Skip to main content

Advertisement

Log in

Impacts of Cash Transfer Programs on Rural Livelihoods: a Case Study in the Brazilian Amazon Estuary

  • Published:
Human Ecology Aims and scope Submit manuscript

Abstract

We conducted a large household survey in a region of the Amazon estuary in Brazil to investigate the dependence of small farming households on government cash transfers and to identify the main factors that lead to better livelihood outcomes. The study examined the factors that contribute to heterogeneous household livelihoods and patterns of dependence on cash transfer programs. Multinomial logistic regression was used to evaluate household attributes affecting the level of dependence on cash transfers. Results indicate that households engage in a diversity of livelihood strategies, and vary in dependence on cash transfers. Lower levels of dependency are associated with higher levels of education and income from off-farm activities as well as larger property sizes and holdings in the várzea. Recognition of the causes and potential range of dependence on cash transfer programs adds decision-making capacity for policy makers seeking avenues to reduce dependence and increase program effectiveness.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3

Similar content being viewed by others

Notes

  1. Other cluster analysis approaches can also be used depending on the sampled households. However, in our case, K-means cluster (four clusters) shows similar results: nD has 169 households, lD has 95, mD has 229, and hD has 141.

  2. We use “no” cash transfer to describe the first quartile of Ts group for the simplicity and recognition of difference to other groups.

References

  • An L., Linderman M., and Qi J. (2005). Exploring Complexity in a Human–Environment System: An Agent-Based Spatial Model for Multidisciplinary and Multiscale Integration. Annals of the Association of American Geographers 95: 54–79. https://doi.org/10.1111/j.1467-8306.2005.00450.x.

  • Angelsen A., Larsen H. O., Lund J. F., Smith-Hall C., and Wunder S. (eds.) (2011). Measuring Livelihoods and Environmental Dependence: Methods for Research and Fieldwork, Earthscan, Edinburgh, UK.

    Google Scholar 

  • Babulo B., Muys B., Nega F., Tollens E., Nyssen J., Deckers J., and Mathijs E. (2008). Household Livelihood Strategies and Forest Dependence in the Highlands of Tigray, Northern Ethiopia. Agricultural Systems 98(2): 147–155. https://doi.org/10.1016/j.agsy.2008.06.001.

  • Baird S., Ferreira F. H. G., Özler B., and Woolcock M. (2013). Relative Effectiveness of Conditional and Unconditional Cash Transfers for Schooling Outcomes in Developing Countries: A Systematic Review. Campbell Systematic Reviews 8(September): 1–124. https://doi.org/10.4073/csr.2013.8.

  • Barrientos, A., Ferreira, M., Gorman, M., Heslop, A., Legido-Quigley, H., Lloyd-Sherlock, P., … Vianna M. L. T. W. (2003). Non-Contributory Pensions and Poverty Prevention: A Comparative Study of Brazil and South Africa. The UK Department for International Development. Retrieved from http://www.globalaging.org/pension/world/2004/noncontributory.pdf.

  • Barrientos, A., Nino-Zarazua, M., and Maitrot M. (2010). Social Assistance in Developing Countries Database Version 5.0. Brooks World Poverty …, (July), 1–137. Retrieved from http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1672090.

  • Bertrand M. (2003). Public Policy and Extended Families: Evidence from Pensions in South Africa. World Bank Economic Review 17(1): 27–50. https://doi.org/10.1093/wber/lhg014.

  • Biggs R., Schlüter M., Biggs D., Bohensky E. L., BurnSilver S., Cundill G., et al (2012). Toward Principles for Enhancing the Resilience of Ecosystem Services. Annual Review of Environment and Resources 37(1): 421–448. https://doi.org/10.1146/annurev-environ-051211-123836.

  • Blair R. B., and Launer A. E. (1997). Butterfly Diversity and Human Land Use: Species Assemblages Along an Urban Gradient. Biological Conservation 3207(96): 113–125.

    Article  Google Scholar 

  • Boone R., Covarrubias K., Davis B., and Winters P. (2013). Cash Transfer Programs and Agricultural Production: The Case of Malawi. Agricultural Economics 44(3): 365–378. https://doi.org/10.1111/agec.12017.

