ALBERT

Description: The Michigan Microwave Canopy Scattering Model (MIMICS) is used to model scatterometer data that were obtained during the August 1987 EOS (Earth Observing System) synergism study. During this experiment, truck-based scatterometers were used to measure radar backscatter from a walnut orchard in Fresno County, California. Multipolarized L- and X-band data were recorded for orchard plots for which dielectric and evapotranspiration characteristics were monitored. MIMICS is used to model a multiangle data set in which a single orchard plot was observed at varying impedance angles and a series of diurnal measurements in which backscatter from this same plot was measured continuously over several 24-h periods. MIMICS accounts for variations in canopy backscatter driven by changes in canopy state that occur diurnally as well as on longer time scales. L-band backscatter is dependent not only on properties of the vegetation but also on properties of the underlying soil surface. The behavior of the X-band backscatter is dominated by properties of the tree crowns.

Description: The EOS (Earth Observing System) Synergism Study examined the temporal variability of the optical and microwave backscatter due to diurnal change in canopy properties of interest to ecosystem modelers. The experiment was designed to address diurnal changes in canopy water status that relate to transpiration. Multispectral optical and multifrequency, multipolarization microwave measurements were acquired using boom-truck-based systems over a two-week period. Sensor and canopy properties were collected around the clock. The canopy studied was a walnut orchard in the San Joaquin Valley of California. The results demonstrate a large diurnal variation in the dielectric properties of the tree that in turn produces significant diurnal changes in the microwave backscatter. The results suggest that permanently orbiting spaceborne sensors such as those on EOS should be placed in orbits that are optimized for the individual sensor and need not be tied together by a tight simultaneity requirement on the order of minutes to hours for the purpose of monitoring ecosystem properties.

Description: In preparation for the launch of SIR-C/X-SAR and design studies for future orbital SAR, a program has made considerable progress in the development of an SAR terrain classifier and algorithms for quantification of biophysical attributes. The goal of this program is to produce a generalized software package for terrain classification and estimation of biophysical attributes and to make this package available to the larger scientific community. The basic elements of the SAR (Synthetic Aperture Radar) terrain classifier are outlined. An SAR image is calibrated with respect to known system and processor gains and external targets (if available). A Level 1 classifier operates on the data to differentiate: urban features, surfaces and tall and short vegetation. Level 2 classifiers further subdivide these classes on the basis of structure. Finally, biophysical and geophysical inversions are applied to each class to estimate attributes of interest. The process used to develop the classifiers and inversions is shown. Radar scattering models developed from theory and from empirical data obtained by truck-mounted polarimeters and the JPL AirSAR are validated. The validated models are used in sensitivity studies to understand the roles of various scattering sources (i.e., surface trunk, branches, etc.) in determining net backscatter. Model simulations of sigma (sup o) as functions of the wave parameters (lambda, polarization and angle of incidence) and the geophysical and biophysical attributes are used to develop robust classifiers. The classifiers are validated using available AirSAR data sets. Specific estimators are developed for each class on the basis of the scattering models and empirical data sets. The candidate algorithms are tested with the AirSAR data sets. The attributes of interest include: total above ground biomass, woody biomass, soil moisture and soil roughness.

Description: The mixed hardwood and conifer forests of northern Michigan were overflown by a 3-frequency airborne imaging radar in Apr. and Jul. 1990. A set of 10 x 10 km test sites near the University of Michigan Biological Station at Douglas Lake and within the Hiawatha National Forest in the upper peninsula of Michigan contained training stands representing the various forest species typical of forest communities across the ecotone between the coniferous boreal forest and mid-latitude hardwood and coniferous forests. The polarimetric radar data were externally calibrated to allow interdate comparisons. The Apr. flight was prior to bud-break of deciduous species and patchy snowcover was present. The Jul. flights occurred during and 2 days after heavy rain showers, and provide a unique opportunity to examine the differences in radar backscatter attributable to intercepted precipitation. Analyses show that there are significant changes in backscattering between biophysically dissimilar forest stands on any given date and also between dates for a given forest stand. These differences in backscattering can be related to moisture properties of the forest floor and the overlying canopy and also to the quantity and organizational structure of the above-ground biomass.

