ALBERT

Description: Global biogeochemical ocean models are often tuned to match the observed distributions and fluxes of inorganic and organic quantities. This tuning is typically carried out “by hand”. However, this rather subjective approach might not yield the best fit to observations, is closely linked to the circulation employed and is thus influenced by its specific features and even its faults. We here investigate the effect of model tuning, via objective optimisation, of one biogeochemical model of intermediate complexity when simulated in five different offline circulations. For each circulation, three of six model parameters have been adjusted to characteristic features of the respective circulation. The values of these three parameters – namely, the oxygen utilisation of remineralisation, the particle flux parameter and potential nitrogen fixation rate – correlate significantly with deep mixing and ideal age of North Atlantic Deep Water (NADW) and the outcrop area of Antarctic Intermediate Waters (AAIW) and Subantarctic Mode Water (SAMW) in the Southern Ocean. The clear relationship between these parameters and circulation characteristics, which can be easily diagnosed from global models, can provide guidance when tuning global biogeochemistry within any new circulation model. The results from 20 global cross-validation experiments show that parameter sets optimised for a specific circulation can be transferred between similar circulations without losing too much of the model's fit to observed quantities. When compared to model intercomparisons of subjectively tuned, global coupled biogeochemistry–circulation models, each with different circulation and/or biogeochemistry, our results show a much lower range of oxygen inventory, oxygen minimum zone (OMZ) volume and global biogeochemical fluxes. Export production depends to a large extent on the circulation applied, while deep particle flux is mostly determined by the particle flux parameter. Oxygen inventory, OMZ volume, primary production and fixed-nitrogen turnover depend more or less equally on both factors, with OMZ volume showing the highest sensitivity, and residual variability. These results show a beneficial effect of optimisation, even when a biogeochemical model is first optimised in a relatively coarse circulation and then transferred to a different finer-resolution circulation model.

Description: Mastermind is famous two-player game. The first player (codemaker) chooses a secret code which the second player (codebreaker) is supposed to crack within a minimum number of code guesses (queries). Therefore, the codemaker’s duty is to help the codebreaker by providing a well-defined error measure between the secret code and the guessed code after each query. We consider a variant, called Yes-No AB-Mastermind, where both secret code and queries must be repetition-free and the provided information by the codemaker only indicates if a query contains any correct position at all. For this Mastermind version with n positions and k ≥ n colors and ℓ : = k + 1 − n , we prove a lower bound of ∑ j = ℓ k log 2 j and an upper bound of n log 2 n + k on the number of queries necessary to break the secret code. For the important case k = n , where both secret code and queries represent permutations, our results imply an exact asymptotic complexity of Θ ( n log n ) queries.

Description: Biogeochemical models, capturing the major feedbacks of the pelagic ecosystem of the world ocean, are today often embedded into Earth System models which are increasingly used for decision making regarding climate policies. These models contain poorly constrained parameters (e.g., maximum phytoplankton growth rate) which are typically adjusted until the model shows a reasonable behavior. Systematic approaches determine these parameters by minimizing the misfit between the model and observational data. In most common model approaches, however, the underlying functions mimicking the biogeochemical processes are non-linear and non-convex. Thus, systematic optimization algorithms are likely to get trapped in a local minimum and might lead to non-optimal results. To judge the quality of an obtained parameter estimate, we propose to determine a preferably large lower bound for the global optimum, that is relatively easy to obtain and that will help to assess the quality of an optimum, generated by an optimization algorithm. Due to the unavoidable noise component in all observations, such a lower bound is typically larger than zero. We suggest to derive such lower bounds based on typical properties of biogeochemical models (e.g., a limited number of extremes and a bounded time-derivative). We evaluate this approach with synthetic observations and demonstrate a real-world example, consisting of phytoplankton observations in the Baltic Sea.

Description: Global biogeochemical ocean models contain a variety of different biogeochemical components and often much simplified representations of complex dynamical interactions, which are described by many ( ≈ 10 to  ≈ 100) parameters. The values of many of these parameters are empirically difficult to constrain, due to the fact that in the models they represent processes for a range of different groups of organisms at the same time, while even for single species parameter values are often difficult to determine in situ. Therefore, these models are subject to a high level of parametric uncertainty. This may be of consequence for their skill with respect to accurately describing the relevant features of the present ocean, as well as their sensitivity to possible environmental changes. We here present a framework for the calibration of global biogeochemical ocean models on short and long timescales. The framework combines an offline approach for transport of biogeochemical tracers with an estimation of distribution algorithm (Covariance Matrix Adaption Evolution Strategy, CMA-ES). We explore the performance and capability of this framework by five different optimizations of six biogeochemical parameters of a global biogeochemical model, simulated over 3000 years. First, a twin experiment explores the feasibility of this approach. Four optimizations against a climatology of observations of annual mean dissolved nutrients and oxygen determine the extent to which different setups of the optimization influence model fit and parameter estimates. Because the misfit function applied focuses on the large-scale distribution of inorganic biogeochemical tracers, parameters that act on large spatial and temporal scales are determined earliest, and with the least spread. Parameters more closely tied to surface biology, which act on shorter timescales, are more difficult to determine. In particular, the search for optimum zooplankton parameters can benefit from a sound knowledge of maximum and minimum parameter values, leading to a more efficient optimization. It is encouraging that, although the misfit function does not contain any direct information about biogeochemical turnover, the optimized models nevertheless provide a better fit to observed global biogeochemical fluxes.