  • Börner J., Mendoza A., and Vosti S. A. (2007). Ecosystem Services, Agriculture, and Rural Poverty in the Eastern Brazilian Amazon: Interrelationships and Policy Prescriptions. Ecological Economics 64(2): 356–373. https://doi.org/10.1016/j.ecolecon.2007.03.001.

  • Brauw A. D., Gilligan D. O., Hoddinott J., and Roy S. (2015). Bolsa Família and Household Labor Supply. Economic Development and Cultural Change 63(3): 423–457.

    Article  Google Scholar 

  • Brondizio E. S. (2004). Agriculture Intensification, Economic Identity, and Shared Invisibility in Amazonian Peasantry: Caboclos and Colonists in Comparative Perspective. Culture and Agriculture 26(1&2): 1–24. http://link.springer.com/chapter/10.1007%2F978-1-4020-9283-1_9.

  • Brondízio E. S. (2008). In Peters C. M. (ed.), The Amazonian Caboclo and the Acai Palm: Forest Farmers in the Global Market, 1st edn., New York Botanical Garden Pr Dept, Bronx, New York.

    Google Scholar 

  • Carney D. (2003). Sustainable Livelihoods Approaches: Progress and Possibilities for Change (O. Sattaur, Ed.). Toronto: Department for International Development. Retrieved from http://www.eldis.org/vfile/upload/1/document/0812/SLA_Progress.pdf.

  • Chambers, R., & Conway G. R. (1991). Sustainable rural livelihoods: practical concepts for the 21st century. Institute of Development Studies, Disscusion Paper 296. http://publications.iwmi.org/pdf/H_32821.pdf. Accessed 25 September 2017.

  • de Brauw, A., Gilligan, D. O., Hoddinott, J., and Roy S. (2014). The Impact of Bolsa Família on Schooling: Girls’ Advantage Increases and Older Children Gain. International Food Policy Research Institute 1319.

  • de Janvry A., and Sadoulet E. (2001). Income Strategies Among Rural Households in Mexico: The Role of Off-Farm Activities. World Development 29(3): 467–480. https://doi.org/10.1016/S0305-750X(00)00113-3.

  • de Janvry A., and Sadoulet E. (2006). Making Conditional Cash Transfer Programs more Efficient: Designing for Maximum Effect of the Conditionality. World Bank Economic Review 20(1): 1–29. https://doi.org/10.1093/wber/lhj002.

  • de Janvry, A., Sadoulet, E., and Zhu N. (2005). The Role of Non-Farm Incomes in Reducing Rural Poverty and Inequality in China. CUDARE Working Papers. http://escholarship.org/uc/item/7ts2z766. Accessed 25 September 2017

  • de Oliveira, A. M. H. C., Andrade, M. V., Resende, A. C. C., Rodrigues, C. G., de Souza, L. R., and Ribas R. P. (2007). First Results of a Preliminary Evaluation of the Bolsa Familia Program. In Evaluation of MDS Policies and Programs: Results-Volume 2-Bolsa Familia Program and Social Assistance (2nd ed., Vol. II, pp. 19–66). Brasília: Ministry of Social Development and the Fight Against Hunger.

  • Development Study Group, University of Zurich (2002). The sustainable livelihoods approach. Input Paper for the Integrated Training Course of NCCR North-South Aeschiried, Switzerland (9. - 20. September 2002). Complied by M. Kollmair and St. Gamper, Juli. Sustainable Study Group, University of Zurich, Zürich

  • Farrington J., and Slater R. (2006). Introduction: Cash Transfers: Panacea for Poverty Reduction or Money Down the Drain? Development Policy Review 24(5): 499–511. https://doi.org/10.1111/j.1467-7679.2006.00344.x.

  • Ginebreda A., Muñoz I., de Alda M. L., Brix R., López-Doval J., and Barceló D. (2010). Environmental Risk Assessment of Pharmaceuticals in Rivers: Relationships Between Hazard Indexes and Aquatic Macroinvertebrate Diversity Indexes in the Llobregat River (NE Spain). Environment International 36(2): 153–162. https://doi.org/10.1016/j.envint.2009.10.003.

  • Grosh, M., del Ninno, C., Tesliuc, E., and Ouerghi A. (2008). For Protection and Promotion: The Design and Implementation of Effective Safety Nets. World Bank 614. doi:https://doi.org/10.1596/978-0-8213/7581-5.

