Strain-induced quantum topological phase transitions in Na3Bi

Dexi Shao, Jiawei Ruan, Juefei Wu, Tong Chen, Zhaopeng Guo, Haijun Zhang, Jian Sun, Li Sheng, and Dingyu Xing
Phys. Rev. B 96, 075112 – Published 8 August 2017

Abstract

Strain can be used as an effective tool to tune the crystal structure of materials and hence to modify their electronic structures, including topological properties. Here, taking Na3Bi as a paradigmatic example, we demonstrated with first-principles calculations and k·p models that the topological phase transitions can be induced by various types of strains. For instance, the Dirac semimetal phase of ambient Na3Bi can be tuned into a topological insulator (TI) phase by uniaxial strain along the 100 axis. Hydrostatic pressure can let the ambient structure transfer into a new thermodynamically stable phase with Fm3¯m symmetry, coming with a perfect parabolic semimetal having a single contact point between the conduction and valence bands, exactly at the Γ point on the Fermi surface, similar to α-Sn. Furthermore, uniaxial strain in the 100 direction can tune the new parabolic semimetal phase into a Dirac semimetal, while shear strains in both the 100 and 111 directions can take the new parabolic semimetal phase into a TI. k·p models are constructed to gain more insights into these quantum topological phase transitions. Last, we calculated surface states of Fm3¯mNa3Bi without and with strains to verify these topological transitions.

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  • Received 4 April 2017
  • Revised 15 July 2017

DOI:https://doi.org/10.1103/PhysRevB.96.075112

©2017 American Physical Society

Physics Subject Headings (PhySH)

Condensed Matter, Materials & Applied Physics

Authors & Affiliations

Dexi Shao1, Jiawei Ruan1, Juefei Wu1, Tong Chen1, Zhaopeng Guo1, Haijun Zhang1,2, Jian Sun1,2,*, Li Sheng1,2, and Dingyu Xing1,2

  • 1National Laboratory of Solid State Microstructures and Department of Physics, Nanjing University, Nanjing 210093, China
  • 2Collaborative Innovation Center of Advanced Microstructures, Nanjing 210093, China

  • *jiansun@nju.edu.cn

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Vol. 96, Iss. 7 — 15 August 2017

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