

Description: A temporary seismic array was installed in combination with a meteorological station in the Dead Sea valley, Jordan. Within the scope of the HGF virtual institute DESERVE we operated 15 temporary seismic stations between February 2014 and February 2015 together with a nearby meteorological station close to the east coast of the Dead Sea. The main aim was to acquire data to study the influence of wind on seismic records and retrieve related meteorological parameters. The study area is scarcely populated and has ideal meteorological conditions to study periodically occurring winds.

Description: The German-Indonesian Tsunami Early Warning System (GITEWS) has been established after the devastating Tsunami in the Indian Ocean on December 26, 2004. It became an integral part of the Indonesian Tsunami Early Warning System (InaTEWS) providing sensor networks and core computational components. GITEWS follows an “end-to-end” approach to cover the complete warning chain from rapid hazard detection over decision support to capacity development of communities at risk and the implementation of disaster reduction measures. PROTECTS (Project for Training, Education and Consulting for Tsunami Early Warning Systems) followed GITEWS with its main focus on system refinements, capacity building, and elaborated training measures that covered all aspects of the GITEWS Project. This paper discusses the specific challenges of Tsunami Early Warning in Indonesia, describes recent developments in instrumentation and data analysis and summarizes the system performance over the past 5 years.

Description: Preface 5Abstract 101. Introduction 102. Instrumentation 132.1 Seismic System 142.2 The GPS-System 182.3 Oceanographic Instruments 203. The Modelling-System 223.1 Source Modelling 233.2 TsunAWI Modelling System 243.3 Mesh Generation 263.4 Simulation System (SIM) 283.5 “On-the-fly”-System easyWave 324. Tsunami Early Warning Decision Support 334.1 The InaTEWS DSS 334.2 Experiences and Enhancements 374.3 Testing and Training Environment 385. System Performance 396. Tsunami Risk Assessment – Linking National Level Early Warning with Local Level Disaster Risk Reduction 436.1 The Approach: From Science to Practical Implementation 436.2 Multi-Scenario Tsunami Hazard Assessment 456.3 High Resolution Tsunami Inundation Modelling for Hazard Assessment 476.4 Exposure and Vulnerability Assessment 486.5 Tsunami Risk Assessment 486.6 Experiences and Enhancements 497. Tsunami Preparedness at Community Level - Experiences from 7 Years of Capacity Development in Indonesia 507.1 The Setting 517.2 Our Experiences 517.3 Project Documentation: TsunamiKit 588. Conclusions 58Acknowledgements 60References 61

Description: In July 2007 GFZ hosted ILP’s first Potsdam Conference, titled “Frontiers in Integrated Solid Earth Sciences”. The results of this meeting were presented in an over 400 pages large Springer book, the first volume of a new series on the International Year of Planet Earth (IYPE). In October 2010 ILP’s Second Potsdam Conference took place, entitled “Solid Earth – Basic Science for the Human Habitat”, again in Potsdam. More than 70 scientists from more than 20 states worldwide came together and shared their results, ideas and visions. This time, in September 2015, ILP’s 35th birthday was the motivation for “Celebrating Excellence in Solid Earth Sciences”. Together with more than 50 scientists, members of the ILP Task Forces and Coordinating Committees, the ILP bureau and ILP’s office came together for three days in September.

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Description: Length: 32 min What forms the landscapes of the Earth with its mountains, rivers, soils, and the places we live in? One view holds that Earth’s surface is shaped when rocks are uplifted by geologic forces, and are then destroyed by rain, ice, and wind that carve landscapes by erosion and weathering. Another view suggests that the green layer of life between rocks below and climate above is the key player. Do plants with their roots, animals that dig into soil and the vast number of microorganisms shape the landscapes? Or do minerals, soil, and water provide the environment for them to live? Or are they both interdependent? Can they together resist the massive climate change imposed by humans today? Watch the scientists of the German-Chilean “EarthShape” project study these questions along a climate gradient in Chile, in the National Parks Pan de Azúcar, La Campana, and Nahuelbuta. Take a tour through fascinating landscapes and see the young scientists study the interactions between geology and biology, from the dry Atacama Desert to dense forests, and in their sophisticated home laboratories. See how feedbacks control Earth’s climate. A science movie designed and produced by Friedhelm von Blanckenburg from GFZ Potsdam, Germany, Kirstin Übernickel from Universität Tübingen, and Wolfgang Dümcke from Filmbüro Potsdam, Germany, within the German National Science Foundation (DFG) funded research network “EarthShape – Earth Surface Shaping by Biota” which is coordinated by Todd Ehlers (Universität Tübingen) und Friedhelm von Blanckenburg (GFZ Potsdam).