  • Hall A. (2006). From Fome Zero to Bolsa Família: Social Policies and Poverty Alleviation under Lula. Journal of Latin American Studies 38(4): 689. https://doi.org/10.1017/S0022216X0600157X.

  • Hanazaki N., Berkes F., Seixas C. S., and Peroni N. (2012). Livelihood Diversity, Food Security and Resilience Among the Caiçara of Coastal Brazil. Human Ecology 41(1): 153–164. https://doi.org/10.1007/s10745-012-9553-9.

  • Harrison M. (1975). Chayanov and the Economics of the Russian Peasantry. Journal of Peasant Studies 2(4): 389–417.

    Article  Google Scholar 

  • Kassouf, A. L., and de Oliveira P. R. (2012). Impact Evaluation of the Brazilian Non-Contributory Pension Program Benefício de Prestação Continuada (BPC) on Family Welfare. Partnership for Economic Policy. Retrieved from http://papers.ssrn.com/sol3/papers.cfm?abstract_id=2374388.

  • Kayastha, P., Rauniyar, G., and Parker W. (1999). Determinants of off-farm employment in eastern rural Nepal. In Australian Agricultural and Resource Economics Society (pp. 1–14).

  • Lloyd-sherlock, P., and Barrientos A. (2009). Brazil’s Rural Pension System: Its Development and Impacts -Lessons for China. New Dynamics of Ageing. http://www.eldis.org/document/A44344Accessed 25 September 2017

  • Mamo G., Sjaastad E., and Vedeld P. (2007). Economic Dependence on Forest Resources: A Case from Dendi District, Ethiopia. Forest Policy and Economics 9(8): 916–927. https://doi.org/10.1016/j.forpol.2006.08.001.

  • Manley J., Gitter S., and Slavchevska V. (2013). How Effective are Cash Transfers at Improving Nutritional Status? World Development 48: 133–155. https://doi.org/10.1016/j.worlddev.2013.03.010.

  • Miranda, V., Rios-neto, E., and Turra C. M. (2009). The Impact of Conditional Cash Transfers on Interhousehold Transfer Behavior Among the Elderly in Brazil, 1–17. In: XXVI International Population Conference of the IUSSP, International Union for the Scientific Study of Population, Marrakech, Morocco, 27 September - 02 October 2009

  • Mohammad Abdullah A. N., Stacey N., Garnett S. T., and Myers B. (2016). Economic Dependence on Mangrove Forest Resources for Livelihoods in the Sundarbans, Bangladesh. Forest Policy and Economics 64: 15–24. https://doi.org/10.1016/j.forpol.2015.12.009.

  • Murrieta, R., Dufour, D., and Siqueira A. (1999). Food Consumption and Subsistence in Three Caboclo Populations on Marajó Island, Amazonia, Brazil. Human Ecology 27(3):455–475. Retrieved from http://www.springerlink.com/index/l2j3720765pq5263.pdf.

  • Padoch, C., Brondizio, E., Costa, S., Pinedo-vasquez, M., Sears, R. R., and Siqueira A. (2008). Urban Forest and Rural Cities: Multi-Sited Households, Consumption Patterns, and Forest Resources in Amazonia. Ecology and Society 13(2).

  • Paes-Sousa, R., and Santos L. M. P. (2009). Measuring the Impact of Bolsa Familia Program Based on Data from Health and Nutrition Days (Brazil). United Nations Food and Agriculture Organization (FAO) Hunger-Free Latin America and the Caribbean Initiative, Working Paper. http://www.oda-alc.org/documentos/1323953814.pdf. Accessed 25 September 2017

  • Paxson C., and Schady N. (2007). Does Money Matter? The Effects of Cash Transfers on Child Health and Development in Rural, Ecuador, World Bank Policy Research Working Paper.

    Google Scholar 

  • Pfeiffer L., López-Feldman A., and Taylor J. E. (2009). Is Off-Farm Income Reforming the Farm? Evidence from Mexico. Agricultural Economics 40(2): 125–138. https://doi.org/10.1111/j.1574-0862.2009.00365.x.

  • Piperata B. A., McSweeney K., and Murrieta R. S. (2016). Conditional Cash Transfers, Food Security, and Health: Biocultural Insights for Poverty-Alleviation Policy from the Brazilian Amazon. Current Anthropology 57(6): 806–826. https://doi.org/10.1086/688912.