Description: Biogeochemical models, capturing the major feedbacks of the pelagic ecosystem of the world ocean, are today often embedded into Earth system models which are increasingly used for decision making regarding climate policies. These models contain poorly constrained parameters (e.g., maximum phytoplankton growth rate), which are typically adjusted until the model shows reasonable behavior. Systematic approaches determine these parameters by minimizing the misfit between the model and observational data. In most common model approaches, however, the underlying functions mimicking the biogeochemical processes are nonlinear and non-convex. Thus, systematic optimization algorithms are likely to get trapped in local minima and might lead to non-optimal results. To judge the quality of an obtained parameter estimate, we propose determining a preferably large lower bound for the global optimum that is relatively easy to obtain and that will help to assess the quality of an optimum, generated by an optimization algorithm. Due to the unavoidable noise component in all observations, such a lower bound is typically larger than zero. We suggest deriving such lower bounds based on typical properties of biogeochemical models (e.g., a limited number of extremes and a bounded time derivative). We illustrate the applicability of the method with two real-world examples. The first example uses real-world observations of the Baltic Sea in a box model setup. The second example considers a three-dimensional coupled ocean circulation model in combination with satellite chlorophyll a.

Description: Biogeochemical models, capturing the major feedbacks of the pelagic ecosystem of the world ocean, are today often embedded into Earth system models which are increasingly used for decision making regarding climate policies. These models contain poorly constrained parameters (e.g., maximum phytoplankton growth rate), which are typically adjusted until the model shows reasonable behavior. Systematic approaches determine these parameters by minimizing the misfit between the model and observational data. In most common model approaches, however, the underlying functions mimicking the biogeochemical processes are nonlinear and non-convex. Thus, systematic optimization algorithms are likely to get trapped in local minima and might lead to non-optimal results. To judge the quality of an obtained parameter estimate, we propose determining a preferably large lower bound for the global optimum that is relatively easy to obtain and that will help to assess the quality of an optimum, generated by an optimization algorithm. Due to the unavoidable noise component in all observations, such a lower bound is typically larger than zero. We suggest deriving such lower bounds based on typical properties of biogeochemical models (e.g., a limited number of extremes and a bounded time derivative). We illustrate the applicability of the method with two real-world examples. The first example uses real-world observations of the Baltic Sea in a box model setup. The second example considers a three-dimensional coupled ocean circulation model in combination with satellite chlorophyll a.

Description: Global biogeochemical ocean models contain a variety of different biogeochemical components and often much simplified representations of complex dynamical interactions, which are described by many (≈10–≈100) parameters. The values of many of these parameters are empirically difficult to constrain, due to the fact that in the models they represent processes for a range of different groups of organisms at the same time, while even for single species parameter values are often difficult to determine in situ. Therefore, these models are subject to a high level of parametric uncertainty. This may be of consequence for their skill with respect to accurately describing the relevant features of the present ocean, as well as their sensitivity to possible environmental changes. We here present a framework for the calibration of global biogeochemical ocean models on short and long time scales. The framework combines an offline approach for transport of biogeochemical tracers with an Estimation of Distribution Algorithm (Covariance Matrix Adaption Evolution Strategy, CMAES). We explore the performance and capability of this framework by five different optimizations of six biogeochemical parameters of a global biogeochemical model. First, a twin experiment explores the feasibility of this approach. Four optimizations against a climatology of observations of annual mean dissolved nutrients and oxygen determine the extent, to which different setups of the optimization influence model's fit and parameter estimates. Because the misfit function applied focuses on the large-scale distribution of inorganic biogeochemical tracers, parameters that act on large spatial and temporal scales are determined earliest, and with the least spread. Parameters more closely tied to surface biology, which act on shorter time scales, are more difficult to determine. In particular the search for optimum zooplankton parameters can benefit from a sound knowledge of maximum and minimum parameter values, leading to a more efficient optimization. It is encouraging that, although the misfit function does not contain any direct information about biogeochemical turnover, the optimized models nevertheless provide a better fit to observed global biogeochemical fluxes.