Description: There has been growing recognition of the importance of the accurate seismic locations in quantitative seismological studies, such as seismic hazard analyses, fault zone characterization, and Earth's deformation. Accurate estimation of seismic locations is critical since a wrong estimate of the seismic source location will result in wrong interpretations in the subsequent analyses. We present SCOTER, an open-source Python program package that is designed to relocate multiple seismic events by using P- and S-wave station correction terms. The package implements static and shrinking-box source-specific station terms techniques extended to regional and teleseimic distances and adopted for probabilistic, non-linear, global-search location for large-scale multiple-event location. This program provides robust relocation results for seismic event sequences over a wide range of spatial and temporal scales by applying empirical corrections for the biasing effects of 3-D velocity structure. Written in the Python programming language, SCOTER is run as a stand-alone command-line tool (requiring no knowledge of Python) and also provides a set of sub-commands to develop inputs (dataset, configuration etc) and export results (hypocenter parameters, travel-time residuals etc) { routine but non-trivial tasks that can consume much user time. This package can be used for relocation in local, regional, and teleseimic scales. We describe SCOTER's functionality, design and technical implementation, accompanied by an overview of its use cases. As an illustration, we demonstrate the applicability of this tool through two examples based on (1) a catalogue of several hundred events in the Arctic plate boundary region using regional and teleseismic arrival times and (2) a small dataset of low-magnitude seismic events recorded by dense, local stations at the western Iberia, central Portugal. The relocated datasets highlight the future potential for applying the SCOTER relocation tool to greatly improve the relative location accuracy among nearby events.

Description: The German Research Centre for Geosciences GFZ operates a satellite-receiving station at Ny-Ålesund, Spitsbergen since 2001. Valuable support for several satellite missions was provided by the station on a best effort basis, while technical and software related issues, as well as uncertainties regarding important system properties, hindered any project participations with more binding commitments. The upcoming US-German GRACE-Follow On satellite mission with on-board GNSS-RO and gravity measurements and subsequent “near real-time” respectively low latency processing chains raised the demand to integrate the Ny-Ålesund station as the primary data receiving station of the mission’s ground segment. This required the demonstration of improved station performance and reliability with a perspective of sustainability as well as the determination of important antenna system parameters, such as the ratio of antenna gain to system noise (G/T). Analysis of receiving problems at the station in the past and considerations on methods to determine the station antennas characteristics suggested that improved antenna operation software was the most important and straightforward element on the planned way. Disappointing experiences with antenna operation programs of third parties, e.g., from shortcomings of functions, flexibility and support, indicated that the effort for an in-house development would pay off. Consequently new software for the semi-automatic operation of the antennas at the satellite receiving station at Ny-Ålesund was developed within this work. Main development objectives were the elimination of antenna operation problems which occurred in the past, to improve the station reliability, and to introduce program features for the support of required antenna measurements, e.g., such that use the sun as a natural radio signal source. Other focal points during the development were the program-internal timing routines, a compact, informative and operation-safe graphical user interface (GUI) and advanced operation logging features. Lessons learned by the operation of software from other parties in the years since 2001 were respected and even some hardware related issues with the antenna systems at Ny-Ålesund were solved by means of the new software. The new software “NYA-Sattrack” provides all required and desired functions, including some unconventional features. One example is the option to use two different external satellite orbit prediction programs and two sets of prediction elements (twoline elements). An operator can switch between the corresponding pass predictions at any time, even during a satellite contact with already moving antenna. This might be useful, e.g., in a Launch and Early Orbit Phase (LEOP), when different predictions from different sources and with uncertain quality have to be used. Another example is the generation of graphical logs for each satellite contact. An operator can check these logs very fast and simultaneously with normal, text-based logs through a built-in log-viewer function. An eventually desired adaptation to other antenna system types with different technical properties is explicitly supported by the software design as all antenna-specific program code is allocated to individual software interface modules (Dynamic Link Libraries). The new program “NYA-GPS-SYNC” maintains the accuracy of the antenna operation computer clock to support precise operation timing. The two different antenna positioning systems (Elevation over Azimuth and X over Y) of the satellite-receiving station at Ny-Ålesund are operated routinely with NYA-Sattrack since July 2014 and each of the antennas tracks more than 25 satellite passes per day. The number of outages related to antenna operation issues and the manual effort for the operation of the antennas has decreased significantly since introduction of NYA-Sattrack. The new program features of NYA-Sattrack, e.g., such as the sun-tracking mode combined with scan modes, strongly supported the determination of important antenna system characteristics and the detection of a source of radio interference. All achievements of this work have a benefit for supported missions, e.g., due to a better knowledge about technical boundary conditions for contact planning and less data losses during data reception. NYA-Sattrack significantly improved the reliability, efficiency and sustainability to support current and future satellite missions and the Ny-Ålesund ground station is ready to work as the primary downlink station for the GRACE-FO mission, due for launch in February 2018.

