ALBERT

Description: Experimental observations of polarimetric signatures are presented for sea ice in the Beaufort Sea under cold winter conditions and interpreted with the composite model developed in Part 1. Polarimetric data were acquired in March 1988 with the Jet Propulsion Laboratory multifrequency airborne synthetic aperture radar (SAR) during the Beaufort Sea Flight Campaign. The experimental area was located near 75 N latitude and spanned 140 deg-145 deg W longitude. Selected sea ice scenes contain various ice types, including multiyear, thick first-year, and thin lead ice. Additionally, the C band SAR on the first European Remote Sensing Satellite provides supplementary backscattering data of winter Beaufort Sea ice for small incident angles (20 deg-26 deg) at vertical polarization. Sea ice characterization and environment data used in the model were collected at the Applied Physics Laboratory drifting ice station to the northeast of Prudhoe Bay; additional data from field and laboratory experiments are also utilized in this analysis. The model related sea ice polarimetric backscattering signatures to physical, structural, and electromagnetic properties of sea ice. Scattering mechanisms contributing to sea ice signatures are explained, and sensitivies of polarimetric signatures to sea ice characterization parameters are studied.

Description: Physical, structral, and electromagnetic properties and interrelating processes in sea ice are used to develop a composite model for polarimetric backscattering signatures of sea ice. Physical properties of sea ice constituents such as ice, brine, air, and salt are presented in terms of their effects on electromagnetic wave interactions. Sea ice structure and geometry of scatterers are related to wave propagation, attenuation, and scattering. Temperature and salinity, which are determining factors for the thermodynamic phase distribution in sea ice, are consistently used to derive both effective permittivities and polarimetric scattering coefficients. Polarmetric signatures of sea ice depend on crystal sizes and brine volumes, which are affected by ice growth rates. Desalination by brine expulsion, drainage, or other mechanisms modifies wave penetration and scattering. Sea ice signatures are further complicated by surface conditions such as rough interfaces, hummocks, snow cover, brine skim, or slush layer. Based on the same set of geophysical parameters characterizing sea ice, a composite model is developed to calculate effective permittivities and backscattering covariance matrices at microwave frequencies to interpretation of sea ice polarimetric signatures.

Description: Data were collected in March 1988 with the Jet Propulsion Laboratory (JPL) polarimetric airborne synthetic aperture radar (SAR). Full covariance matrices were obtained from the scattering data with proper consideration of the polarimetric calibration. Images were processed to form the sea ice scenes in the Beaufort sea. These scenes contain various ice types including thin ice, thick first-year ice, and multiyear ice. Sea ice was modeled as a layer random medium and the polarimetric backscattering coefficients were calculated under the distorted Born approximation with effective permittivities obtained from the strong fluctuation theory. Sea ice signatures remotely observed by the JPL SAR over the Beaufort sea ice scenes were interpreted by comparing their behavior at different incident angles with results obtained from the theoretical model.

Description: A model for calculating the effective permittivity of saline ice under thermal variation is presented. The model includes multiphase inhomogeneities with multiple species characterized by orientation, size and shape distributions. The model is used to derive the effective permittivity as a function of temperature under the strong fluctuation theory which is extended to account for the complexity. The results calculated from the model are compared with experimental data at 4.8 GHz for saline ice grown at the US Army Cold Regions Research and Engineering Laboratory (CRREL). The comparison between measured and calculated complex permittivities is good for the imaginary part, and the difference is within 10 percent for the real part.

Description: The polarimetric emission from an anisotropic medium with applications to the passive microwave remote sensing of sea ice is investigated. Based on the fluctuation-dissipation theory, the Stokes vector is obtained for the thermally exicted electromagnetic radiation from an anisotropic object. By modeling sea ice as a layered anisotropic medium, the Stokes vector representing the polarimetric emission is illustrated for various geophysical conditions. It is found that the difference in the brightness temperatures measured at two surface temperatures is correlated with the thickness of the sea ice. For cases where the c-axis of sea ice is aligned or not random in the horizontal plane, the calculated brightness temperatures show a periodic variation when plotted as a function of the azimuthal angle of the observation direction, indicating that the polarimetric Stokes parameters can be used to detect the direction of c-axes in sea ice.