Description: A summary is presented of the results derived from analysis of six SIR-B data takes over an agricultural test site in west central Illinois. The first part describes the procedure used to calibrate the SIR-B imagery, the second part pertains to the observed radar response to soil moisture content, and the last part examines the information derivable from multiangle observations.

Description: This document contains a number of viewgraphs on surface and vegetation backscattering. A classification of vegetation based on general scattering properties is presented. Radar scattering mechanisms are discussed, and backscattering and reflection coefficients for soil back scattering models are given. Radar response to vegetation is presented, with the objectives to discriminate and classify vegetation; to estimate biomass, leaf area index (LAI), and soil moisture; and to monitor changes, including deforestation and growth. Both theory and observation (laboratory, field, air SAR, and European Remote Sensing Satellite (ERS-1) observations) are used to present backscatter coefficients and other data for various vegetation types. ERS-1 results include class statistics, comparison with theory, and biomass response and seasonal variation (LAI) for deciduous and coniferous forests.

Description: This paper examines the statistical behavior of the phase difference Delta-phi between the HH-polarized and VV-polarized backscattered signals recorded by an L-band SAR over an agricultural test site in Illinois. Polarization-phase difference distributions were generated for about 200 agricultural fields for which ground information had been acquired in conjunction with the SAR mission. For the overwhelming majority of cases, the Delta-phi distribution is symmetric and has a single major lobe centered at the mean value of the distribution Delta-phi. Whereas the mean Delta-phi was found to be close to zero degrees for bare soil, cut vegetation, alfalfa, soybeans, and clover, a different pattern was observed for the corn fields; the mean Delta-phi increased with increasing incidence angle Theta = 35 deg. The explanation proposed for this variation is that the corn canopy, most of whose mass is contained in its vertical stalks, acts like a uniaxial crystal characterized by different velocities of propagation for waves with horizontal and vertical polarization. Thus, it is hypothesized that the observed backscatter is contributed by a combination of propagation delay, forward scatter by the soil surface, and specular bistatic reflection by the stalks. Model calculations based on this assumption were found to be in general agreement with the phase observations.

Description: A helicopter-borne C-band scatterometer with the capability of collecting the backscattered power as a function of range is described. This instrument was repeatedly flown from May to September 1984 to study the microwave properties of forest canopies of aspen and black spruce in the Superior National Forest in Minnesota. The characteristics of the instrument, its calibration, the data collection, and preprocessing, are described.

Description: Data-takes on two ascending orbits of the Shuttle Imaging Radar-B (SIR-B) over an agricultural test site in west-central Illinois were used to establish end-to-end transfer functions for conversion of the digital numbers on the 8-bit image to values of the radar backscattering coefficient sigma sup 0 (sq m/sq. m) in dB. The transfer function for each data-take was defined by the SIR-B response to an array of six calibrated point targets of known radar cross-section (transponders) and to a large number of area-extended targets also with known radar cross-section as measured by externally calibrated, truck-mounted scatterometers. The radar cross-section of each transponder at the SIR-B center frequency was measured on an antenna range as a function of local angle of incidence. Two truck-mounted scatterometers observed 20 to 80 agricultural fields daily at 1.6 GHz with HH polarization and at azimuth viewing angles and incidence angles equivalent to those of the SIR-B. The form of the transfer function is completely defined by the SIR-B receiver and the incoherent averaging procedure incorporated into production of the standard SIR-B image product.

Description: The microwave dielectric behavior of vegetation was examined through the development of theoretical models involving dielectric dispersion by both bound and free water and supported by extensive dielectric measurements conducted over a wide range of conditions. The experimental data were acquired using an open-ended coaxial probe that was developed for sensing the dielectric constant of thin layers of materials, such as leaves, from measurements of the complex reflection coefficient using a network analyzer. The probe system was successfully used to record the spectral variation of the dielectric constant over a wide frequency range extending from 0.5 to 20.4 GHz at numerous temperatures between -40 to +40 C. The vegetation samples were measured over a wide range of moisture conditions. To model the dielectric spectrum of the bound water component of the water included in vegetation, dielectric measurements were made for several sucrose-water solutions as analogs for the situation in vegetation. The results were used in conjunction with the experimental data for leaves to determine some of the constant coefficients in the theoretical models. Two models, both of which provide good fit to the data, are proposed.