  • Porazinska D. L., Giblin-Davis R. M., Esquivel A., Powers T. O., Sung W., and Thomas W. K. (2010). Ecometagenetics Confirm High Tropical Rainforest Nematode Diversity. Molecular Ecology 19(24): 5521–5530. https://doi.org/10.1111/j.1365-294X.2010.04891.x.

  • Sabates-Wheeler R., and Devereux S. (2010). Cash Transfers and High Food Prices: Explaining Outcomes on Ethiopia’s Productive Safety Net Programme. Food Policy 35(4): 274–285. https://doi.org/10.1016/j.foodpol.2010.01.001.

  • Sadoulet, E., de Janvry, A., and Davis B. (2001). Cash Transfer Programs with Income Multipliers: PROCAMPO in Mexico. World Development 29(6): 1043–1056. https://doi.org/10.1016/S0305-750X(01)00018-3.

  • Schubert B., and Slater R. (2006). Social Cash Transfers in Low-Income African countries: Conditional or Unconditiona? Development Policy Review 24(5): 571–578. https://doi.org/10.1111/j.1467-7679.2006.00348.x.

  • Standing G. (2008). How Cash Transfers Promote the Case for Basic Income. Basic Income Studies 3(1): 1–30. https://doi.org/10.2202/1932-0183.1106.

  • Tittonell P. (2014). Livelihood Strategies, Resilience and Transformability in African Agroecosystems. Agricultural Systems 126: 3–14. https://doi.org/10.1016/j.agsy.2013.10.010.

  • VanWey L. K., D’Antona Á. O., and Brondízio E. S. (2007). Household Demographic Change and Land Use/Land Cover Change in the Brazilian Amazon. Population and Environment 28(3): 163–185. https://doi.org/10.1007/s11111-007-0040-y.

  • Venables, W. N., and Ripley, B. D. (2002). Modern Applied Statistics with S, 3rd edn, Springer, New York.

  • Verburg P. H., Veldkamp W. S., Limpiada R., Espaldon V., and Mastura S. S. A. (2002). Modeling the Spatial Dynamics of Regional Land Use: The CLUE-S Model. Environmental Management 30(3): 391–405. https://doi.org/10.1007/s00267-002-2630-x.

  • Vogt, N., Pinedo-Vasquez, M., Brondízio, E. S., Rabelo, F. G., Fernandes, K., Almeida, O., … Dou Y. (2016). Local Ecological Knowledge and Incremental Adaptation to Changing Flood Patterns in the Amazon Delta. Sustainability Science 2(1). doi:https://doi.org/10.1007/s11625-015-0352-2

  • Yusuf, T. M., and Adewumi, M. O. (2016). Analysis of Off-Farm Employment and Poverty Status of Farming Households in Kwara State, Nigeria. International Journal of Scientific Research and Innovative Technology 3(2). http://www.ijsrit.com/uploaded_all_files/2176422870_hR-0558.pdf. Accessed 25 September 2017

  • Zarin, D., Pereira, V., & Raffles H. (2001). Landscape Change in Tidal Floodplains near the Mouth of the Amazon River. Forest Ecology and Management 154:383–393. Retrieved from http://www.sciencedirect.com/science/article/pii/S0378112701005102.

Download references

Acknowledgements

This research was supported by the International Development and Research Center of Canada (project: Socio-Cultural Adaptations of Caboclos in the Amazon Estuary of Brazil to Extreme Tidal Events), CNQp and CAPES-Proamazonia. Thanks to Walter Ubal of IDRC for his advice and assistance. We wish to thank a number of institutions and individuals in Brazil who made this work possible, including the Universidade Federal do Para. Special thanks to Hugo Castro and Fernando G. Rabelo, for their valuable work in the field collecting data through the household survey. We are also grateful to the many families and individuals in Abaetetuba who participated in the survey and shared their ideas.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Yue Dou.

Ethics declarations

Conflict of Interest

The authors declare that they have no conflict of interest.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Dou, Y., Deadman, P., Robinson, D. et al. Impacts of Cash Transfer Programs on Rural Livelihoods: a Case Study in the Brazilian Amazon Estuary. Hum Ecol 45, 697–710 (2017). https://doi.org/10.1007/s10745-017-9934-1

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10745-017-9934-1

Keywords

Navigation