Description: We describe a potential procedure for retrieving ice thickness from multi-frequency polarimetric SAR data for thin ice. This procedure includes first masking out the thicker ice types with a simple classifier and then deriving the thickness of the remaining pixels using a model-inversion technique. The technique used to derive ice thickness from polarimetric observations is provided by a numerical estimator or neural network. A three-layer perceptron implemented with the backpropagation algorithm is used in this investigation with several improved aspects for a faster convergence rate and a better accuracy of the neural network. These improvements include weight initialization, normalization of the output range, the selection of offset constant, and a heuristic learning algorithm. The performance of the neural network is demonstrated by using training data generated by a theoretical scattering model for sea ice matched to the database of interest. The training data are comprised of the polarimetric backscattering coefficients of thin ice and the corresponding input ice parameters to the scattering model. The retrieved ice thickness from the theoretical backscattering coefficients is compare with the input ice thickness to the scattering model to illustrate the accuracy of the inversion method. Results indicate that the network convergence rate and accuracy are higher when multi-frequency training sets are presented. In addition, the dominant backscattering coefficients in retrieving ice thickness are found by comparing the behavior of the network trained backscattering data at various incidence angels. After the neural network is trained with the theoretical backscattering data at various incidence anges, the interconnection weights between nodes are saved and applied to the experimental data to be investigated. In this paper, we illustrate the effectiveness of this technique using polarimetric SAR data collected by the JPL DC-8 radar over a sea ice scene.

Description: Polarimetric backscattering from sea ice is presented. Theoretical models for backscattering are first presented for various ice types. Then, theoretical results are compared with experimental data for new thin ice, first-year ice, and multi-year ice. Sea ice is modeled as a layer medium containing random scatterers and rough interfaces. For multi-year sea ice with snow cover, the sea ice layer is modeled as an ice background with embedded spheroidal air bubbles and the snow layer as air with ice grains. The hummocky topography on multi-year ice is characterized by a Gaussian distribution which has an averaging effect on backscattering coefficients. First-year sea ice is described by an ice medium hosting ellipsoidal brine inclusions. These inclusions are oriented preferentially in the vertical direction due to the columnar structure of first-year sea ice. Azimuthally, the orientation of the brine pockets are random corresponding to the random c-axes in sea ice, unless the axes are oriented by sea currents. For thin ice in newly opened leads, it has been observed that there exists a thin brine layer with very high salinity on the top surface of the new ice. This brine layer is depicted as a medium with high permittivity which can significantly affect electromagnetic scattering signatures from the lower thin ice layer, with a higher fractional volume of brine inclusions due to higher salinity as compared to thick first-year sea ice. The rough medium interfaces are described as Gaussian rough surfaces characterized by root-mean-square heights and surface correlation lengths. The contribution from rough surface, calculated under the Kirchhoff approximation or small perturbation method, is assumed to be independent from volume scattering. The total loss including absorption and scattering losses in the scattering media is represented by the imaginary part of effective permittivity obtained from the strong fluctuation theory. The polarimetric scattering coefficients for different ice types are then derived under the distorted Born approximation.

Description: The random medium model is used to interpret the polarimetric active and passive measurements of saline ice. The ice layer is described as a host ice medium embedded with randomly distributed inhomogeneities, and the underlying sea water is considered as a homogeneous half-space. The scatterers in the ice layer are modeled with an ellipsoidal correlation function. The orientation of the scatterers is vertically aligned and azimuthally random. The strong permittivity fluctuation theory is used to calculate the effective permittivity and the distorted Born approximation is used to obtain the polarimetric scattering coefficients. Thermal emissions based on the reciprocity and energy conservation principles are calculated. The effects of the random roughness at the air-ice, and ice-water interfaces are explained by adding the surface scattering to the volume scattering return incoherently. The theoretical model, which has been successfully applied to analyze the radar backscatter data of first-year sea ice, is used to interpret the measurements performed in the Cold Regions Research and Engineering Laboratory's CRRELEX program.