Description: Das Helmholtz-Zentrum Potsdam Deutsches GeoForschungsZentrum GFZ betreibt seit 2001 eine Satelliten-Empfangsstation bei Ny-Ålesund auf Spitzbergen. Die Station hat, so gut es ging, wertvolle Dienste für etliche Satellitenmissionen geleistet. Verbindliche Verpflichtungen in Projekten konnten aber, wegen hard- und softwaretechnischer Probleme und den nur unsicher bekannten Leistungsparametern der Station, nicht eingegangen werden. Die aufkommende US-amerikanisch-deutsche GRACE-Follow On Satellitenmission für GNSS-RO- und Schwerefeldmessungen und die sich daran anschließenden nahe-Echtzeit Datenverarbeitungsketten führten zu dem Wunsch, die Ny-Ålesund Station als primäre Empfangsstation im Bodensegment der Mission zu integrieren. Dies erforderte den Nachweis von verbesserten Betriebseigenschaften, sowie verbesserter Betriebszuverlässigkeit und Zukunftssicherheit, und die Bestimmung wichtiger Antennenparameter, wie dem Verhältnis von Antennengewinn zu Systemrauschen (G/T). Analysen zu Empfangsproblemen an der Station in der Vergangenheit und Überlegungen zur Bestimmung der Antennencharakteristika legten nahe, dass der wichtigste und direkteste Schritt auf diesem Weg eine verbesserte Software für den Betrieb der Antennen sein würde. Wegen in verschiedener Hinsicht enttäuschenden Erfahrungen mit Antennenbetriebssoftware von Dritten, z.B. wegen unzureichenden Funktionen und mangelnder Flexibilität und Unterstützung, wurde angenommen, dass sich der Aufwand für eine eigene Programmentwicklung auszahlen würde. Infolgedessen wurde mit dieser Arbeit eine neue Software für den halb-automatischen Betrieb der Antennen an der Satelliten-Empfangsstation Ny-Ålesund entwickelt. Die wichtigsten Punkte dabei waren die Lösung der in der Vergangenheit beobachteten Betriebsprobleme mit den Antennen, bzw. die Verbesserung der Zuverlässigkeit der Station, und Funktionen für Messungen an und mit den Antennen, z.B. mit Nutzung der Sonne als natürliche Quelle für Radiosignale. Andere Schwerpunkte der Entwicklung waren die zeitlichen Abläufe im Programm, eine kompakte, informative und betriebssichere graphische Nutzerschnittstelle (GUI) und erweiterte Möglichkeiten zum Protokollieren (Loggen) des Betriebs. Dabei wurden die seit 2001 mit dem Betrieb von extern beschaffter Software gemachten Erfahrungen berücksichtigt und sogar durch Hardware verursachte Probleme beim Betrieb der Antennen in Ny-Ålesund durch die neue Software gelöst. Das neue Programm „NYA-Sattrack“ stellt alle benötigten und gewünschten Funktionen bereit, inklusive einiger ungewöhnlicher Funktionen. Ein Beispiel ist die Möglichkeit zur Nutzung von zwei unterschiedlichen externen Programmen zur Bahnvorhersage mit unterschiedlichen Bahnelementen (twoline elements). Ein Operator kann so jederzeit zwischen den beiden entsprechenden Bahnvorhersagen wechseln, sogar während eines Satellitenkontakts mit sich bereits bewegenden Antennen. Dies könnte z.B. in der ersten Zeit nach einem Satellitenstart nützlich sein, wenn unterschiedliche Bahnberechnungen mit unsicherer Genauigkeit von unterschiedlichen Quellen verwendet werden müssen. Ein anderes Beispiel ist die Erzeugung graphischer Logs für die einzelnen Satellitenkontakte. Diese Logs lassen sich von einem Operator sehr schnell überprüfen, durch eine integrierte Anzeigefunktion sogar zusammen mit den textbasierten Logdateien. Eine möglicherweise gewünschte Anpassung des Programms für andere Antennen mit unterschiedlichen Betriebseigenschaften wird dadurch unterstützt, dass antennenspezifischer Programmcode in Programmerweiterungen (Dynamic Link Libraries) platziert wurde. Das neue Programm “NYA-GPS-SYNC” kontrolliert die Uhr des Computers für die Antennensteuerung und sorgt so für einen zeitlich präzisen Betrieb. Die beiden unterschiedlichen Antennenpositionierungssysteme an der Satelliten- Empfangsstation Ny-Ålesund (Elevation über Azimut und X über Y) werden seit Juli 2014 routinemäßig mit NYA-Sattrack betrieben. Jede der beiden Antennen bedient mehr als 25 Satellitenkontakte pro Tag. Seit der Einführung von NYA-Sattrack haben betriebsbedingte Ausfälle stark abgenommen, ebenso der manuelle Aufwand zum Betrieb der Antennen. Die neuen Funktionen von NYA-Sattrack, wie z.B. das Verfolgen der Sonne mit einer Antenne in Kombination mit speziellen Bewegungsmustern, haben die Bestimmung wichtiger Antennenparameter und das Erkennen einer funktechnischen Störquelle ermöglicht. Alle erzielten Ergebnisse nützen indirekt auch den unterstützten Missionen, z.B. durch bessere Kenntnis der technischen Randbedingungen für die Planung von Kontakten und geringere Datenverluste beim Datenempfang. NYA-Sattrack hat die Zuverlässigkeit, Effektivität und Nachhaltigkeitsperspektive der Station für die Unterstützung aktueller und zukünftiger Satellitenmissionen stark verbessert, so dass diese nun für den geplanten Einsatz als primäre Empfangsstation für GRACE-FO bereit ist (geplanter Start im Februar 2018).